Prosecution Insights
Last updated: July 17, 2026
Application No. 18/561,664

GLITTER PIGMENT INCLUDING ZIRCONIUM-OXIDE-INCLUDING COATING

Final Rejection §103
Filed
Nov 16, 2023
Priority
May 17, 2021 — JP 2021-083520 +1 more
Examiner
ALAM, AYAAN A
Art Unit
1611
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
NIPPON SHEET GLASS Company, Limited
OA Round
2 (Final)
36%
Grant Probability
At Risk
3-4
OA Rounds
7m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allowance Rate
53 granted / 146 resolved
-23.7% vs TC avg
Strong +34% interview lift
Without
With
+34.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
44 currently pending
Career history
210
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
78.4%
+38.4% vs TC avg
§102
4.7%
-35.3% vs TC avg
§112
1.9%
-38.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 146 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Status of Claims The amendments and arguments filed on 04/10/2026 are acknowledged and have been fully considered. Claims 1 and 5-25 are now pending. Claims 2-4 are canceled; claim 1 is amended; claims 11-24 are withdrawn; claim 25 is new. Claims 1, 5-10, and 25 will be examined on the merits herein. Objections/Rejections Withdrawn Rejections and/or objections not reiterated from previous Office Actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied, and constitute the complete set presently being applied to the instant application. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 6-10 are rejected under 35 U.S.C. 103 as being unpatentable over WO 2005071019 A1 (Ino, 2005; machine translation provided by PE2E via FIT). In regards to claims 1 and 8, Ino teaches a glitter pigment comprising a scaly glass with a metal oxide coating layer (see Ino, abstract). The scaly glass is taught to be a glass flake (see Ino, paragraphs 0014-1; 0021-0031) and the metal oxide coating layer comprises zirconium oxide (see Ino, paragraphs 0014-6; 0031). In regards to claims 7, the glass flake is taught to have an average diameter of 0.1-10 µm (the translation read 0.1 to 10 m, however looking the original document, it can be seen that the actual measurement is in µm) (see Ino, paragraph 0028). MPEP 2144.05 states that "[i]n the case where the claimed ranges 'overlap or lie inside ranges disclosed by the prior art' a prima facie case of obviousness exists" quoting In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). In regards to claims 9-10, it is taught that composition has a silica coating comprising titer-zirconia (i.e., comprising zirconium oxide) and that the thickness of the silica coating layer is taught to be 50 nm to 1µm (see Ino, paragraph 0046). MPEP 2144.05 states that "[i]n the case where the claimed ranges 'overlap or lie inside ranges disclosed by the prior art' a prima facie case of obviousness exists" quoting In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). In regards to claims 1 and 6, Ino is silent on the mean deviation of mean friction coefficient (MMD) of the glitter pigment and the L* of the composition. To this point, it is noted that Ino teaches that the coating of the metal oxide is done through the liquid phase deposition method (see Ino, paragraph 0031). In the instant specification as filed, it is discussed that the coating of the zirconium oxide on the flaky substrate is produced through a liquid phase deposition (see instant specification as filed, paragraph 0017). Further, it is taught that the glass flake is used as it has a high surface smoothness and high transparency (see Ino, paragraph 0021). It is also taught that the glass flakes are produced using a blow method and melt molding (see Ino, paragraphs 0022-0023). In the specification as filed, it is discussed that the MMD is a measure of the smoothness of the surface (see instant specification as filed, paragraph 0012) and the L* is a measurement of a reflected color (see instant specification as filed, paragraph 0019). It is also taught that the glass flake used in the instant invention are produced using a blow method that is identical to that of Ino (see instant specification as filed, paragraph 0024). As the MMD and L* measurement are properties of the composition, it would be within the purview of one with ordinary skill in the art to expect that the properties of the composition of Ino would have identical properties as instantly claimed. MPEP §2112.01(I) states that “[w]here the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established.” As the prior art renders obvious the instant composition, a person of ordinary skill in the art would reasonably expect the same composition to have the same properties as instantly claimed. Ino does not teach with sufficient specificity to anticipate and so the claims are obvious. It would be obvious to one with ordinary skill in the art before the effective filing date to rearrange the teachings of Ino with a reasonable expectation of success to obtain the composition of the instant claims. A reference is analyzed using its broadest teachings. MPEP 2123 [R-5]. “[W]hen a patent simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect from such an arrangement, the combination is obvious”. KSR v. Teleflex, 127 S,Ct. 1727, 1740 (2007)(quoting Sakraida v. A.G. Pro, 425 U.S. 273, 282 (1976). “[W]hen the question is whether a patent claiming the combination of elements of prior art is obvious”, the relevant question is “whether the improvement is more than the predictable use of prior art elements according to their established functions.” (Id.). Addressing the issue of obviousness, the Supreme Court noted that the analysis under 35 USC 103 “need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ.” KSR v. Teleflex, 127 S.Ct. 1727, 1741 (2007). The Court emphasized that “[a] person of ordinary skill is… a person of ordinary creativity, not an automaton.” Id. at 1742. A person of ordinary skill in the art who is not an automaton is capable of producing the composition of the instant claims with predictable results. Claims 5 and 25 are rejected under 35 U.S.C. 103 as being unpatentable over WO 2005071019 A1 (Ino, 2005; machine translation provided by PE2E via FIT) as applied to claims 1 and 6-10 above, and further in view of US PGPUB 20120308667 A1 (Melson, 2012). The teachings of Ino have been described supra. The teachings of Ino are silent on the specific surface area of the glitter pigment. In regard to claim 5, Melson teaches an effect pigment composition (see Melson, abstract) comprising a glass flake having a particle size of between 5-150µm (see Melson, paragraphs 0020-0021) which are coated with a metal oxide such as zirconium oxide (see Melson, paragraph 0022) with a thickness of 20-200 nm, more preferably 4-50 nm (see Melson, paragraph 0024). It is taught that the specific surface area of the pigment is less than or equal to 4 m2/g, which is more than 2.5 cm2/g as instantly claimed. MPEP 2144.05 states that "[i]n the case where the claimed ranges 'overlap or lie inside ranges disclosed by the prior art' a prima facie case of obviousness exists" quoting In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). In regard to claim 25, the examples of Melson teach that the flakes are suspended in a solution in which SnCl4 is metered into the solution before the coating of the flakes (see Melson, examples 1-7, paragraphs 0042-0054). In regards to claims 5 and 25, it would have been prima facie obvious to a person of ordinary skill in the art, before the effective filing date of the claimed invention, to use the teachings of Ino with the teachings of Melson to achieve the instant composition as both references teach similar compounds using similar materials (i.e., glass flakes coated in zirconium oxide with similar particle sizes and coating thicknesses). "It is prima facie obvious to combine two compositions each of which is taught by the prior art to be useful for the same purpose, in order to form a third composition to be used for the very same purpose .... [T]he idea of combining them flows logically from their having been individually taught in the prior art." In re Kerkhoven, 626 F.2d 846, 850, 205 USPQ 1069, 1072 (CCPA 1980). Further, it would be obvious to one with ordinary skill in the art to use the method of Melson to achieve a similar coating over the particles, such as using tin chloride before coating with zirconium oxide. It would be obvious to one with ordinary skill in the art to combine the teachings of Melson, specifically the specific surface area of pigment, with the teachings of Ino according to the known method of making a glitter pigment comprising glass flake and a zirconium dioxide coating (see Ino, paragraphs 0022-0023, 0031) to yield predictable results with a reasonable expectation of success. One with ordinary skill in the art would be motivated to combine prior art elements according to known methods to yield predictable results. Response to Arguments Applicant's arguments filed 04/10/2026 have been fully considered but they are not persuasive in view of the modified grounds of rejection as necessitated by amendment. In regards to applicant’s arguments that Ino does not teach a pretreatment of a tin-including salt and that is necessary for the claimed MMD value, it is pointed out that the claim is directed towards a specific MMD value, not the pretreatment (in claim 1). As discussed in the rejection above, using the teachings of Ino, one with ordinary skill in the art would reasonably expect the same composition to have the same properties as instantly claimed. Applicant points towards specimens 1-11 and 12 to show that the pretreatment lowers the MMD value. However the claims do not reflect this additional pretreatment step and as such the pretreatment does not have patentable weight in the claim as written. New claim 25 addresses this issue as it is drawn to the pretreatment of the flakes before coating. The teachings of Melson, however, render this limitation obvious as it teaches a pretreatment using tin chloride before coating. It would have been prima facie obvious to a person of ordinary skill in the art, before the effective filing date of the claimed invention, to use the teachings of Ino with the teachings of Melson to achieve the instant composition as both references teach similar compounds using similar materials (i.e., glass flakes coated in zirconium oxide with similar particle sizes and coating thicknesses). "It is prima facie obvious to combine two compositions each of which is taught by the prior art to be useful for the same purpose, in order to form a third composition to be used for the very same purpose .... [T]he idea of combining them flows logically from their having been individually taught in the prior art." In re Kerkhoven, 626 F.2d 846, 850, 205 USPQ 1069, 1072 (CCPA 1980). Further, it would be obvious to one with ordinary skill in the art to use the method of Melson to achieve a similar coating over the particles, such as using tin chloride before coating with zirconium oxide. It would be obvious to one with ordinary skill in the art to combine the teachings of Melson, specifically the specific surface area of pigment, with the teachings of Ino according to the known method of making a glitter pigment comprising glass flake and a zirconium dioxide coating (see Ino, paragraphs 0022-0023, 0031) to yield predictable results with a reasonable expectation of success. One with ordinary skill in the art would be motivated to combine prior art elements according to known methods to yield predictable results. Conclusion No claims allowed. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AYAAN A ALAM whose telephone number is (571)270-1213. The examiner can normally be reached M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bethany Barham can be reached at 571-272-6175. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ISIS A GHALI/Primary Examiner, Art Unit 1611 /A.A.A./Examiner, Art Unit 1611
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Prosecution Timeline

Nov 16, 2023
Application Filed
Nov 10, 2025
Response after Non-Final Action
Jan 13, 2026
Non-Final Rejection mailed — §103
Apr 10, 2026
Response Filed
Jul 08, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
36%
Grant Probability
71%
With Interview (+34.3%)
3y 3m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 146 resolved cases by this examiner. Grant probability derived from career allowance rate.

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