Prosecution Insights
Last updated: April 19, 2026
Application No. 18/569,335

SERVICE CONTINUITY FROM INDIRECT TO DIRECT COMMUNICATION TRIGGERED BY BASE STATION REQUEST

Non-Final OA §102§103
Filed
Dec 12, 2023
Examiner
WILLIAMS, ELTON S
Art Unit
2465
Tech Center
2400 — Computer Networks
Assignee
Kyocera Corporation
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
87%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
333 granted / 427 resolved
+20.0% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
24 currently pending
Career history
451
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
55.9%
+15.9% vs TC avg
§102
21.8%
-18.2% vs TC avg
§112
9.2%
-30.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 427 resolved cases

Office Action

§102 §103
DETAILED ACTION This office action is in response to the application filed on 12/12/2023 in which claims 1-15 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5, and 7-12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Xu et al. (US20180139682A1). As to claim 1, Xu teaches a base station comprising: ([0295] In another optional embodiment, the apparatus 1300 is the first UE or the base station. [0350] In another optional embodiment, the apparatus 1600 is the first UE or the base station) a receiver configured to receive, from a relay user equipment (UE) device that is relaying communication signals between the base station and a remote UE device, a first measurement report indicating that a quality of a communication link between the relay UE device and the base station is below a threshold; and ([0224] the eNB may obtain link quality of the Uu link between the current relay UE and the eNB from a measurement report reported by the current relay UE to the eNB. [0228] The eNB may determine, according to a specific criterion, whether to trigger the relay UE reselection, and perform S840 when determining to reselect relay UE. The criterion may be similar to that in descriptions in S730. [0212] S730. The remote UE determines, according to the signal quality of the PC5 link and the signal quality of the Uu link of the current relay UE, whether to trigger relay UE reselection. [0213] The remote UE may determine, according to a specific criterion, whether to trigger the relay UE reselection. The criterion may include at least one of the following conditions: [0214] C6: The signal quality Ru of the Uu link is less than a threshold Th4;) a transmitter configured to transmit, in response to the first measurement report, a request for the remote UE device to transmit a second measurement report to the base station. ([0229] S840. The eNB may execute the method 500 to reselect a relay; or the eNB sends a relay reselection instruction message to remote UE directly or by using the current relay UE, and after receiving the relay reselection instruction message, the remote UE may execute the method 600 to reselect a relay. [0202] the remote UE may receive indication information sent by each candidate relay UE in the candidate relay UE list by using the PC5 link between each candidate relay UE and the remote UE. The indication information is used to indicate the signal quality of the Uu link of each candidate relay UE. information related to candidate relay UE may be determined and then indicated to the eNB or the remote UE by the candidate relay UE, or may be determined and then indicated to the candidate relay UE or the eNB by the remote UE) As to claim 2, Xu teaches the base station of claim 1, wherein the communication link between the relay UE device and the base station is a Uu communication link. ([0224] The eNB may measure a signal sent by the current relay UE on the Uu link between the current relay UE and the eNB, to obtain link quality of the Uu link between the current relay UE and the eNB.) As to claim 3, Xu teaches the base station of claim 1, wherein the transmitter is further configured to transmit, to the relay UE device, threshold configuration information with which the threshold is associated. ([0236] The current relay UE may determine, according to a specific criterion, whether to trigger the relay UE reselection, and perform S940 when determining that relay UE is to be reselected. The criterion may be similar to that in descriptions in S730. [0212] S730. The remote UE determines, according to the signal quality of the PC5 link and the signal quality of the Uu link of the current relay UE, whether to trigger relay UE reselection. [0213] The remote UE may determine, according to a specific criterion, whether to trigger the relay UE reselection. The criterion may include at least one of the following conditions: [0214] C6: The signal quality Ru of the Uu link is less than a threshold Th4; or [0215] C7: The signal quality Rp of the PC5 link is less than a threshold Th5; or [0216] C8: Rn=|Ru−Rp| is greater than a threshold Th6. [0218] The criterion or at least one of the threshold Th4, Th5, or Th6 may be indicated to the remote UE by the eNB by using indication information or predefined.) As to claim 4, Xu teaches the base station of claim 1, wherein the request for the remote UE device to transmit the second measurement report includes a request that the second measurement report includes a list of one or more candidate relay UE devices. ([0229] S840. The eNB may execute the method 500 to reselect a relay; or the eNB sends a relay reselection instruction message to remote UE directly or by using the current relay UE, and after receiving the relay reselection instruction message, the remote UE may execute the method 600 to reselect a relay. [0202] the remote UE may receive indication information sent by each candidate relay UE in the candidate relay UE list by using the PC5 link between each candidate relay UE and the remote UE. The indication information is used to indicate the signal quality of the Uu link of each candidate relay UE. information related to candidate relay UE may be determined and then indicated to the eNB or the remote UE by the candidate relay UE, or may be determined and then indicated to the candidate relay UE or the eNB by the remote UE) As to claim 5, Xu teaches the base station of claim 1, wherein the receiver is further configured to receive the second measurement report from the remote UE device, the second measurement report indicating a quality of one or more signals received from one or more relay UE devices. ([0229] S840. The eNB may execute the method 500 to reselect a relay; or the eNB sends a relay reselection instruction message to remote UE directly or by using the current relay UE, and after receiving the relay reselection instruction message, the remote UE may execute the method 600 to reselect a relay. [0202] the remote UE may receive indication information sent by each candidate relay UE in the candidate relay UE list by using the PC5 link between each candidate relay UE and the remote UE. The indication information is used to indicate the signal quality of the Uu link of each candidate relay UE. information related to candidate relay UE may be determined and then indicated to the eNB or the remote UE by the candidate relay UE, or may be determined and then indicated to the candidate relay UE or the eNB by the remote UE) As to claim 7, Xu teaches the base station of claim 1, further comprising: a controller configured to determine whether to transmit the request for the remote UE device to transmit the second measurement report. ([0293] a triggering unit 1320, configured to trigger relay UE reselection if the determining unit 1310 determines that the current link quality of the at least one of the first link or the second link meets a relay reselection trigger condition,) As to claim 8, Xu teaches a remote user equipment (UE) device comprising: (0289] The apparatus 1200 according to this embodiment of the present invention may be corresponding to the first UE in the method for selecting a relay in D2D communication according to the embodiments of the present invention [0298] FIG. 15 shows an apparatus 1400 for selecting a relay in D2D communication according to an embodiment of the present invention.) a receiver configured to receive, from a base station with which the remote UE device is indirectly communicating via a relay UE device, a request for the remote UE device to transmit a non-conditional one-shot measurement report to the base station; and a transmitter configured to transmit, to the base station, in response to reception of the request, a single measurement report not part of a periodic measurement report transmission schedule and not in response to an event trigger. ([0229] S840. The eNB may execute the method 500 to reselect a relay; or the eNB sends a relay reselection instruction message to remote UE directly or by using the current relay UE, and after receiving the relay reselection instruction message, the remote UE may execute the method 600 to reselect a relay. [0202] the remote UE may receive indication information sent by each candidate relay UE in the candidate relay UE list by using the PC5 link between each candidate relay UE and the remote UE. The indication information is used to indicate the signal quality of the Uu link of each candidate relay UE. information related to candidate relay UE may be determined and then indicated to the eNB or the remote UE by the candidate relay UE, or may be determined and then indicated to the candidate relay UE or the eNB by the remote UE) As to claim 9, Xu teaches the remote UE device of claim 8, wherein the request is transmitted when a quality of a communication link between the relay UE device and the base station is below a threshold. ([0224] the eNB may obtain link quality of the Uu link between the current relay UE and the eNB from a measurement report reported by the current relay UE to the eNB. [0228] The eNB may determine, according to a specific criterion, whether to trigger the relay UE reselection, and perform S840 when determining to reselect relay UE. The criterion may be similar to that in descriptions in S730. [0212] S730. The remote UE determines, according to the signal quality of the PC5 link and the signal quality of the Uu link of the current relay UE, whether to trigger relay UE reselection. [0213] The remote UE may determine, according to a specific criterion, whether to trigger the relay UE reselection. The criterion may include at least one of the following conditions: [0214] C6: The signal quality Ru of the Uu link is less than a threshold Th4;) As to claim 10, Xu teaches the remote UE device of claim 9, wherein the communication link between the relay UE device and the base station is a Uu communication link. ([0224] The eNB may measure a signal sent by the current relay UE on the Uu link between the current relay UE and the eNB, to obtain link quality of the Uu link between the current relay UE and the eNB.) As to claim 11, Xu teaches the remote UE device of claim 8, wherein the request for the remote UE device to transmit the measurement report includes a request that the measurement report includes a list of one or more candidate relay UE devices. ([0229] S840. The eNB may execute the method 500 to reselect a relay; or the eNB sends a relay reselection instruction message to remote UE directly or by using the current relay UE, and after receiving the relay reselection instruction message, the remote UE may execute the method 600 to reselect a relay. [0202] the remote UE may receive indication information sent by each candidate relay UE in the candidate relay UE list by using the PC5 link between each candidate relay UE and the remote UE. The indication information is used to indicate the signal quality of the Uu link of each candidate relay UE. information related to candidate relay UE may be determined and then indicated to the eNB or the remote UE by the candidate relay UE, or may be determined and then indicated to the candidate relay UE or the eNB by the remote UE) As to claim 12, Xu teaches the remote UE device of claim 8, wherein the transmitter is further configured to transmit the measurement report to the base station, the measurement report indicating a quality of one or more signals received from one or more relay UE devices. ([0229] S840. The eNB may execute the method 500 to reselect a relay; or the eNB sends a relay reselection instruction message to remote UE directly or by using the current relay UE, and after receiving the relay reselection instruction message, the remote UE may execute the method 600 to reselect a relay. [0202] the remote UE may receive indication information sent by each candidate relay UE in the candidate relay UE list by using the PC5 link between each candidate relay UE and the remote UE. The indication information is used to indicate the signal quality of the Uu link of each candidate relay UE. information related to candidate relay UE may be determined and then indicated to the eNB or the remote UE by the candidate relay UE, or may be determined and then indicated to the candidate relay UE or the eNB by the remote UE) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6 and 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Xu in view of Cheng et al. (US20240031888A1). As to claim 6, Xu teaches the base station of claim 1, But does not specifically teach: wherein the receiver is further configured to receive the second measurement report from the remote UE device, the second measurement report indicating a quality of one or more signals received from one or more base stations. However Cheng teaches wherein the receiver is further configured to receive the second measurement report from the remote UE device, the second measurement report indicating a quality of one or more signals received from one or more base stations. ([0176] At 565, the remote UE 115-e may transmit one or more measurement reports to the first base station 105-g. The measurement reports may be transmitted to the first base station 105-g via a Uu link with the first base stations 105-g, via the relay UE 115-f (e.g., via at least a sidelink communication link between the remote UE 115-e and the relay UE 115-f), or both. The measurement reports may indicate measurements (e.g., RSRP, RSRQ, SNR, SINR, CQI) which were performed on signals received from one or more candidate base stations 105. In this regard, the measurement report may indicate measurements which the remote UE 115-e performed on signals (e.g., reference signals) received from the second base station 105-h, the third base station 105-i, or both. In additional or alternative aspects, the measurement reports may indicate whether or not the respective candidate base stations 105 support sidelink relay operation or not, indications of priority for performing handover procedures with base stations 105 which support sidelink relay operation, or any combination thereof.) It would have been obvious to one of ordinary skill in the art at the time of the effectivie filing date of the claimed invention to modify the methods of Xu with the measrurement report of Cheng in order to indicate whether or not the respective candidate base stations 105 support sidelink relay operation or not, perform handover procedures with base stations 105 which support sidelink relay operation, or any combination thereof. As to claim 13, Xu teaches the remote UE device of claim 8, But does not specifically teach: wherein the transmitter is further configured to transmit the measurement report to the base station, the measurement report indicating a quality of one or more signals received from one or more base stations. However Cheng teaches wherein the transmitter is further configured to transmit the measurement report to the base station, the measurement report indicating a quality of one or more signals received from one or more base stations. ([0176] At 565, the remote UE 115-e may transmit one or more measurement reports to the first base station 105-g. The measurement reports may be transmitted to the first base station 105-g via a Uu link with the first base stations 105-g, via the relay UE 115-f (e.g., via at least a sidelink communication link between the remote UE 115-e and the relay UE 115-f), or both. The measurement reports may indicate measurements (e.g., RSRP, RSRQ, SNR, SINR, CQI) which were performed on signals received from one or more candidate base stations 105. In this regard, the measurement report may indicate measurements which the remote UE 115-e performed on signals (e.g., reference signals) received from the second base station 105-h, the third base station 105-i, or both. In additional or alternative aspects, the measurement reports may indicate whether or not the respective candidate base stations 105 support sidelink relay operation or not, indications of priority for performing handover procedures with base stations 105 which support sidelink relay operation, or any combination thereof.) It would have been obvious to one of ordinary skill in the art at the time of the effectivie filing date of the claimed invention to modify the methods of Xu with the measrurement report of Cheng in order to indicate whether or not the respective candidate base stations 105 support sidelink relay operation or not, perform handover procedures with base stations 105 which support sidelink relay operation, or any combination thereof. Allowable Subject Matter Claims 14 and 15 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Claims 14 and 15 describe overriding a measurement report from the remote UE based on the request from the base station; which is not taught by the prior art and would not have been obvious to one of ordinary skill in the art at the time of the effective filing date of the claimed invention. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELTON S WILLIAMS whose telephone number is (571)272-9933. The examiner can normally be reached 8-4 Mon-Fri. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gary Mui can be reached at (571) 270-1420. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Elton Williams/Examiner, Art Unit 2465
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Prosecution Timeline

Dec 12, 2023
Application Filed
Jan 08, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
87%
With Interview (+8.6%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 427 resolved cases by this examiner. Grant probability derived from career allow rate.

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