Prosecution Insights
Last updated: April 19, 2026
Application No. 18/563,331

COATING FOR MEDICAL DEVICES

Non-Final OA §103§DP
Filed
Nov 21, 2023
Examiner
GOTFREDSON, GAREN
Art Unit
1619
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Smart Reactors Service Limited
OA Round
1 (Non-Final)
40%
Grant Probability
Moderate
1-2
OA Rounds
4y 0m
To Grant
70%
With Interview

Examiner Intelligence

Grants 40% of resolved cases
40%
Career Allow Rate
215 granted / 536 resolved
-19.9% vs TC avg
Strong +30% interview lift
Without
With
+29.5%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
57 currently pending
Career history
593
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
44.7%
+4.7% vs TC avg
§102
9.2%
-30.8% vs TC avg
§112
22.0%
-18.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 536 resolved cases

Office Action

§103 §DP
DETAILED ACTION Claims 1-20 are pending. Of these, claims 11 and 18-20 are withdrawn as directed to a nonelected invention. Therefore, claims 1-10 and 12-17 are under consideration on the merits. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 11/21/2023 was filed prior to the mailing date of a first Action on the merits. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, it was considered by the Examiner. Election/Restriction Applicant’s election of Group I, claims 1-17, is acknowledged. The election having been made without traverse, the election requirement is still considered proper and is made FINAL. Applicant’s election of the following species is acknowledged: PNG media_image1.png 266 646 media_image1.png Greyscale The election having been made without traverse, the election of species requirement is still considered proper and is made FINAL. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-10 and 12-17 are rejected under 35 U.S.C. 103 as unpatentable over Anzai et al. (US Pat. Pub. 2014/0172117; of record in IDS) in view of Jaffer et al. (Journal of Thrombosis and Haemostasis, 13 (Suppl. 1): S72-S81 (2015)). As to claims 1-10 and 12-17, Anzai discloses an antithrombotic coating layer on a medical device of claim 17 (paragraphs 2, 50), and exemplifies a coating layer comprising a polymer comprising monomers of 2-acrylamide-2-methylpropanesulfonic acid (AMPS) (a polymer having a plurality of hemocompatible groups that is the elected species, i.e., sulfonic acid of claims 1 and 4, and which comprises the elected species of formula (A-1) of claims 5-10 wherein P1 is a divalent methylpropyl group which reads on Applicant’s election of P1 as comprising a C1-10 alkylene group)(paragraphs 22, 73, 77, 81). Anzai further teaches that acrylic acid monomers (a species of formula B-1 of claims 12-15 that differs from the elected species of B-1 only in that Rc is H instead of C1-C6 alkyl) can be incorporated into the polymer to form an AMPS-acrylic acid copolymer (claim 16), which advantageously allows for fixing the polymer to the medical device via a chemical bond (a “conjugation” of claim 2). As to claims 1-10 and 12-17, Anzai does not further expressly disclose a base layer comprising a protein on which the polymer layer is disposed as recited by claim 1 and which is albumin (claim 3). Jaffer discloses that medical devices that contact blood may fail as a result of thrombus formation (Summary on page S72). Jaffer discusses methods to prevent thrombosis on such devices by rendering their surfaces less thrombogenic (paragraph bridging pages S74 and S75) and teaches that albumin has been used as an inert thromboresistant coating on medical devices because it induces less platelet adhesion (page S75, 2nd paragraph of right column). As to claims 1-10 and 12-17, it would have been prima facie obvious to one of ordinary skill in the art at the effective filing date of the present invention to modify the medical device coating of Anzai by incorporating a base layer comprising albumin over which the polymer layer is disposed, because Jaffer teaches that albumin coatings are useful in imparting thromboresistance to medical devices, such that the skilled artisan reasonably would have expected that an albumin base layer would advantageously impart additional antithrombogenic properties to the medical device of Anzai. It further would have been prima facie obvious to select the elected methacrylic species of formula (B-1) due to the very close structural similarity with the acrylic acid monomer taught by Anzai differing only by one additional C1 alkyl group, such that the skilled artisan reasonably would have expected them to have similar properties when incorporated into the Anzai polymer. Similar properties may normally be presumed when compounds are very close in structure. Dillon, 919 F.2d at 693, 696, 16 USPQ2d at 1901, 1904. See also In re Grabiak, 769 F.2d 729, 731, 226 USPQ 870, 871 (Fed. Cir. 1985) (“When chemical compounds have ‘very close’ structural similarities and similar utilities, without more a prima facie case may be made.”). Compounds which are position isomers (compounds having the same radicals in physically different positions on the same nucleus) or homologs (compounds differing regularly by the successive addition of the same chemical group, e.g., by -CH2- groups) are generally of sufficiently close structural similarity that there is a presumed expectation that such compounds possess similar properties. In re Wilder, 563 F.2d 457, 195 USPQ 426 (CCPA 1977). See also In re May, 574 F.2d 1082, 197 USPQ 601 (CCPA 1978) (stereoisomers prima facie obvious). Prior art structures do not have to be true homologs or isomers to render structurally similar compounds prima facie obvious. In re Payne, 606 F.2d 303, 203 USPQ 245 (CCPA 1979) (Claimed and prior art compounds were both directed to heterocyclic carbamoyloximino compounds having pesticidal activity. The only structural difference between the claimed and prior art compounds was that the ring structures of the claimed compounds had two carbon atoms between two sulfur atoms whereas the prior art ring structures had either one or three carbon atoms between two sulfur atoms. The court held that although the prior art compounds were not true homologs or isomers of the claimed compounds, the similarity between the chemical structures and properties is sufficiently close that one of ordinary skill in the art would have been motivated to make the claimed compounds in searching for new pesticides.). Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-17 are rejected on the ground of nonstatutory double patenting as unpatentable over all claims of U.S. Pat. Appl. No. 17/779,788 and in view of Anzai et al. (US Pat. Pub. 2014/0172117) where indicated below. The teachings of the cited secondary references are relied upon as discussed above. The reference claims recite a coating for a medical device and a medical device having a surface coated with the coating, the coating comprising a base layer comprising a protein such as albumin which is covalently conjugated to a surface layer comprising a plurality of sulfonic acid groups and a plurality of hemocompatible groups represented by formula B-1 corresponding to formula A-1 of the present claims. Although the reference claims do not expressly recite the elected species of formula (A-1) nor the presence of the elected species of formula (B-1) of the present claims so as to form a copolymer, it would have been prima facie obvious to select the elected species of (A-1) and to incorporate a methacrylic monomer to form a copolymer in light of Anzai’s express teaching that the elected species and acrylic monomers are suitable monomers for use in an antithrombotic copolymer coating and due to the very close structural similarity between acrylic and methacrylic monomers such that the skilled artisan reasonably would have expected them to function similarly in the copolymer. Similar properties may normally be presumed when compounds are very close in structure. Dillon, 919 F.2d at 693, 696, 16 USPQ2d at 1901, 1904. See also In re Grabiak, 769 F.2d 729, 731, 226 USPQ 870, 871 (Fed. Cir. 1985) (“When chemical compounds have ‘very close’ structural similarities and similar utilities, without more a prima facie case may be made.”). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GAREN GOTFREDSON whose telephone number is (571)270-3468. The examiner can normally be reached on M-F 9AM-6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Blanchard can be reached on 5712720827. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GAREN GOTFREDSON/Examiner, Art Unit 1619 /ANNA R FALKOWITZ/ Primary Examiner, Art Unit 1600
Read full office action

Prosecution Timeline

Nov 21, 2023
Application Filed
Feb 16, 2026
Non-Final Rejection — §103, §DP (current)

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Prosecution Projections

1-2
Expected OA Rounds
40%
Grant Probability
70%
With Interview (+29.5%)
4y 0m
Median Time to Grant
Low
PTA Risk
Based on 536 resolved cases by this examiner. Grant probability derived from career allow rate.

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