Prosecution Insights
Last updated: October 27, 2026
Application No. 18/569,085

POLYESTER COMPOUNDS AND THEIR USES

Final Rejection §103
Filed
Dec 11, 2023
Priority
Jul 13, 2021 — EU 21185403.9 +2 more
Examiner
LEONARD, MICHAEL L
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
BASF SE
OA Round
2 (Final)
64%
Grant Probability
Moderate
3-4
OA Rounds
3m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
866 granted / 1359 resolved
-1.3% vs TC avg
Moderate +8% lift
Without
With
+8.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
56 currently pending
Career history
1419
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
52.7%
+12.7% vs TC avg
§102
19.2%
-20.8% vs TC avg
§112
18.3%
-21.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1359 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-11 re rejected under 35 U.S.C. 103 as being unpatentable over as being unpatentable over EP-604814 to Wamprecht et al. (CA-2111927 will be used for citations) in view of U.S. Patent No. 5,021,554 to Padget et al. As to claims 1-2 and 4-8, Wamprecht discloses a polyester polyol comprising building blocks of diols, dicarboxylic acids, and triols. Wamprecht further discloses reaction of the double bonds with primary amine components resulting in side chain groups derived from the primary amine: PNG media_image1.png 118 436 media_image1.png Greyscale Wamprecht discloses a polyol component comprising 4.00 mol of hexane-1,6-diol, 1.00 mol of trimethylolpropane, 0.52 mol of adipic acid, 0.52 mol of maleic anhydride (or fumaric acid, Pg. 4, II. 17), 2.48 mol of isophthalic acid, 0.48 mol of phthalic anhydride (Polyester B, example 2). The molar ratio of dicarboxylic acid groups to the sum of diol and polyol building blocks is 4:5. Wamprecht discloses reacting the polyester polyol intermediate with the primary amine component (Pg. 16, ||.1-11). Wamprecht does not teach the claimed alkylene oxide containing monoamine. However, within the same field of endeavor Padget discloses unsaturated polyester polyol intermediates comprising neopentyl glycol, itaconic acid and adipic acid building blocks wherein the intermediates are reacted with oxyalkylene oxide containing monoamines comprising at least 40% of oxyethylene residues wherein the oxyalkylene oxide chains are attached as a side chain of the intermediate (3:3-62. 5:1-4, 6:33-40, 7:15-53). The preferred monoamine is Jeffamine M1000, which has the following formula: PNG media_image2.png 130 362 media_image2.png Greyscale Padget discloses a monoamine represented by the following: At the time of filing it would have been obvious to a person of ordinary skill in the art to substitute the monoamine component of Wamprecht with the monoamine of Padget to provide non-ionic stabilization and prepare polyesters with good colloid stability (Abstract). As to claim 3, Wamprecht discloses a polyester polyol with an average number molecular weight of 286 to 10,000 and comprising at least 2 structural units corresponding to the formula: PNG media_image3.png 102 378 media_image3.png Greyscale As to claims 9-11, Wamprecht and Padget disclose a processes for preparing the polyester comprising reacting 4.00 mol of hexane-1,6-diol, 1.00 mol of trimethylolpropane, 0.52 mol of adipic acid, 0.52 mol of maleic anhydride ("activated maleic acid or fumaric acid, Pg. 4, II. 17), 2.48 mol of isophthalic acid, 0.48 mol of phthalic anhydride (Polyester B, example 2) at a molar ratio dicarboxylic acid groups to the sum of diol and polyol building blocks of 4:5, followed by reacting with the monoamine Pg. 14,II. 11-Pg. 16, II. 11). Response to Arguments Applicant's arguments filed 07/30/2026 have been fully considered but they are not persuasive. The applicant argues that the pertinence of the secondary reference to Padget has not been clearly explained and the examiner only cited a portion of the formula within the specification. The portion cited within Padget is cited and disclosed to show specific embodiments that the reference relies on with respect to the primary monoamine used to modify the unsaturated polyester. It was not at attempt to disregard other portion of the broad disclosure of Padget. For example, the relied upon teaches of Padget teach the use of a Jeffamine M-1000, which the formula used in the rejection broadly outlines. In particular, Jeffamine M-1000 (easily found via a google search) is represented by the following: PNG media_image2.png 130 362 media_image2.png Greyscale Accordingly, the specific embodiments taught within Padget teach a primary monoamine that is the same used in the current application. In the formula, x is 19 and y is 3. The applicant argues that Wamprecht teaches the use of ammonia or a primary amine to modify the unsaturated polyester and the current claims recite a secondary amine. This is not found persuasive because the current claims do not recited a secondary amine, rather, the current claims show that after reaction of a primary alkoxylated amine to the unsaturated polyester a secondary amine product is obtained. This is the same reaction taught in Wamprecht and Padget. Further, the modifying amine used in the instant examples is a primary amine represented by the same formula of Padget wherein the primary amine contains 19 ethylene oxide repeat units, 3 propylene oxide repeat units, and is terminated with a methyl group. Lastly, in response to applicant’s argument that there is no teaching, suggestion, or motivation to combine the references, the examiner recognizes that obviousness may be established by combining or modifying the teachings of the prior art to produce the claimed invention where there is some teaching, suggestion, or motivation to do so found either in the references themselves or in the knowledge generally available to one of ordinary skill in the art. See In re Fine, 837 F.2d 1071, 5 USPQ2d 1596 (Fed. Cir. 1988), In re Jones, 958 F.2d 347, 21 USPQ2d 1941 (Fed. Cir. 1992), and KSR International Co. v. Teleflex, Inc., 550 U.S. 398, 82 USPQ2d 1385 (2007). In this case, it would have been obvious to a person of ordinary skill in the art to substitute the monoamine component of Wamprecht with the monoamine of Padget to provide non-ionic stabilization and prepare polyesters with good colloid stability (Abstract). These are properties that the skilled artisan would appreciate within the coating systems of the primary reference to Wamprecht. Allowable Subject Matter Claims 12-14 and 16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art of record taken alone or in combination fail to teach or fairly suggest laundry detergent comprising the modified polyester according to the claims. The closest prior art to Haberecht teaches an laundry detergent comprising an unsaturated polyester polyol resin. However, the reference does not teach modifying the resin with a primary alkoxylated amine component. Padget discloses modifying unsaturated polyester resins with the alkoxylated amines, however, Padget does not relate to laundry detergent applications. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL L LEONARD whose telephone number is (571)270-7450. The examiner can normally be reached M - F 7:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Del Sole can be reached at 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL L LEONARD/Primary Examiner, Art Unit 1763
Read full office action

Prosecution Timeline

Dec 11, 2023
Application Filed
Jun 09, 2026
Non-Final Rejection mailed — §103
Jul 30, 2026
Response Filed
Oct 06, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
64%
Grant Probability
72%
With Interview (+8.3%)
3y 1m (~3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1359 resolved cases by this examiner. Grant probability derived from career allowance rate.

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