Prosecution Insights
Last updated: August 18, 2026
Application No. 18/569,294

FLUID HEATING HEATER

Non-Final OA §103§112
Filed
Dec 12, 2023
Priority
Nov 19, 2021 — RE 10-2021-0159945 +1 more
Examiner
NGUYEN, HUNG D
Art Unit
Tech Center
Assignee
Hanon Systems
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
752 granted / 1052 resolved
+11.5% vs TC avg
Strong +30% interview lift
Without
With
+30.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
30 currently pending
Career history
1071
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
55.1%
+15.1% vs TC avg
§102
20.9%
-19.1% vs TC avg
§112
20.0%
-20.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1052 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority The claim to priority as a 371 filing of PCT/KR2022/015722, filed on October 17, 1022, which claims benefit to KR 10-202100159945, filed on November 19, 2021 is acknowledged in the instant application. Information Disclosure Statement The Information Disclosure Statement filed on December 12, 2023 and May 28, 2026 have been considered by the Examiner. Drawings The drawings are objected to because reference “10” in Fig. 1-3, reference “100” in Fig 8-9, and reference “230” in Fig. 10 is missing an arrow pointing to the figure. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the “the heat-radiating fins are disposed in a zigzag manner” (claim 9); “he heat-radiating fin includes a column having a circular cross section” (claim 10); “the heat-radiating fin includes a column having a cross section of a rain drop shape” (claim 11); and “the heat-radiating fin includes a column having a diamond-shaped cross section” claim 12) must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 3, 7 and 9-14 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 3 recites “may be disposed” in line 1 should be changed to “”is disposed” for positive recitation. Claims 7 and 14 recites “the guide vane” and “at least one guide vane” recited in claim 6, line1 renders the claim indefinite because it is unclear whether they are the same guide vane. Note: for the purpose of examination, it is presumed it is the same “at least one guide vane”. Claims 9-13 recites “the heat radiating fin” and “a plurality of radiating fins” recited in claim 1, line 10 renders the claim indefinite because it is unclear whether they are the same heat radiating fins. Note: for the purpose of examination, it is presumed it is the same “plurality of radiating fins”. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-8 and 13-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lim et al. (WO 2020/0322417) in view of Eckert et al. (US Pub. 2015/0090802) or Hayashi et al. (KR 0143540). Regarding claim 1, Lim et al. discloses a fluid heater comprising: a main body (100, Fig. 1) including a partition wall part (110, Fig. 2, Par. 71) having a plate shape; a heating plate (230, Fig. 2; Par.70) positioned to face the other surface of the partition wall part (110); a circuit board (300, Fig. 2; Par. 70 and 81) disposed on one surface of the partition board (110); a bus bar (400, Fig. 2) which electrically connects the heating plate (230) and the circuit board (300) (Par. 85); and a flow path (141, Fig. 11-12; Par. 77, 79) disposed between the partition wall part (110) and the heating plate (230), wherein the flow path (141) includes a plurality of straight flow path (143, Fig. 9) and a plurality of curved flow path (145, 147, Fig. 9) (Par. 79 and 96-98). Lim et al. does not discloses a plurality of heat-radiating fins are disposed on at least one side of the partition wall part and the heating plate which form the flow path. Eckert et al. discloses a plurality of heat-radiating fins (28, Fig. 4 and 7-8; Par. 19 and 43) are disposed on at least one side of the partition wall part and the heating plate which form the flow path (14, 16, 20, 22, 24) (Fig. 4 and 6). Hayashi et al. discloses a plurality of heat-radiating fins (dimple 70, Fig. 12-13) are disposed on at least one side of the partition wall part and the heating plate (42) which form the flow path (Fig. 12-13). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to utilize in Lim, a plurality of heat-radiating fins are disposed on at least one side of the partition wall part and the heating plate which form the flow path, as taught by Eckert et al., for the purpose of providing a heat-radiating fins which serve for a rapid transfer of heat to the heat transport medium on the heating section and the preheating section, respectively, of the flow path. Regarding claim 2, Lim et al. discloses the flow path (141, Fig. 11-12) includes: a plurality of straight portions (143, Fig. 9); and a plurality of curved portions (145, 147, Fig. 9) (Par. 79 and 96-98). Regarding claim 3, Lim et al. discloses a turning vane (149, Fig. 14; Par. 108 and 113) may be disposed in a space between the curved portion (147) that are disposed to face the inner surface of the curved portion Fig. 14 and 16). Regarding claim 4, Lim et al. discloses a length from a center line of the turning vane (149) to an exit is formed to be greater than a length from the center line of the turning vane to an entrance (Fig. 9, 14, 16). Regarding claim 5, Lim et al. discloses the turning vane (149) at the exit is formed parallel to a formation direction of the straight portion (143) (Fig. 9, 14, 16). Regarding claim 6, Hayashi et al. discloses at least one guide vane (middle U-shaped beads 57) is disposed between the turning vane (inner most U-shaped beads 57) and the curved portion (50) (Fig. 5-6, 8, 17-18). Regarding claim 7, Hayashi et al. discloses the at least one guide vane (57) has the same curvature as the curved portion (50) (Fig. 5-6, 8, 17-18). Regarding claim 8, Hayashi et al. discloses the plurality of heat-radiating fins (dimple 70, Fig. 12-13) are disposed on the straight flow paths (Fig. 12-13). Regarding claim 13, Lim et al. discloses the flow path (141, Fig. 11-12) has an inlet (110a; Par. 87) and an outlet (110b, Par. 87) (Fig. 6-7 and 9). Hayashi et al. discloses the heat-radiating fins (70, Fig. 12) are disposed to extend toward the outlet (45, Fig. 12). Regarding claim 14, Hayashi et al. discloses the at least one guide vane (57, Fig. 13) is provided as a plurality of guide vanes (Fig. 13), and a distance between the plurality of heat-radiating fins (70) disposed perpendicular to the straight portions is formed to be greater than a distance between the guide vanes (Fig. 13). Claim(s) 9-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lim et al. (WO 2020/0322417) in view of Eckert et al. (US Pub. 2015/0090802) or Hayashi et al. (KR 0143540). Regarding claims 9-12, Lim/Eckert/Hayashi disclose substantially all features of the claimed invention as set forth above including from Hayashi, plurality of heat-radiating fins (dimple 70, Fig. 12-13) except the plurality of heat-radiating fins are disposed in zigzag manner, includes a column having a circular cross section, a column having a cross section of a rain-drop shape, a column having a diamond-shaped cross section. However, Hayashi disclose the plurality of heat-radiating fins (70) is in the shape of dimple, therefore, it should have a circular cross section of a rain-drop shape and disposed in straight line (Fig. 12). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to utilize in Lim/Eckert/Hayashi, it would have been obvious mater of design choice to a person of ordinary skill in the art to have the plurality of heat-radiating fins are disposed in zigzag manner, includes a column having a circular cross section, a column having a cross section of a rain-drop shape, a column having a diamond-shaped cross section, because applicant has not disclosed that the plurality of heat-radiating fins are disposed in zigzag manner, includes a column having a circular cross section, a column having a cross section of a rain-drop shape, a column having a diamond-shaped cross section provides an advantage is used for particular purpose or solves a stated problem. One of ordinary skill in the art would have expected the Applicant' s invention to perform equally well with the plurality of heat-radiating fins are disposed in zigzag manner, includes a column having a circular cross section, a column having a cross section of a rain-drop shape, a column having a diamond-shaped cross section or dimple shape, because both shapes performs the function of heat-radiating equally well (MPEP 2144.04 IV B). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HUNG D NGUYEN whose telephone number is (571)270-7828. The examiner can normally be reached Mon-Fri 9AM - 9PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Edward Landrum can be reached at (571)272-5567. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HUNG D NGUYEN/Primary Examiner, Art Unit 3761 HUNG D. NGUYEN Primary Examiner Art Unit 3761
Read full office action

Prosecution Timeline

Dec 12, 2023
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+30.1%)
3y 4m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1052 resolved cases by this examiner. Grant probability derived from career allowance rate.

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