Prosecution Insights
Last updated: April 19, 2026
Application No. 18/572,720

CONTROL APPARATUS FOR THREE-TERMINAL STATIC DC TRANSFORMER

Non-Final OA §102
Filed
Dec 20, 2023
Examiner
BEHM, HARRY RAYMOND
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Iks Co. Ltd.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
87%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
913 granted / 1150 resolved
+11.4% vs TC avg
Moderate +7% lift
Without
With
+7.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
37 currently pending
Career history
1187
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
49.6%
+9.6% vs TC avg
§102
34.9%
-5.1% vs TC avg
§112
8.9%
-31.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1150 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/20/23 has been considered by the examiner. Claim Objections Claims 2-3 are objected to because of the following informalities: in claim 2, line 4, “[Math. 2]” should be deleted; in claim 2, line 5, “…… (2)” should be deleted. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 is rejected under 35 U.S.C. 102a1 as being anticipated by Bortis (US 2020/0076311). With respect to claim 1, Bortis discloses a control apparatus for a three-terminal static DC transformer for drive-controlling the three-terminal static DC transformer configured so that first, second, and third self-excited single-phase inverters (Fig. 1 VB) which are connected parallelly to DC capacitors (Fig. 1 capacitors on DC side of VB), respectively, at their DC sides are connected via a high frequency transformer (Fig. 1 T) at their AC sides so as to supply electric power between first, second, and third DC terminals (Fig. 3 A,QAC, B,QHV, C,QNV) to which the first, second, and third self-excited single-phase inverters corresponding to the first, second, and third DC terminals, respectively, are connected, the control apparatus comprising a computing unit (Fig. 6 RG, R1-Rn) that drives each of the first, second, and third self-excited single-phase inverters so that voltages at the AC side are respectively caused to undergo time changes cyclically in three levels, that is, a positive voltage (Fig. 4a positive pulse), a null voltage (Fig. 4a zero voltage), and a negative voltage (Fig. 4a negative pulse), and time when sections of the null voltage regarding the voltages at the AC sides of the first, second, and third self-excited single-phase inverters overlap (Fig. 4a null voltages overlap) in time with each other is maximized (Fig. 4a entire time of shortest null voltage of phase C occurs in the other 2 phases A and B). Allowable Subject Matter Claims 2-3 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims and if the claim objections stated above were overcome. The following is a statement of reasons for the indication of allowable subject matter: With respect to claim 2, the prior art does not disclose or suggest, in combination with the limitations of the base claim and any intervening claims, primarily, wherein the computing unit drives each of the first, second, and third self-excited single-phase inverters to satisfy a mathematical expression below: (π-δ1)V1=(π-δ2)V2=(π-δ3)V3 where V1 represents a voltage of the first DC terminal connected to the first self-excited single-phase inverter; V2 represents a voltage of the second DC terminal connected to the second self-excited single-phase inverter; V3 represents a voltage of the third DC terminal connected to the third self-excited single-phase inverter; δ1 represents time of the null voltage which is the voltage of the AC side of the first self-excited single-phase inverter; δ2 represents time of the null voltage which is the voltage at the AC side of the second self-excited single-phase inverter; and δ3 represents time of the null voltage which is the voltage at the AC side of the third self-excited single-phase inverter. The aforementioned limitations in combination with all remaining limitations of the respective claims are believed to render the aforementioned indicated claim and any dependent claims thereof patentable over the art of record. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Iyasu (US 2020/0271684), Kominami (US 2014/0103860), Kado (US 2020/0195156) and Jia (US 2022/0045619) disclose three terminal static DC transformers. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARRY RAYMOND BEHM whose telephone number is (571)272-8929. The examiner can normally be reached M-F: 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thienvu Tran can be reached at 571-270-1276. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARRY R BEHM/Primary Examiner, Art Unit 2838
Read full office action

Prosecution Timeline

Dec 20, 2023
Application Filed
Oct 30, 2025
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
87%
With Interview (+7.3%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 1150 resolved cases by this examiner. Grant probability derived from career allow rate.

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