Prosecution Insights
Last updated: October 04, 2026
Application No. 18/571,699

SULFONATE-FUNCTIONALIZED ALKYL POLYGLUCOSIDES AS SULFATE-FREE SURFACTANTS FOR TOOTHPASTE AND MOUTHWASH

Non-Final OA §102§103
Filed
Dec 18, 2023
Priority
Jun 18, 2021 — provisional 63/212,558 +2 more
Examiner
ROBERTS, LEZAH
Art Unit
1612
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Colonial Chemical Inc.
OA Round
1 (Non-Final)
48%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allowance Rate
374 granted / 772 resolved
-11.6% vs TC avg
Strong +35% interview lift
Without
With
+35.1%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
50 currently pending
Career history
844
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
14.7%
-25.3% vs TC avg
§112
16.9%
-23.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 772 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Election/Restrictions Applicant's election with traverse of toothpaste and sodium lauryl glucosides hydroxypropyl sulfonate, claims 1-5, 9-12 and 19-20 in the reply filed on June 15, 2026, is acknowledged. The traversal is on the ground(s) that the requirement does not apply the unity standard. It only identifies broad categories without identifying the actual claim groupings and without explaining why the claims lack a single general inventive concept or why the common technical features do not constitute the same or corresponding special technical features. The Office Action does not identify prior art. This is not found persuasive because the requirement was for a specific species for purposes of examination. The different compositions have divergent ingredients for their formulations. The different surfactants vary in structure and properties. The requirement was not breaking unity among different classes, such as a composition or method. Therefore, the species would lack a special technical feature because they are different compounds. In regard to the broad election, it was stated that Applicant must elect a specific type of composition and gave an example of a toothpaste. A mouthwash would not require all the components and amounts of components in a toothpaste. Therefore, they are divergent compositions and have divergent functions. In regard to the surfactant, a surfactant may be used in different types of compositions. A surfactant suitable for hair care is not necessarily suitable for oral care. The requirement is still deemed proper and is therefore made FINAL. Claim 6-8 and 13-18 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on June 15, 2026. Claims Claim Rejections - 35 USC § 102- Anticipated The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5, 9-12 and 19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Baig et al. (US 20210093551). Baig et al. disclose oral care compositions comprising hops, specifically a toothpaste (Abstract). The compositions may comprise a surfactant. Suitable surfactants include sodium laurylglucosides hydroxypropyl sulfonate (the elected species) (paragraph 0096). The toothpaste composition comprises hops acid and abrasive (paragraph 0005). The toothpaste may also comprise humectants, water, sweeteners, a tin ion source sodium gluconate and/or flavors (paragraph 0263). The surfactant sodium laurylglucosides hydroxypropyl sulfonate is sulfate-free as well as ethylene oxide and 1,4-dioxane free. Baig et al. specifically disclose using a surfactant, sodium laurylglucosides hydroxypropyl sulfonate, in a toothpaste having hops and an abrasive as essential ingredients. One would only have to choose a surfactant. When the species is clearly named, the species claim is anticipated no matter how many other species are additionally named. See MPEP 2131.02. Therefore, one can at once envisage using sodium laurylglucosides hydroxypropyl sulfonate as the surfactant in the toothpaste. Baig et al. anticipate the instant claims. Claim Rejections - 35 USC § 103 - Obviousness The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-5, 9-10 and 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Baig et al. (US 20210093551). Baig et al. disclose oral care compositions comprising hops, specifically a toothpaste (Abstract). The compositions may comprise a surfactant. Suitable surfactants include sodium laurylglucosides hydroxypropyl sulfonate (the elected species) (paragraph 0096). The toothpaste composition comprises hops acid and abrasive (paragraph 0005). The toothpaste may also comprise humectants, water, sweeteners, a tin ion source sodium gluconate and/or flavors (paragraph 0263). The surfactant sodium laurylglucosides hydroxypropyl sulfonate is sulfate-free as well as ethylene oxide and 1,4-dioxane free. It is believed that Baig et al. anticipate claims 1-5, 9-10 and 19. However, for purposes of this rejection and ensure complete prosecution, Baig et al. differ from the instant claims insofar as one would have to choose from different lists, lists of surfactants and list of additional components such as alcohol, fluoride and flavoring agent. The rationale to support a conclusion that the claim would have been obvious is that all the claimed elements were known in the prior art and one skilled in the art could have combined the elements as claimed by known methods with no change in their respective functions, and the combination yielded nothing more than predictable results to one of ordinary skill in the art. Therefore, it would have been obvious to one of ordinary skill in the art prior to filing the instant application to have formulated a toothpaste composition comprising an abrasive and sodium lauryl glucosides hydroxypropyl sulfonate, with an alcohol, fluoride or flavoring agent with the expectation that the combination yielded nothing more than predictable results to one of ordinary skill in the art. Claims 1-5, 9-12 and 19-20 are rejected. Claim 6-8 and 13-19 are withdrawn. No claims allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LEZAH ROBERTS whose telephone number is (571)272-1071. The examiner can normally be reached Monday-Friday 11:00-7:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sahana Kaup can be reached at 571-272-6897. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LEZAH ROBERTS/ Primary Examiner, Art Unit 1612
Read full office action

Prosecution Timeline

Dec 18, 2023
Application Filed
Aug 26, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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CATIONIC MATERIAL FOR TOOTH DESENSITIZATION, PREPARATION METHOD THEREFOR, AND APPLICATION THEREOF
2y 1m to grant Granted Sep 15, 2026
Patent 12702631
Oral Care Compositions Comprising Hops Beta Acids And Fluoride Ions
1y 2m to grant Granted Aug 11, 2026
Patent 12697288
COMPOSITION FOR ORAL CAVITY
5y 3m to grant Granted Aug 04, 2026
Patent 12691045
Rheological Solid Composition for Use in Shaving
5y 3m to grant Granted Jul 28, 2026
Patent 12661309
PREPARATION AND EFFICACY OF TOOTH WHITENING TABLET INCLUDING SHMP
5y 0m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
48%
Grant Probability
84%
With Interview (+35.1%)
4y 1m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 772 resolved cases by this examiner. Grant probability derived from career allowance rate.

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