Prosecution Insights
Last updated: October 01, 2026
Application No. 18/565,164

AEROSOL GENERATING DEVICE FOR PREHEATING AEROSOL-GENERATING ARTICLE AND OPERATING METHOD THEREOF

Final Rejection §103
Filed
Nov 29, 2023
Priority
Jan 19, 2022 — RE 10-2022-0007977 +1 more
Examiner
LU, HUA
Art Unit
2118
Tech Center
2100 — Computer Architecture & Software
Assignee
KT&G Corporation
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
4m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
413 granted / 595 resolved
+14.4% vs TC avg
Strong +26% interview lift
Without
With
+26.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
40 currently pending
Career history
628
Total Applications
across all art units

Statute-Specific Performance

§101
7.9%
-32.1% vs TC avg
§103
69.7%
+29.7% vs TC avg
§102
10.8%
-29.2% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 595 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION 2. The action is responsive to the communications filed on 6/18/2026. Claims 1-13, 15 are pending in the case. Claims 1, 3, 6, 9, 11, 12 are amended. Claim 14 is cancelled. Claims 1, 9 are independent claims. Claims 1-13, 15 are rejected. Summary of claims 3. Claims 1-13, 15 are pending, Claims 1, 3, 6, 9, 11, 12 are amended, Claim 14 is cancelled, Claims 1, 9 are independent claims, Claims 1-13, 15 are rejected. Remarks 4. Applicant’s arguments, see Remarks, filed on 6/18/2026, with respect to the rejection(s) of claim(s) 1-13, 15 under 103 have been fully considered and are not persuasive. Applicant argued on pages 7-9 that the cited references including Yamada and Farine did not teach a preheating profile that includes a temperature decrease section to a preheating termination temperature, as required in the amended claim 1. Examiner respectfully disagrees and submits that Yamada clearly teaches a preheating controlling process ([0049], [0062], [0063]), and Yamada further teaches determining the termination temperature in the temperature decreasing section ([0058]), Yamada also discloses target temperature is a parameter for designating the temperature of the hearting unit which should be reached at the end of the corresponding section ([0075]), termination condition is a parameter for designating a condition for terminating temperature control in each section ([0079]), specifically, Yamada discloses after the temperature is maintained at the first temperature H1, temperature is decreased in a fall section till the temperature reaches temperature H2 ([0064]), here H2 is the termination temperature. Although in Yamada, preheating period includes a temperature increase section and a temperature maintain section, and a temperature decrease section is part of inhalation period, Yamada still teaches a temperature decrease section to a termination temperature, the appropriate power may be provided in order to reach the target temperature in temperature increase section and in temperature decrease section. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 3. Claims 1-13, 15 are rejected under 35 U.S.C. 103 as being unpatentable over Kentaro Yamada et al (US Publication 20240008554 A1, hereinafter Yamada), and in view of Marie Farine (US Publication 20200367569 A1, hereinafter Farine). As for independent claim 1, Yamada discloses: An aerosol-generating device (Yamada: Abstract, An aerosol generating device includes a power supply that supplies electric power to a heating unit, and a control unit that controls the supply of electric power in accordance with a control sequence consisting of sections including a first section and a second section) comprising: a heater configured to heat at least a portion of an aerosol-generating article (Yamada: [0059], The heating unit 130 is formed by the cylindrical member 130a and the film heater 130b described above, and a Joule heat generated by an electric current flowing through the film heater 130b heats the tobacco stick 15 inserted into the insertion hole 107 via the cylindrical member 130a); and a processor configured to (Yamada: [0041], The control unit 120 can be a processor such as a central processing unit (CPU) or a microcontroller) control supply of power to the heater according to a [preheating profile] for controlling the heater during a preheating time before a user starts smoking the aerosol-generating article (Yamada: [0049], [0062], [0063], control supply of power in preheating period), the preheating profile comprising a first section including a temperature increase section in which a temperature of the heater increases to the target temperature (Yamada: Fig. 7, temperature H0 is increased to the target temperature H1), and a temperature maintaining section in which the temperature of the heater is maintained at the target temperature (Yamada: Fig. 7, temperature H1 is maintained during T1 to T3), and the second section comprises a temperature decrease section in which the temperature of the heater decreases to a preheating termination temperature (Yamada: Fig. 7, temperature H1 is decreased to the termination temperature H2 at time T4), wherein the processor is further configured to: when a time taken for the heater to reach the target temperature in the first section (Yamada: [0053], Letting R.sub.TGT [Ω] be the target value (the resistance value corresponding to the target temperature) of PID control) is less than or greater than a preset range (Yamada: [0083], the control unit 120 can regard that the temperature index has arrived at the target value in a case in which the temperature index becomes larger than a control threshold R.sub.TGT′ (=β.Math.R.sub.TGT) equal to the product of the target value R.sub.TGT and a coefficient β (β is a positive number slightly smaller than 1. For example, β=0.9975) representing an allowable deviation), obtain a changed [preheating profile] in which a time corresponding to the second section is changed (Yamada: Fig. 9 and [0099], an example of temporal change with the heating profile); and supply power to the heater according to the changed [preheating profile] (Yamada: [0061], The control unit 120 executes temperature control of the heating unit 130 in accordance with the heating profile as a control sequence defining temporal changes in control conditions for implementing a desired temperature profile). Yamada discloses an aerosol generating device including a heating profile including preheating period but does not clearly disclose a preheating profile. In an analogous art of controlling an aerosol-generating device, Farine clearly disclose: preheating profile (Farine: [0153], When the device is activated, a preheat profile is applied to heat the heating element to bring the cartridge up to the operating temperature as quickly as possible); Yamada and Farine are analogous arts because they are in the same field of endeavor, controlling an aerosol-generating device. Therefore, it would have been obvious to one with ordinary skill in the art, before the effective filing date of the claimed invention, to modify the invention of Yamada using the teachings of Farine to include using a preheat profile to heat the heating element. It would provide Yamada’s device with enhanced capabilities of accurately and efficiently control preheating temperature. As for claim 2, Yamada-Farine discloses: when the time taken for the heater to reach the target temperature is less than the preset range, obtain a first changed preheating profile in which a first compensation time is added to a time preset for the second section; and when the time taken for the heater to reach the target temperature is greater than the preset range, obtain a second changed preheating profile in which a second compensation time is added to the time preset for the second section, the second compensation time being longer than the first compensation time (Yamada: [0096], In the temperature profile 40a, the temperature of the heating unit 130 reaches the second temperature H2 at T3a before T4. As a consequence, the residual time (T4-T3a) is added to the time length of the section S4). As for claim 3, Yamada-Farine discloses: wherein a preheating termination temperature according to the first changed preheating profile is equal to the preheating termination temperature according to the second changed preheating profile (Yamada: Abstract, The control unit terminates the first section when the temperature of the heating unit has reached a predetermined temperature and, in a case of terminating the first section earlier than a first time point, continues the second section over a total time of a residual time until the first time point and the second time length; [0090], The control unit 120 sets the timer at the start of the section S1, and notifies the user of the end of the preheating period if the control unit 120 determines that the time indicated by “Time length” has elapsed). As for claim 4, Yamada-Farine discloses: wherein a preheating termination temperature according to the first changed preheating profile is different from a preheating termination temperature according to the second changed preheating profile (Yamada: Abstract, The control unit terminates the first section when the temperature of the heating unit has reached a predetermined temperature and, in a case of terminating the first section earlier than a first time point, continues the second section over a total time of a residual time until the first time point and the second time length). As for claim 5, Yamada-Farine discloses: further comprising a memory configured to store compensation time data corresponding to the time taken for the heater to reach the target temperature, wherein the processor is further configured to set the first compensation time or the second compensation time based on the compensation time data obtained from the memory (Yamada: [0041], The storage unit 121 stores one or more computer programs, and various data (for example, profile data 51 describing a heating profile 50) to be used for heating control). As for claim 6, Yamada-Farine discloses: supply power to the heater according to the temperature increase section and the temperature maintaining section during the first section; and supply power to the heater according to the temperature decrease section during the changed second section (Yamada: [0061], The control unit 120 executes temperature control of the heating unit 130 in accordance with the heating profile as a control sequence defining temporal changes in control conditions for implementing a desired temperature profile). As for claim 7, Yamada-Farine discloses: when the time taken for the heater to reach the target temperature is less than the preset range and a first threshold value, or when the time taken for the heater to reach the target temperature is greater than the preset range and a second threshold value, stop supplying power to the heater (Yamada: [0095], the control unit 120 stops causing electric power to be supplied from the battery 140 to the heating unit 130 so that the temperature of the heating unit 130 falls to the second temperature H2 lower than the first temperature H1; [0148], if the amount of change in the first temperature index becomes smaller than a threshold value, the control unit 120 determines that a trouble may have occurred in the measurement circuit 150, and stops power supply from the battery 140 to the heating unit 130). As for claim 8, Yamada-Farine discloses: wherein the first threshold value and the second threshold value each indicate the time taken for the heater to reach the target temperature when the heater operates abnormally (Yamada: [0146], The control unit 120 monitors whether there is an abnormality in the operation of the aerosol generating device 10 while performing temperature control in accordance with the heating profile 50 described in the profile data 51. When an abnormality is detected, the control unit 120 stops the supply of electric power from the battery 140 to the heating unit 130; [0148], if the amount of change in the first temperature index becomes smaller than a threshold value, the control unit 120 determines that a trouble may have occurred in the measurement circuit 150, and stops power supply from the battery 140 to the heating unit 130). As for claim 9, it recites features that are substantially same as those features claimed by claim 1, thus the rationales for rejecting claim 1 are incorporated herein. As for claim 10, it recites features that are substantially same as those features claimed by claim 2, thus the rationales for rejecting claim 2 are incorporated herein. As for claim 11, it recites features that are substantially same as those features claimed by claim 3, thus the rationales for rejecting claim 3 are incorporated herein. As for claim 12, it recites features that are substantially same as those features claimed by claim 4, thus the rationales for rejecting claim 4 are incorporated herein. As for claim 13, it recites features that are substantially same as those features claimed by claim 5, thus the rationales for rejecting claim 5 are incorporated herein. claim 14, cancelled As for claim 15, it recites features that are substantially same as those features claimed by claim 7, thus the rationales for rejecting claim 7 are incorporated herein. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Hua Lu whose telephone number is 571-270-1410 and fax number is 571-270-2410. The examiner can normally be reached on Mon-Fri 9:00 am to 6:00 pm EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Scott Baderman can be reached on 571-272-3644. The fax phone number for the organization where this application or proceeding is assigned is 703-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Hua Lu/ Primary Examiner, Art Unit 2118
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Prosecution Timeline

Nov 29, 2023
Application Filed
Mar 20, 2026
Non-Final Rejection mailed — §103
Jun 18, 2026
Response Filed
Aug 26, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
96%
With Interview (+26.4%)
3y 2m (~4m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 595 resolved cases by this examiner. Grant probability derived from career allowance rate.

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