Prosecution Insights
Last updated: August 16, 2026
Application No. 18/564,008

FRAGRANCE COMPOSITION

Non-Final OA §112
Filed
Nov 24, 2023
Priority
May 24, 2021 — JP 2021-086906 +1 more
Examiner
ELENISTE, PIERRE PAUL
Art Unit
1622
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Kao Corporation
OA Round
1 (Non-Final)
36%
Grant Probability
At Risk
1-2
OA Rounds
10m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allowance Rate
31 granted / 85 resolved
-23.5% vs TC avg
Strong +32% interview lift
Without
With
+32.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
33 currently pending
Career history
131
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
47.4%
+7.4% vs TC avg
§102
16.6%
-23.4% vs TC avg
§112
24.5%
-15.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 85 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election with traverse Group III (drawn to a fragrance composition), in the reply filed on 05/01/2026 is acknowledged. Claims 1, 2-22 are pending of which, claims 1, 3-7, and 17-18 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected INVENTION, there being no allowable generic or linking claim. The restriction requirement is still deemed proper and is made Final. Pending claims 8-16 and 19-22 have been examined on the merits. Please note, for clarity of the record, Applicant ’s election of Formula (I) and (II), wherein R1 and R3 are tert-butyl, and R2 and R4 are ethyl. PNG media_image1.png 150 348 media_image1.png Greyscale Note: During the course of examination, the compounds were identified in the prior art, however, the prior art discloses compound of Formula I as a precursor for preparing compound of Formula II; and does not teach or suggest using compound of Formula I as a fragrance ingredient. Therefore, the specific claimed composition is not expressly disclosed.. Response to argument Applicant's election with traverse of Group III in the reply filed on 05/01/2026 is acknowledged. The traversal is on the ground(s) that the restriction requirement is improper because the Office has not established a proper lack of unity among the claimed invention. Applicant’s argument is not persuasive because as indicated in the restriction requirement, Koshino (page 4-5) discloses -t-butyl-2-ethyl-1,4-dioxaspiro[4.5]decane and 1-(2-t-butylcyclohexyloxy)-2-butanol, which are identical to compounds of Formula II and III, respectively, as claimed. Furthermore, Group III is further distinguished by the requirement of a specific composition containing both Formula I and II compounds with specific mass ratios, a feature not required by Group I and II. Therefore, the requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the Applicant regards as his invention. Claims 8 and 10-16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 8 recites “the compound represented by Formula (I) (the compound represented by Formula (II): the compound represented by Formula (I)) is 98.2 or more and 99.99:0.01 or less.” However, the claim presents a lower endpoint as a single numerical value “98.2,” while the upper endpoint is expressed as the ratio “99.99:0.01.” the claim does not explicitly indicate what the value “98.2” represents within the recited ratio. Thus, a POSITA is uncertain whether 98.2 corresponds to 98:2, as an example; which renders the claims indefinite. Claims 10-16 are rejected for depending on a rejected claim and not resolving the aforementioned ambiguity. Subject Matter Free of the Art of Record The subject matter of claims 8-9 and 19-22 are free of the art of record. The closest prior art is et al., EP0616994. While, Koshino (col. 5) discloses -t-butyl-2-ethyl-1,4-dioxaspiro[4.5]decane and 1-(2-t-butylcyclohexyloxy)-2-butanol, which are identical to compound of Formula II and III, as claimed. Kohino discloses compound of Formula I as a precursor for preparing compound of Formula II. Koshino does not teach or suggest using compound of Formula I as a fragrance ingredient. Thereover, there is no motivation for a POSITA to modify the teaching of Koshino, by combining Formula II and III at specific ratios range along with other fragrance to arrive at the claimed invention. The claims 8-16 and 19-22 are not allowed because of the issues indicated above. As a result, until this issue is remedied or resolved; the claims cannot be subject of allowance. Claims 9 and 19-22 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PIERRE PAUL ELENISTE whose telephone number is (571)270-0589. The examiner can normally be reached Monday - Friday 8:00 am - 5:00 pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, JAMES H ALSTRUM-ACEVEDO can be reached at (571) 272-5548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /P.P.E./Examiner, Art Unit 1622 /JAMES H ALSTRUM-ACEVEDO/Supervisory Patent Examiner, Art Unit 1622
Read full office action

Prosecution Timeline

Nov 24, 2023
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
36%
Grant Probability
69%
With Interview (+32.1%)
3y 6m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 85 resolved cases by this examiner. Grant probability derived from career allowance rate.

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