Prosecution Insights
Last updated: May 29, 2026
Application No. 18/572,701

Bi-Directional Seal Element and Sealing System

Non-Final OA §102§103
Filed
Dec 20, 2023
Priority
Jul 21, 2021 — nonprovisional of PCTBR2021050308
Examiner
CUMAR, NATHAN
Art Unit
3675
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Fmc Technologies Do Brasil Ltda
OA Round
3 (Non-Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
937 granted / 1194 resolved
+26.5% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
28 currently pending
Career history
1225
Total Applications
across all art units

Statute-Specific Performance

§103
73.2%
+33.2% vs TC avg
§102
13.5%
-26.5% vs TC avg
§112
8.4%
-31.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1194 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/08/2026 has been entered. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3-6, 8-11, and 14-19 is/are rejected under 35 U.S.C. 102 (a) (1) as being anticipated by D1 (Johnson, US 6,450,507). For claim 1, D1 discloses, in Figures 1-2, an annular seal element which comprises: a cylindrical seal body (32); first and second axially spaced sealing lips which are located on the seal body and are directed generally radially outwardly (Surfaces of seal 32 that contact the seal surfaces 16 and 24 defines the first and second axially spaced sealing lips.); first and second spaced-apart sealing flanges (48) which extend radially outwardly from the seal body; third and fourth sealing lips (52, 52) which are located on the first and second sealing flanges (48, 48), respectively; and wherein the third and fourth sealing lips are located radially outwardly of the first and second sealing lips (Figure 2); wherein the first and second sealing flanges define an intervening annular cavity (50) which opens radially outwardly (Figure 2); and wherein the third and fourth sealing lips (52, 52) are directed axially outwardly (Figure 2.) For claim 3, D1 discloses the seal element of claim 1, wherein each of the third and fourth sealing lips (52, 52) is located on a side of its respective sealing flange located opposite the cavity (Figure 2.) For claim 4, D1 discloses the seal element of claim 3, wherein each of the first and second sealing flanges (48, 48) extends generally parallel to a transverse plane of the seal element (Figure 1, when assembled.) For claim 5, D1 discloses the seal element of claim 3, wherein at least one of the first and second sealing flanges (48, 48) extends at an angle greater than zero degrees but less than or equal to ninety degrees measured clockwise or counterclockwise relative to a transverse plane of the seal element (Figure 2.) For claim 6, D1 discloses the seal element of claim 5, wherein both of the first and second sealing flanges (48, 48) extend at an angle greater than zero degrees but less than or equal to ninety degrees relative to the transverse plane of the seal element (Figure 2), wherein one of the first and second sealing flanges extends in a direction measured clockwise relative to the transverse plane and the other of the first and second sealing flanges extends in a direction measured counterclockwise relative to the transverse plane (Figure 2.) For claim 8, D1 discloses the seal element of claim 1, wherein the third and fourth sealing lips (52, 52) are directed radially inwardly (Figure 2.) For claim 9, D1 discloses the seal element of claim 1, wherein at least one of the third and fourth sealing lips (52, 52) is directed axially outwardly and radially inwardly (Figure 2.) For claim 10, D1 discloses the seal element of claim 1, wherein both of the third and fourth sealing lips (52, 52) are directed axially outwardly and radially inwardly (Figure 2.) For claim 11, D1 discloses, in Figures 1-2, an annular seal element (32) for sealing a junction between first and second components (10, 20) which when assembled define a pressure containing enclosure, the seal element comprising: first and second axially spaced sealing lips which are configured to sealingly engage respective first and second sealing surfaces on the first and second components to thereby seal an external environment from internal pressure in the enclosure (Surfaces of seal 32 that contact the first and second sealing surfaces 16 and 24 of first component 10 and second component 20 defines the first and second axially spaced sealing lips.); third and fourth axially spaced sealing lips (52, 52) which are located radially outwardly of the first and second sealing lips and are configured to sealingly engage respective third and fourth sealing surfaces (14, 28) on the first and second components to thereby seal the enclosure from external pressure in the external environment; wherein the first and second sealing lips are energized against their respective first and second sealing surfaces by the internal pressure, and the third and fourth sealing lips are energized against their respective third and fourth sealing surfaces by the external pressure (The seal is subjected to internal and external pressure. Col.1, L 56-63); wherein the first and second sealing lips are directed radially outwardly and the third and fourth sealing lips are directed axially outwardly (Figure 2); and wherein the seal element (32) further comprises: a cylindrical seal body (Body of 32); and first and second spaced-apart sealing flanges (48, 48) which extend radially outwardly from the seal body; wherein the first and second sealing lips are located on the seal body and the third and fourth sealing lips are located on the first and second sealing flanges, respectively (Figure 2.) For claim 14, D1 discloses the seal element of claim 11, wherein the first and second sealing lips are directed radially outwardly and at least one of the third and fourth sealing lips (52, 52) is directed radially inwardly (Figure 2.) For claim 15, D1 discloses the seal element of claim 11, wherein the first and second sealing lips are directed radially outwardly and at least one of the third and fourth sealing lips (52, 52) is directed axially outwardly and radially inwardly (Figure 2.) For claim 17, D1 discloses the seal element of claim 11, wherein the first and second sealing flanges (48, 48) define an intervening annular cavity (50) which opens radially outwardly (Figure 2.) For claim 18, D1 discloses the seal element of claim 17, wherein each of the third and fourth sealing lips (52, 52) is located on a side of its respective sealing flange located opposite the cavity (50, Figure 2.) For claim 19, D1 discloses, in Figures 1-2, a sealing system (32) for sealing a junction between first and second components (10, 20) which when assembled define a pressure containing enclosure (Col.1, L 45-63), the sealing system comprising: an annular seal element (32) comprising: first and second axially spaced sealing lips which are configured to sealingly engage respective first and second sealing surfaces on the first and second components to thereby seal an external environment from internal pressure in the enclosure (Surfaces of seal 32 that contact the first and second sealing surfaces 16 and 24 of first component 10 and second component 20 defines the first and second axially spaced sealing lips. Col.1, L 45-63); third and fourth axially spaced sealing lips (52, 52) which are located radially outwardly of the first and second sealing lips and are configured to sealingly engage respective third and fourth sealing surfaces (14, 28) on the first and second components (10, 20) to thereby seal the enclosure from external pressure in the external environment (seal is subjected to external and internal pressures. Col.1, L45-63); a cylindrical seal body (Body of 32); and first and second spaced-apart sealing flanges (48, 48) which extend radially outwardly from the seal body; wherein the first and second axially spaced sealing lips are located on the seal body and are directed generally radially outwardly (Figure 2); and wherein the third and fourth sealing lips (52, 52) are located on the first and second sealing flanges (48, 48), respectively; wherein the first and second sealing flanges (48, 48) define an intervening annular cavity (50) which opens radially outwardly (Figure 2); wherein each of the third and fourth sealing lips (52, 52) is located on a side of its respective sealing flange located opposite the cavity (50, Figure 2); and wherein at least one of the first and second sealing flanges (48, 48) and its corresponding sealing surface extends at an angle greater than zero degrees but less than or equal to ninety degrees measured clockwise or counterclockwise relative to a transverse plane of the seal element (Figure 2.) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 23 and 25 is/are rejected under 35 U.S.C. 103 as being unpatentable over D1 (Johnson, US 6,450,507) in view of D2 (Janoff et al., US Pub. 2002-0140184). For claim 23, D1 discloses the sealing system of claim 19, wherein each of the first and second sealing flanges (48, 48) and the first and second sealing surfaces extends generally parallel to a transverse plane of the seal element (The first and second sealing flanges 48, 48 extends generally parallel to a transverse plane of the seal element. Figure 2.) D1 does not disclose the first and second sealing surfaces extends generally parallel to a transverse plane of the seal element. D2 teaches, in Figure 2, a sealing system with seal 10, first and second seal lips (14b, 14b), and first and second sealing surfaces (Surfaces of 26, 26 on which the lips 14b, 14b have contact define the first and second sealing surfaces) to provide effective sealing environment. The surfaces of lips and sealing surfaces extend generally parallel to a transverse plane of the seal element 10. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify D1 such that the first and second sealing surfaces extend generally parallel to a transverse plane of the seal element, as taught by D2 with a reasonable expectation of success of having an effective sealing system. For claim 25, D1 discloses the sealing system of claim19, wherein both of the first and second sealing flanges (48, 48) and their corresponding sealing surfaces extend at an angle greater than zero degrees but less than or equal to ninety degrees relative to the transverse plane of the seal element, wherein one of the first and second sealing flanges extends in a direction measured clockwise relative to the transverse plane and the other of the first and second sealing flanges extends in a direction measured counterclockwise relative to the transverse plane (First and second sealing flanges 48, 48 extend at an angle greater than zero degrees but less than or equal to ninety degrees relative to the transverse plane of the seal element. Figure 2.) D1 does not disclose corresponding sealing surfaces extend at an angle greater than zero degrees but less than or equal to ninety degrees relative to the transverse plane of the seal element. D2 teaches, in Figure 4, a sealing system with seal 90, first and second seal lips (Lip between 102 and 114, and 104 and 114), and first and second sealing surfaces (Surfaces of 110 on which the lips have contact define the first and second sealing surfaces) to provide effective sealing environment. The surfaces of lips and sealing surfaces extend at an angle greater than zero degrees but less than or equal to ninety degrees relative to the transverse plane of the seal element 90. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify D1 such that the first and second sealing surfaces extend at an angle greater than zero degrees but less than or equal to ninety degrees relative to the transverse plane of the seal element, as taught by D2 with a reasonable expectation of success of having an effective sealing system. Conclusion Prior art made of record and not relied upon is considered pertinent to applicant's disclosure and provides example of invention. A few of the prior art cited but not applied includes Haeber (US 4,550,936); Gariepy (US Pub. 2007-0013146); and Mcintosh (US 6,612,371). Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHAN CUMAR whose telephone number is (571)270-3112. The examiner can normally be reached Monday thru Friday, 8:00 am to 5:00 pm EST. Examiner interviews are available via telephone, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, KRISTINA FULTON can be reached at 571-272-7376. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHAN CUMAR/Primary Examiner, Art Unit 3675
Read full office action

Prosecution Timeline

Show 1 earlier event
May 23, 2025
Non-Final Rejection mailed — §102, §103
Aug 25, 2025
Response Filed
Oct 01, 2025
Final Rejection mailed — §102, §103
Nov 28, 2025
Response after Non-Final Action
Dec 19, 2025
Response after Non-Final Action
Apr 08, 2026
Request for Continued Examination
Apr 22, 2026
Response after Non-Final Action
May 06, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
93%
With Interview (+14.8%)
2y 7m (~1m remaining)
Median Time to Grant
High
PTA Risk
Based on 1194 resolved cases by this examiner. Grant probability derived from career allowance rate.

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