Prosecution Insights
Last updated: April 19, 2026
Application No. 18/561,712

TREATMENT OF ANTIPHOSPHOLIPID SYNDROME USING S-HYDROXYCHLOROQUINE

Non-Final OA §103
Filed
Nov 16, 2023
Examiner
VAJDA, KRISTIN ANN
Art Unit
1622
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Genovate Biotechnology Co. Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
To Grant
95%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
1331 granted / 1581 resolved
+24.2% vs TC avg
Moderate +10% lift
Without
With
+10.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
36 currently pending
Career history
1617
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
11.2%
-28.8% vs TC avg
§102
27.6%
-12.4% vs TC avg
§112
33.6%
-6.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1581 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-8 are pending in the instant application. Claims 1-8 are rejected. Information Disclosure Statements The information disclosure statements filed on November 16, 2023 and December 17, 2025 have been considered and signed copies of form 1449 are enclosed herewith. Drawings The drawings are objected to because the chemical structures of the compounds S-HCQ and R-HCQ are difficult to see. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over US 2021/0369699 A1 in view of Nuri et al. (Immunologic Research, 65(1):17-24, 2017) and U.S. Patent No. 5,314,894. US 2021/0369699 A1 discloses a method for treating lupus erythematosus by administering to a patient a pharmaceutical composition that contains S-hydroxychloroquine (S-HCQ) and a pharmaceutically acceptable excipient wherein the pharmaceutical composition is essentially free of R-hydroxychloroquine (R-HCQ) (see abstract). It is also disclosed in the reference that the S-hydroxychloroquine is in the form of a pharmaceutically acceptable salt wherein the pharmaceutically acceptable salt is a hydrochloride salt, a sulfate salt or a phosphate salt (see claims 2 and 3) and that a dose of the S-hydroxychloroquine administered to the subject is 100 mg to 800 mg per day, specifically 200 mg per day (see claims 4 and 5). Finally, it is disclosed that the pharmaceutical composition is in the form of granules, a tablet, a capsule, a pill, a powder, a solution, a suspension, or a syrup (see claim 12). US 2021/0369699 A1 does not disclose a method for treating antiphospholipid (APS), however. Nuri et al. discloses that long-term use of hydroxychloroquine reduces antiphospholipid antibodies levels in patients with primary antiphospholipid syndrome (see abstract). Nuri et al. does not disclose the use of the specific isomer S-hydroxychloroquine (S-HCQ) nor does it disclose that the APS is a thrombotic or obstetric APS, however. U.S. Patent No. 5,314,894 discloses using a composition containing (S)-(+)-hydroxychloroquine substantially free of (R)-(-)-hydroxychloroquine, or a pharmaceutically acceptable acid-addition salt thereof in a method of treating malaria, lupus erythematosus or rheumatoid arthritis (see abstract). The reference also discloses that there often are pharmacodynamic and pharmacokinetic differences between the two enantiomers in drugs which have an asymmetric center and that therapeutic efficacy may reside entirely or for the most part in one of the two enantiomers. Therefore, it would be desirable to administer the single enantiomer in which the therapeutic efficacy resides. See column 2. US 5,314,894 does not disclose a method for treating antiphospholipid (APS), however. Since all three references disclose using hydroxychloroquine in the treatment of an autoimmune disorder and it is well known in the art (e.g., like it is disclosed in US 5,314,894) that it could be desirable to administer a single enantiomer in which the therapeutic efficacy resides, it would have been obvious to one of ordinary skill in the art at the time of the invention through routine experimentation to carry out a method of treating APS using a composition containing (S)-(+)-hydroxychloroquine which is substantially free of (R)-(-)-hydroxychloroquine in view of the references and to arrive at a method of the instant claims with a reasonable expectation of success. The motivation would have been to find an optimal pharmaceutical for the treatment of APS. Thus, a prima facie case of obviousness has been established. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KRISTIN ANN VAJDA whose telephone number is (571)270-5232. The examiner can normally be reached Mon-Fri 6:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Alstrum-Acevedo can be reached at 571-272-5548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KRISTIN A VAJDA/Primary Examiner, Art Unit 1622
Read full office action

Prosecution Timeline

Nov 16, 2023
Application Filed
Jan 14, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
95%
With Interview (+10.5%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 1581 resolved cases by this examiner. Grant probability derived from career allow rate.

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