Prosecution Insights
Last updated: April 19, 2026
Application No. 18/560,764

Coherent Optical Receiver

Non-Final OA §102
Filed
Nov 14, 2023
Examiner
DOBSON, DANIEL G
Art Unit
2634
Tech Center
2600 — Communications
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
88%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
524 granted / 642 resolved
+19.6% vs TC avg
Moderate +7% lift
Without
With
+6.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
10 currently pending
Career history
652
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
47.8%
+7.8% vs TC avg
§102
28.6%
-11.4% vs TC avg
§112
11.8%
-28.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 642 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 and 2 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by United States Patent Application Publication 2013/0108276 A1 to Kikuchi. Regarding Claim 1, Kikuchi discloses a coherent optical receiver (Fig. 3, receiver (1220)) that reproduces a complex time-series signal from an optical signal received via an optical transmission line (Fig. 3, receiver (1220) receives signal from transmission line (1214) to reproduce transmitted complex time-series signal (¶ 29; 1203) at output (1230)), the complex time-series signal having been used to generate the optical signal, the coherent optical receiver comprising: an optical convolution circuit that performs optical signal processing on the received optical signal (Fig. 3, optical front end (1222, 1223-1, 1223-2)); a photodetector that converts the optical signal subjected to the optical signal processing into an electrical signal having an intensity waveform of the optical signal subjected to the optical signal processing (Fig’s 3 and 6A, photodetector (1226-2) outputs optically processed signal into intensity waveform shown in Fig. 6A); and a demodulation algorithm that estimates the complex time-series signal by performing digital signal processing on the electrical signal, and sets the estimated complex time-series signal as a result of reproduction of the complex time-series signal used in generating the optical signal (Fig. 3, ADs (1226) convert the signal to digital for processing by judgment circuit (1221; ¶ 36) using maximum likelihood sequency estimation (¶ 99) reproduce the complex time-series signal (1230)). Regarding Claim 2, Kikuchi discloses the optical convolution circuit includes: a branching unit that branches the received optical signal (Fig. 3, delay interferometer (1223-2) has a splitter on input); an optical delay line that gives different delay differences between the branched optical signals (¶ 33, delay is set so the phase difference between the paths is π/2); a phase shifter that is disposed on the optical delay line, and gives a phase to the branched optical signal (Fig. 3, upper arm has π/2 delay); and a merging unit connected to the optical delay line (Fig. 3, the two branched optical signals are merged.) attenuation to the branched optical signal. Conclusion Claims 3-7 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL G DOBSON whose telephone number is (571)272-9781. The examiner can normally be reached M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Vanderpuye can be reached at 5712723078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANIEL G DOBSON/Primary Examiner, Art Unit 2634 10/10/2025
Read full office action

Prosecution Timeline

Nov 14, 2023
Application Filed
Oct 10, 2025
Non-Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
88%
With Interview (+6.9%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 642 resolved cases by this examiner. Grant probability derived from career allow rate.

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