Prosecution Insights
Last updated: July 17, 2026
Application No. 18/563,280

NEGATIVE ELECTRODE COMPOSITION, NEGATIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY INCLUDING SAME, LITHIUM SECONDARY BATTERY INCLUDING NEGATIVE ELECTRODE, AND METHOD FOR PREPARING NEGATIVE ELECTRODE COMPOSITION

Non-Final OA §103
Filed
Nov 21, 2023
Priority
Oct 07, 2021 — RE 10-2021-0133394 +1 more
Examiner
GODO, OLATUNJI A
Art Unit
Tech Center
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
968 granted / 1128 resolved
+25.8% vs TC avg
Moderate +9% lift
Without
With
+9.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
34 currently pending
Career history
1155
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
75.4%
+35.4% vs TC avg
§102
17.3%
-22.7% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1128 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 1. Claims 1-12 are rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. (US20200161634). 2. Regarding claims 1 and 8, Kim teaches a negative electrode composition comprising: a silicon-containing active material; a negative electrode conductive material; and a negative electrode binder (Polyvinyl alcohol as a binder [0154]; A binder and water were added to the dry mixed mixture and mixed at 25° C. for 40 minutes to obtain a negative active material slurry [0167]), wherein the negative electrode conductive material comprises a dot-shaped conductive material and a planar conductive material, wherein the planar conductive material has a BET specific surface area of 100.0 m2/g or more, and wherein the silicon-containing active material is present in an amount of 60 parts by weight or more based on 100 parts by weight of the negative electrode composition (see Fig. below). PNG media_image1.png 558 932 media_image1.png Greyscale 3. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have modified Kim with optimized ranges for the benefit of developing battery materials to provide improved capacity and charging characteristics [0005]. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (MPEP 2144.05). 4. Regarding claims 2 and 3, Kim teaches wherein the negative electrode composition comprises 35 parts by weight to 65 parts by weight of the dot-shaped conductive material (10 parts by weight to about 80 parts by weight, based on 100 parts by weight of the total weight of the composite [0067]) and 35 parts by weight to 65 parts by weight of the planar conductive material based on 100 parts by weight of the negative electrode conductive material (an amount of the carbonaceous material may be from about 20 parts by weight to about 95 parts by weight based on 100 parts by weight, of the total weight of the porous silicon composite and the carbonaceous material [0084]) 5. Regarding claim 4, Kim teaches wherein the negative electrode conductive material is comprised in an amount of 10 parts by weight or more and 40 parts by weight or less, based on 100 parts by weight of the negative electrode composition (The amount of the composite conducting agent in the electrode may be, for example, from about 0.1 parts by weight to about 10 parts by weight based on 100 parts by weight of the total weight of the electrode [0091]). 6. Regarding claim 5, Kim teaches wherein the planar conductive material has a D10 of 0.5 μm or more and 1.5 μm or less, a D50 of 2.5 μm or more and 3.5 μm or less, and a D90 of 7.0 μm or more and 15.0 μm or less (artificial graphite (CG1, having a particle diameter of 11.7 μm [0153]). 7. Regarding claim 6, Kim teaches wherein the silicon-containing active material comprises one or more selected from the group consisting of SiOx, wherein x=0, SiOx, wherein 0<x<2, SiC, and a Si alloy (formula SiOx wherein 0<x<2 [0012]) 8. Regarding claim 7, Kim teaches wherein the silicon-containing silicon based active material comprises at least one or more-selected from SiOx, wherein 0<x<2 (formula SiOx wherein 0<x<2 [0012]). 9. Regarding claim 9, Kim teaches wherein in the performing of the first mixing and second mixing, mixing is performed at 2,000 rpm to 3,000 rpm for 10 minutes to 60 minutes (at about 1500 rpm [0166]; A mixing time varies according to the rotation speed, or the like, and may be, for example, in the range of about 10 minutes to about 100 minutes [0088]). 10. Regarding claim 10, Kim teaches wherein negative electrode for a lithium secondary battery, comprising: a negative electrode current collector layer; and a negative electrode active material layer comprising the negative electrode composition on one surface or both surfaces of the negative electrode current collector layer ( the electrode has a structure in which an electrode active material layer, which comprises a first electrode active material 11, a second electrode active material 14, and composite conducting agent comprising a carbonaceous conductive material 13, and a graphene-silica composite 12, are disposed on a current collector 10 [0054]). 11. Regarding claim 11, Kim teaches wherein the negative electrode current collector layer has a thickness of 1 μm or more and 100 μm or less, and wherein the negative electrode active material layer has a thickness of 20 μm or more and 500 μm or less (The negative active material slurry was coated on a Cu foil using a doctor blade to form a film having a thickness of 20 μm [0168]). 12. Regarding claim 12, Kim teaches wherein lithium secondary battery comprising: a positive electrode; the negative electrode for a lithium secondary battery; a separator between the positive electrode and the negative electrode; and an electrolyte (The separator 124 may be interposed between the positive electrode 123 and the negative electrode 122 to form a battery assembly. A plurality of such battery assemblies may be stacked in a bi-cell structure and impregnated with an organic electrolytic solution. The resultant battery assembly may be put into a pouch and sealed to complete the manufacture of a lithium-ion polymer battery [0143]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OLATUNJI GODO whose telephone number is (571)272-3104. The examiner can normally be reached 8:00 am - 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas Smith can be reached on 571-272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OLATUNJI A GODO/Primary Examiner, Art Unit 1752
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Prosecution Timeline

Nov 21, 2023
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
95%
With Interview (+9.4%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1128 resolved cases by this examiner. Grant probability derived from career allowance rate.

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