Prosecution Insights
Last updated: October 25, 2026
Application No. 18/573,332

AMINE COMPOUND AND ORGANIC LIGHT-EMITTING DEVICE COMPRISING SAME

Non-Final OA §103
Filed
Dec 21, 2023
Priority
Oct 28, 2021 — RE 10-2021-0145354 +1 more
Examiner
SIMBANA, RACHEL A
Art Unit
1786
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LT Materials Co., Ltd.
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
1y 7m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allowance Rate
114 granted / 184 resolved
-3.0% vs TC avg
Strong +45% interview lift
Without
With
+45.2%
Interview Lift
resolved cases with interview
Typical timeline
4y 5m
Avg Prosecution
48 currently pending
Career history
265
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
56.8%
+16.8% vs TC avg
§102
11.2%
-28.8% vs TC avg
§112
21.5%
-18.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 184 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). The certified copy has been filed in parent Application No. KR10-2021-0145354, filed on 10/28/2021. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/21/2023 was filed after the mailing date of the instant application on12/21/2023. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Response to Amendment In the preliminary amendment, the claims were amended. These amendments are hereby entered. Claims 1-11 were originally filed. Claim 7 is instantly amended. Claims 1-11 are pending in the application. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-11 are rejected under 35 U.S.C. 103 as being unpatentable over Miyake et al. (KR 2020/0131929 A, using the provided translation for references). With respect to claims 1 and 3-5, Miyake discloses compound G134 (page 412 of the original document), which is pictured below. PNG media_image1.png 288 282 media_image1.png Greyscale Compound G134 is derived from Miyake chemical formula 8 (page 282 of the original document), which is pictured below. PNG media_image2.png 300 352 media_image2.png Greyscale In general formula 8, Miyake also teaches that the fluorenyl group at Ar2 is a substituted fluorenyl group (paragraph 0104 and 0106, see also compounds A35, A39, B36, etc. for further support). Such a modification would produce a compound that meets the requirements of instant Chemica Formula 1 wherein l, m, n, and k are 1 and L1, L2, and L4 are a direct bond and L3 is an aryl group having 6 carbon atoms (phenylene), Ar1 is a deuterated C6 aryl (phenyl) group, Ar2 is an unsubstituted heteroaryl group having 12 carbon atoms (dibenzofuranyl), R1 and R2 are each an unsubstituted alkyl having 1 carbon atom (methyl), a is 6, b is 0, c is 0, and X1 is deuterium. This compound would have 20 hydrogen atoms and 15 deuterium atoms (42% deuteration). Miyake includes each element claimed, with the only difference between the claimed invention and Miyake being a lack of the aforementioned methyl substituents being explicitly used in that combination. Absent a showing of unexpected results, it would have been obvious to a person having ordinary skill in the art prior to the effective filing date of the instant invention to select any known substituent from the finite list of possible substituents to arrive at the compound of the instant claim since the combination of elements would have yielded the predictable result of a monoamine compound with a phenylnaphthyl group which reduces the symmetry of the molecule, inhibits crystallization, improves film quality, and contributes to high efficiency (paragraph 0295), commensurate in scope with the claimed invention. See Section 2143 of the MPEP, rationales (A) and (E). With respect to claim 2, Miyake teaches the compound of claim 1, and Structure A is deuterated, as discussed above. With respect to claim 6, Miyake teaches the compound of claim 1, as discussed above. Miyake also teaches that m is 1 (paragraph 0086), and R1 is a phenyl group (paragraph 0083). Examiner also notes that Miyake is not limiting with respect to the bonding position of the fluorenyl and dibenzofuranyl group on the amine core. Such a modification produces instant compound 179. Miyake includes each element claimed, with the only difference between the claimed invention and Miyake being a lack of the aforementioned combination being explicitly used. Absent a showing of unexpected results, it would have been obvious to a person having ordinary skill in the art prior to the effective filing date of the instant invention to select any known substituent or bonding pattern from the finite list of possible substituents to arrive at the compound of the instant claim since the combination of elements would have yielded the predictable result of a monoamine compound with a phenylnaphthyl group which reduces the symmetry of the molecule, inhibits crystallization, improves film quality, and contributes to high efficiency (paragraph 0295), commensurate in scope with the claimed invention. See Section 2143 of the MPEP, rationales (A) and (E). With respect to claims 7-11, Miyake teaches the compound of claim 1, and Miyake also teaches an organic light emitting device comprising a first electrode (an anode, paragraph 0298), a second electrode (a cathode, paragraph 0333), an organic material layer comprising a hole transport region, and the hole transport region includes a hole transport layer and a hole auxiliary layer (a hole buffer layer) (paragraph 0300), and the hole transport region may comprise the monoamine compound (paragraph 0305), a light emitting layer (paragraph 0314) and the light emitting layer may comprise the monoamine compound (paragraph 0296), and an electron transport layer. It would have been obvious to a person having ordinary skill in the art prior to the effective filing date of the claimed invention to use the compound as a material in the hole transport layer, the hole auxiliary layer, or the light emitting layer of an organic light emitting device with the claimed structure, as taught by Miyake. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Huang et al. (CN 112979478 A) – teaches the importance of an ortho bonding pattern in relevant compounds. Li et al. (US 2002/0076576 A1) – teaches the effect of deuterating optoelectronic materials. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RACHEL SIMBANA whose telephone number is (571)272-2657. The examiner can normally be reached Monday - Friday, 8:00 A.M. - 4:30 P.M.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Boyd can be reached at 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RACHEL SIMBANA/Primary Examiner, Art Unit 1786
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Prosecution Timeline

Dec 21, 2023
Application Filed
Oct 01, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12767678
ORGANIC ELECTROLUMINESCENT MATERIALS AND DEVICES
5y 5m to grant Granted Oct 20, 2026
Patent 12745558
ORGANIC ELECTROLUMINESCENT MATERIALS AND DEVICES
5y 7m to grant Granted Sep 22, 2026
Patent 12742114
ORGANIC ELECTROLUMINESCENT MATERIALS AND DEVICES
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Patent 12740307
ORGANIC ELECTROLUMINESCENT MATERIALS AND DEVICES
5y 3m to grant Granted Sep 15, 2026
Patent 12733367
ORGANIC LIGHT EMITTING DEVICE
5y 3m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
99%
With Interview (+45.2%)
4y 5m (~1y 7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 184 resolved cases by this examiner. Grant probability derived from career allowance rate.

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