Prosecution Insights
Last updated: April 19, 2026
Application No. 18/562,713

OFF-DIAGONAL BEAMFORMING AND FULLY CONNECTED RECONFIGURABLE INTELLIGENT SURFACES

Final Rejection §102§103
Filed
Nov 20, 2023
Examiner
WALSH, JOHN B
Art Unit
2451
Tech Center
2400 — Computer Networks
Assignee
InterDigital Patent Holdings, Inc.
OA Round
2 (Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
3y 0m
To Grant
91%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
669 granted / 812 resolved
+24.4% vs TC avg
Moderate +8% lift
Without
With
+8.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
22 currently pending
Career history
834
Total Applications
across all art units

Statute-Specific Performance

§101
10.3%
-29.7% vs TC avg
§103
31.5%
-8.5% vs TC avg
§102
34.0%
-6.0% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 812 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 5, 6, 7, 11 and 13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by U.S. Patent Application Publication 2024/0154657 to Elshafie et al. As concerns claim 1, a reconfigurable intelligent surface (RIS), comprising: a plurality of elements (Fig. 4, RIS element; 0038), each of the plurality of elements configured to receive and/or transmit signals (abstract-antennas; Fig. 5A, 104 RIS); and a controller (Fig. 8, 103 RIS Controller) configured to: receive a first feedback (Fig. 8, 808-feedback), the first feedback comprising channel quality information (0045-0046-feedback, parameters; 0047-reference signals, metrics) associated with a wireless channel (0035-wireless communication) between the RIS (Fig. 4, RIS element; Fig. 8) and at least one other device (0037-communcation device; Fig. 8; 0045); determine routing information (0038-active RIS element; 0045; 0060-scheduling) for the plurality of elements of the RIS based on (Fig. 8, 810-configure precoding weights based on feedback) the first feedback, wherein the routing information comprises a mapping (0038-re-radiate beams in certain direction from a transmitter toward a receiver, beamforming; 0045-the RIS 104 may be configured with a codebook for precoding one or more elements thereon (referred to as MS elements) to allow a beam from one of the BS 110a and UE 120a (e.g., a transmitter) to be re-radiated off the MS to reach the other one of the BS 110a and UE 120a (e.g., a receiver); 0060-scheduling) of ingress signals from each of the plurality of elements to egress signals (0038-re-radiate beams in certain direction from a transmitter toward a receiver, beamforming; 0045-codebook for one or more elements to allow a beam from one transmitter to reach a receiver) from each of the other elements of the plurality of elements; receive a first signal (0045-a received radio signal) via a first element of the plurality of elements; route (0033-signal communicated, beamformed in a particular direction; 0038-re-radiate beams in certain direction from a transmitter to a receiver; 0069-scheduler) the first signal to at least a second element of the plurality of elements based on the determined routing information, wherein a phase shift (0033-phase shift value; 0038-phase shift) is applied to the first signal; and transmit the phase shifted first signal via the second element (0033; 0038-from transmitter to a receiver; 0045). As concerns claim 5, the RIS of claim 1,wherein the first element and the second element are a same element (Fig. 4, RIS element; 0038; antenna). As concerns claim 6, the RIS of claim 1,wherein the first feedback is received from a wireless transmit/receive unit (WTRU) (Fig. 8, BS 110 is a “node” in the network; 0047-0048; 0050-base station or network node). As concerns claim 7, the RIS of claim 1,wherein the first feedback is received from a network node (BRI: “node” is a broad term; Fig. 8, BS 110 is a “node” in the network; 0047-0048; 0050-base station or network node). As concerns claim 11, the RIS of claim 1,wherein the phase shifted first signal is transmitted via the second element towards a plurality of receivers (0044-UE with multiple transmission configurations, antenna arrays, panels). As concerns claim 13, the RIS of claim 1,wherein the phase shifted first signal is beamformed (0033) via the second element towards a receiver (0033-beamformed in particular direction; 0038-towards a receiver). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Application Publication 2024/0154657 to Elshafie et al. in view of U.S. Patent No. 5,343,173 to Balodis. Elshafie et al. ‘657 do not disclose: As concerns claim 2, the RIS of claim 1 wherein each element of the RIS is connected to each of the other elements of the RIS via a load impedance network, the load impedance network being configured to provide multi-directional connections between each of the plurality of elements. Balodis ‘173 teach: As concerns claim 2, the RIS of claim 1 wherein each element of the RIS is connected to each of the other elements of the RIS via a load impedance network, the load impedance network being configured to provide multi-directional connections between each of the plurality of elements (Col. 5, lines 4-24-antenna elements, impedance matching, load impedance of network, antenna connections). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to provide the system of Elshafie et al. ‘657 with a load impedance network, as taught by Balodis ‘173, in order to provide signal processing reducing power loss and signal distortion. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Application Publication 2024/0154657 to Elshafie et al. in view of U.S. Patent Application Publication 2022/0294506 to Kuriyama et al. Elshafie et al. ‘657 do not disclose: As concerns claim 12, the RIS of claim 1,wherein the determined routing information comprises an off-diagonal beamforming matrix. Kuriyama et al. ‘506 teach: As concerns claim 12, the RIS of claim 1,wherein the determined routing information comprises an off-diagonal beamforming matrix (0035). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to provide the system of Elshafie et al. ‘657 with off-diagonal beamforming matrix, as taught by Kuriyama et al. ‘506, in order to provide signal processing reducing interference. Allowable Subject Matter Claims 3, 4 and 8-10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 14-17 are allowed. Response to Arguments Applicant's arguments filed March 2, 2026 have been fully considered but they are not persuasive. The applicant argues Elshafie does not teach “a mapping of ingress signals from each of the plurality of elements to egress signals from each of the other elements of the plurality of elements”. The claims are given the broadest reasonable interpretation in light of the specification. The applicant has not indicated which specific passages from the specification would shed light on this claimed limitation. Given the claims their broadest reasonable interpretation, without reading limitations from the specification into the claims, the prior art of Elshafie, at least at paragraph 0045 disclose “the RIS 104 may be configured with a codebook for precoding one or more elements thereon (referred to as MS elements) to allow a beam from one of the BS 110a and UE 120a (e.g., a transmitter) to be re-radiated off the MS to reach the other one of the BS 110a and UE 120a (e.g., a receiver)”. Thus there is a “mapping” of ingress signals (“transmitter”) to egress signals (“receiver”) from the elements to provide for routing a signal from a specific transmitter to a specific receiver element. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN B WALSH whose telephone number is (571)272-7063. The examiner can normally be reached 7:30-3:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher L Parry can be reached at 571-272-8328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOHN B WALSH/Primary Examiner, Art Unit 2451
Read full office action

Prosecution Timeline

Nov 20, 2023
Application Filed
Dec 03, 2025
Non-Final Rejection — §102, §103
Mar 02, 2026
Response Filed
Mar 14, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
91%
With Interview (+8.5%)
3y 0m
Median Time to Grant
Moderate
PTA Risk
Based on 812 resolved cases by this examiner. Grant probability derived from career allow rate.

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