Prosecution Insights
Last updated: April 19, 2026
Application No. 18/568,061

EXOSOME PRODUCTION PROMOTING AGENT AND EXOSOME PRODUCTION PROMOTING METHOD

Non-Final OA §103§112
Filed
Dec 07, 2023
Examiner
SHIBUYA, MARK LANCE
Art Unit
1631
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Fullstem Co. Ltd.
OA Round
1 (Non-Final)
32%
Grant Probability
At Risk
1-2
OA Rounds
3y 9m
To Grant
57%
With Interview

Examiner Intelligence

Grants only 32% of cases
32%
Career Allow Rate
51 granted / 158 resolved
-27.7% vs TC avg
Strong +25% interview lift
Without
With
+24.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
28 currently pending
Career history
186
Total Applications
across all art units

Statute-Specific Performance

§101
2.9%
-37.1% vs TC avg
§103
38.2%
-1.8% vs TC avg
§102
18.1%
-21.9% vs TC avg
§112
27.0%
-13.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 158 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, 18568061, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority The filing receipt, mailed 5/14/2024, states that this application was filed 12/07/2023, and claims domestic priority benefit as a 371 of PCT/JP2021/022314, filed 06/11/2021. Information Disclosure Statement The information disclosure statement (IDS) submitted on 8/25/2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Interpretation In regards to interpretation of the claim term “exosome production promoter”, it is noted that the Specification does not appear to provide a limiting definition. The Specification states: [0015] An exosome production promoter according to the present invention is an exosome production promoter that promotes production of exosomes from adipose-derived mesenchymal stem cells cultured in a serum-free medium, and contains EGF. Specification at para [0015]. Furthermore, the Specification states: [0050] The exosome production promoter can be used for the production of exosomes. Specification at para [0050]. Thus, the instant Specification does not provide a limiting definition of “exosome production promoter”, such that “exosome production promoter” is confined to a substance used only in cell culture media. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1 and claims 2, 4, 5, 7, 8, 10, 11, and dependent claims, are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claims state abbreviations for EGF, IL-1beta, SCGF and TNF alpha, but should provide the spelled out words in their first instance. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 1. Claim(s) 1-3, 5-9, 11-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yanagita, US 20230172992, Yi, US 20200121723 A1, and Kanaki, 20200040304. Yanagita, US 20230172992, throughout the publication and abstract, and at para 103, 178, 277, 285, 296, 296, 535. Yanagita teaches culturing mesenchymal cells in medium from mesenchymal cell culture, in order to increase production of exosomes. Yanagita, at para [0102], [104], [0180], teaches serum-free culture medium, especially for cultured cells and culture medium used for therapeutic applications, such as treatment of disease and regenerative medicine; and containing EGF (epidermal growth factor) to promote proliferation of stem cells Yanagita, teaches at para [0004] that mesenchymal are known to secrete exosomes and, at para [0277], teaches producing exosome from mesenchymal stem cell culture; at, e.g., at para [0295]-[0296], teaches culture supernatant that contains IL-1b, as in claim 2. Yanagita, at para [0062], states: [0295] Each of the culture supernatant according to the first embodiment and the culture supernatant according to the second embodiment preferably contains at least one of IL-1α (interleukin-1α), IL-1β (interleukin-1β), or TNF-α (tumor necrosis factor-α) in an amount of 0 to 15 pg/mL (see FIGS. 30 to 32). Each of the culture supernatant according to the first embodiment and the culture supernatant according to the second embodiment more preferably contains each of IL-1α, IL-1β, and TNF-α in an amount of 0 to 15 pg/mL. Since these cytokines are known as factors causing inflammatory symptoms, it is desirable that the culture supernatant does not contain them in large amounts. Yanagita, at para [0062]. Yanagita does not teach trehalose, an exosome production promoter that does not contain TNFa, a nonwoven scaffold for culturing cells. Yi, US 20200121723 A1, at para [0032], Figure 1, and claim 2, teaches the obtaining of exosomes, as in claim 3, by adding trehalose to conditioned media for obtaining exosomes. Yi, at para [0033], Fig.s 6A to 6E, states that adding trehalose to the buffer for diafiltration results in exosomes having a uniform particle size distribution and high purity. Kanaki, 20200040304, throughout the publication and abstract and e.g., at para [0004], [0103], teaches exosomes extracellularly secreted by mesenchymal stem cells; [0011], teach a nanofiber carrier, composed of polysaccharides such as chitin, which is suspended in medium, for mesenchymal cells to adhere to; Kanaki teaches that cells adhered to the nanofibers showed long-term survivability under suspension culture. Kanaki thus teaches a nonwoven scaffold for culturing cells. It would have been prima facie obvious before the filing date of the instant application for one of ordinary skill in the art to have combined trehalose, an exosome production promoter that does not contain TNFa, a nonwoven scaffold for culturing cells in the methods for using an exosome production promoter for production of exosomes from adipose-derived mesenchymal stem cells in a serum-free medium, wherein the promoter contains EGF, or method thereof. One of ordinary skill in the art would have been motivated to have combined trehalose in the exosome production promoter, because Yi taught that adding trehalose to the buffer for diafiltration results in exosomes having a uniform particle size distribution and high purity. It is noted that the “exosome production promoter” is not limited to cell culture, (see, above claim interpretation). One of ordinary skill in the art would have been motivated to have combined an exosome production promoter that does not contain TNFa, because it was suggested by Yanagita to reduce its use, and one of ordinary skill in the art would be motivated to remove it as a design choice, after routine testing. One of ordinary skill in the art have used a nonwoven scaffold for culturing cells in the methods for using an exosome production promoter for production of exosomes from adipose-derived mesenchymal stem cells in a serum-free medium, wherein the promoter contains EGF, or method thereof, because Kanaki teaches that cells adhered to the nanofibers showed long-term survivability under suspension culture. Kanaki thus teaches a nonwoven scaffold for culturing cells. 2. Claim(s) 4 and 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yanagita, US 20230172992, Yi, US 20200121723 A1, and Kanaki, 20200040304 as applied to claims 1-3, 5-9, 11-12 above, and further in view of Cao, 2020, Stem Cell Research & Therapy, Volume 11, 329, pages 1 to 15. The prior art of Yanagita, US 20230172992, Yi, US 20200121723 A1, and Kanaki, 20200040304, are relied upon as applied to claims 1-3, 5-9, 11-12 above. Yanagita, US 20230172992, Yi, US 20200121723 A1, and Kanaki, 20200040304, do not teach or suggest a exosome production promoter that does not contain SCGF. Cao, throughout the publication and abstract, teach use of stem cell factor (SCF), which reads on SCGF, in mesenchymal stem cell media. Cao, p. 14 of 15, indicates that SCF is a key factor in maintaining the stemness of stems cells from human exfoliated deciduous teeth. results-affecting variable. It would have been prima facie obvious before the filing date of the instant application for one of ordinary skill in the art to have used a exosome production promoter that does not contain SCGF. One of ordinary skill in the art would have been motivated to have used a exosome production promoter that does not contain SCGF because combined trehalose in the exosome production promoter, because Cao demonstrates that SCGF is a results-effective variable, and one of ordinary skill in the art would be motivated to remove it as a design choice, after routine testing. Conclusion 2. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Mark L Shibuya whose telephone number is (571)272-0806. The examiner can normally be reached M-F, 9AM-4:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James (Doug) Schultz, can be reached at (571) 272-0763. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MARK L. SHIBUYA Primary Patent Examiner Art Unit 1631 /MARK L SHIBUYA/Primary Patent Examiner, Art Unit 1631
Read full office action

Prosecution Timeline

Dec 07, 2023
Application Filed
Mar 06, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
32%
Grant Probability
57%
With Interview (+24.9%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 158 resolved cases by this examiner. Grant probability derived from career allow rate.

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