Prosecution Insights
Last updated: October 04, 2026
Application No. 18/562,621

HETEROCYCLIC COMPOUND, ORGANIC LIGHT-EMITTING DEVICE COMPRISING SAME, AND COMPOSITION FOR ORGANIC LAYER

Non-Final OA §102
Filed
Nov 20, 2023
Priority
Jul 26, 2021 — RE 10-2021-0097584 +1 more
Examiner
CLARK, GREGORY D
Art Unit
Tech Center
Assignee
LT Materials Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
1042 granted / 1230 resolved
+24.7% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
53 currently pending
Career history
1261
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
52.7%
+12.7% vs TC avg
§102
27.7%
-12.3% vs TC avg
§112
9.4%
-30.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1230 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 4, 6-9, 11-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Qian (CN 112094261 A). Regarding Claim, Qian teaches Compound 36 (page 5/23). PNG media_image1.png 216 244 media_image1.png Greyscale Compound 36 reads on applicants’ Formula 1, 5 wherein Y and X = O; Ar = phenyl; R1-R7 = H; L = direct bond; NHet = triazine (per claims 1-2). The bond and the Ar group are para to each other (per claim 4). Regarding Claims 6-9, 11-15, Qian teaches an OLED: organic electroluminescent device is composed of an anode, a cathode and an organic layer between the two electrodes. The organic layer can be composed of a hole injection layer (HIL), an electron injection layer (EIL), a hole transport layer (HTL), an electron transport layer (ETL), an electron blocking layer (EBL), a hole blocking layer (HBL), a light emitting layer (EML) and other parts. The light-emitting layer materials include host materials and doped materials in the light emitting layer (machine trans. 39 of 74) (per claim 14). The OLED contains a first host represented by Compound 36 (above) (per claims 6 and 11-13) and a second host represented by G11 in the light emitting layer (machine trans. page 48 of 74): PNG media_image2.png 164 218 media_image2.png Greyscale G1 reads on applicants’ CF2 wherein Ra =biphenyl; Rb = phenyl; Rc and Rd = H (per claims 7-9); identical to applicants’ 2-3 (per claims 6-9). The ratio of the hosts is 5:5 (machine trans. 70 of 74) which overlaps with a portion of applicants’ range (per claim 15). Allowable Subject Matter Claims 3, 5 and 10 are objected to as being dependent upon a rejected base claim but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. A comprehensive search of the prior art did not show the above limitation. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY D CLARK whose telephone number is (571)270-7087. The examiner can normally be reached on 8AM-4PM M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Chriss can be reached on 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GREGORY D CLARK/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Nov 20, 2023
Application Filed
Sep 02, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12741981
METAL COMPLEX AND USE THEREOF
3y 10m to grant Granted Sep 22, 2026
Patent 12735437
ORGANIC MOLECULES FOR OPTOELECTRONIC DEVICES
3y 10m to grant Granted Sep 15, 2026
Patent 12740317
ORGANIC LIGHT EMITTING ELEMENT
3y 10m to grant Granted Sep 15, 2026
Patent 12727376
LIGHT EMITTING DIODE AND POLYCYCLIC COMPOUND FOR THE SAME
4y 2m to grant Granted Sep 01, 2026
Patent 12703824
ORGANIC ELECTROLUMINESCENT ELEMENT
3y 11m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
93%
With Interview (+8.2%)
3y 1m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1230 resolved cases by this examiner. Grant probability derived from career allowance rate.

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