Prosecution Insights
Last updated: October 04, 2026
Application No. 18/563,596

HETEROCYCLIC COMPOUND AND ORGANIC LIGHT-EMITTING DEVICE COMPRISING SAME

Non-Final OA §102§103
Filed
Nov 22, 2023
Priority
Jun 28, 2021 — RE 10-2021-0083664 +1 more
Examiner
BOHATY, ANDREW K
Art Unit
Tech Center
Assignee
LT Materials Co., Ltd.
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
613 granted / 935 resolved
+5.6% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
30 currently pending
Career history
952
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
56.4%
+16.4% vs TC avg
§102
12.5%
-27.5% vs TC avg
§112
17.2%
-22.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 935 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-5 and 7-11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Huang et al. (US 2015/0108449) (hereafter “Huang”). Regarding claims 1-5 and 7-11, Huang teaches an electroluminescent device comprising an anode, a hole transporting layer, a light emitting layer, an electron transporting layer, and a cathode (paragraphs [0051]-[0058]) (claims 7-9 and 11). Huang teaches that the light emitting layer comprises a host material and a dopant (paragraph [0055]) (claims 9 and 10). Huang teaches that the host material can be PNG media_image1.png 159 198 media_image1.png Greyscale , PNG media_image2.png 218 246 media_image2.png Greyscale , and PNG media_image3.png 181 244 media_image3.png Greyscale are few examples (paragraphs [0016] and [0021]) (claims 1-5). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-8 and 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sekiguchi et al. (US 2011/0240983) (hereafter “Sekiguchi”) in view of Begley et al. (US 2009/0108734) (hereafter “Begley”). Regarding claims 1-8 and 11, Sekiguchi teaches an electroluminescent device comprising an anode, a hole transporting layer, a light emitting layer, an electron transporting layer, and cathode (paragraphs [0131]-[0141]) (claims 7, 8, and 11). Sekiguchi teaches that the light emitting layer can comprise a fluoranthene compound (paragraphs [0028] and [0137]) (claims 1-6). Sekiguchi teaches that the fluoranthene compound can have the following structure, PNG media_image4.png 150 189 media_image4.png Greyscale (paragraph [0028]) (claims 1-6). Sekiguchi teaches that the fluoranthene compound can be further substituted (paragraphs [0016]-[0019]). Sekiguchi teaches benzoflouranthene compounds with additional substitution, PNG media_image5.png 169 233 media_image5.png Greyscale and PNG media_image6.png 158 207 media_image6.png Greyscale (paragraph [0028]). Sekiguchi does not specifically teach a compound that meets the applicant’s claimed compound. Begley teaches substituted fluoranthene for use in electroluminescent devices (paragraph [0049]). Begley teaches that the fluoranthene compound can have the following substitution, PNG media_image7.png 163 114 media_image7.png Greyscale (paragraph [0049]). Begley teaches that the 7,10-diphenyl-fluoranthene compounds show better properties than the corresponding benzofluoranthene compounds (paragraphs [0024]-[0028] and [0337]-[0352]). It would have been obvious to one of ordinary skill in the art before the effectively filing date of the claimed invention to modify the compound of Sekiguchi, so the compound is substituted at the 7 and 10 position with phenyl groups, as taught by Begley. The motivation would have been to improve operational stability. This would lead to applicant’s compound 115J. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Jang et al. (US 2015/0236273) teaches compounds that meet the applicant’s claimed formula. Wu et al. (WO 2015/061074) teaches compounds that meet the applicant’s claimed formula. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW K BOHATY whose telephone number is (571)270-1148. The examiner can normally be reached Monday-Friday 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at (571)272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW K BOHATY/Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Nov 22, 2023
Application Filed
Sep 16, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12742115
ORGANOELECTROLUMINESCENT DEVICE USING POLYCYCLIC AROMATIC COMPOUNDS
4y 0m to grant Granted Sep 22, 2026
Patent 12733394
ORGANIC LIGHT-EMITTING DEVICE
4y 1m to grant Granted Sep 08, 2026
Patent 12727375
POLYMER, A COMPOSITION, AND AN ELECTROLUMINESCENT DEVICE
4y 0m to grant Granted Sep 01, 2026
Patent 12721038
LIGHT EMITTING ELEMENT AND POLYCYCLIC COMPOUND FOR THE SAME
4y 2m to grant Granted Aug 25, 2026
Patent 12709604
COMPOUND, MATERIAL FOR ORGANIC ELECTROLUMINESCENT ELEMENTS, ORGANIC ELECTROLUMINESCENT ELEMENT, AND ELECTRONIC DEVICE
3y 11m to grant Granted Aug 18, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
89%
With Interview (+23.2%)
3y 6m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 935 resolved cases by this examiner. Grant probability derived from career allowance rate.

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