Prosecution Insights
Last updated: July 17, 2026
Application No. 18/574,021

ARTICLES WITH HYDROPHOBIC COATINGS OF BORONIC ACID-CONTAINING SILOXANE POLYMERS AND METHODS OF MAKING THEM

Non-Final OA §103
Filed
Dec 23, 2023
Priority
Jun 25, 2021 — provisional 63/215,221 +1 more
Examiner
NELSON, MICHAEL B
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
University of Rochester
OA Round
1 (Non-Final)
21%
Grant Probability
At Risk
1-2
OA Rounds
1y 3m
Est. Remaining
58%
With Interview

Examiner Intelligence

Grants only 21% of cases
21%
Career Allowance Rate
117 granted / 547 resolved
-43.6% vs TC avg
Strong +37% interview lift
Without
With
+37.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
56 currently pending
Career history
639
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
87.7%
+47.7% vs TC avg
§102
1.8%
-38.2% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 547 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claims 1-8, 13, 15, 22-23, 31, 33-34, 37-38, 40, 42, 54 are pending. Election/Restrictions Applicant's election with traverse of Group I and the following species, claims 1-6, 8, 15, in the reply filed on 04/15/26 is acknowledged. The traversal is on the ground(s) that the reference cited in the 371 restriction did not have “the intention of creating a structure with boronic acid groups attached to cellulose” but the reference teaches all of the claimed subject matter via overlapping materials compared to the present claim 1 and it is maintained that the previously cited reference has teachings sufficient to render obvious claim 1 (with claim 1 being even more obvious in view of the references cited below). PNG media_image1.png 172 650 media_image1.png Greyscale The requirement is still deemed proper and is therefore made FINAL. Claim(s) 7 (non-elected siloxane), 13 (non-elected cellulose material) and 22-23, 31, 33-34, 37-38, 40, 42, 54 is/are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected subject matter, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 04/15/26. Claim Objection Claim 8 recites a compound set forth in the specification. Where possible, claims are to be complete in themselves (See MPEP 2173.05(s)). It would appear remedial to recite the formula for compound 3 from Scheme 1 in [0029]-[0030] of the present PGPub. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. If this application currently names joint inventors: in considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: Determining the scope and contents of the prior art. Ascertaining the differences between the prior art and the claims at issue. Resolving the level of ordinary skill in the pertinent art. Considering objective evidence present in the application indicating obviousness or nonobviousness. When something is indicated as being “obvious” this should be taken as shorthand for “prima facie obvious to one having ordinary skill in the art to which the claimed invention pertains before the effective filing date of the invention”. When a range is indicated as overlapping a claimed range, unless otherwise noted, this should be taken as short hand to indicate that the claimed range is obvious in view of the overlapping range in the prior art as set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claim(s) 1-6, 8, 15, is/are rejected under 35 U.S.C. 103 as being unpatentable over Macphail (Controlling silicone-saccharide interfaces: greening silicones, 2017, provided by Applicant) in view of Carrillo (U.S. 2008/0209645). Regarding claims 1-6, 8, 15, Macphail disclose that cellulose surfaces (e.g., “wood,” see introduction, page 4373, “modified cellulose,” Fig. 1) may be made hydrophobic (among other beneficial properties) by being treated with a silicone treatment and discloses that boronic acids efficiently bind to saccharides (see introduction) and further teaches that styryl-boronic acid (4 vinyl phenyl boronic acid) may be combined with SiH containing silicone oils (as in the elected species) to create such a treatment for bonding the silicone onto the cellulose (see results, page 4374, Fig. 2 and 3, disclosing the same Si-H pendant group containing poly methylhydro-dimethyl-siloxane and 4 vinyl phenyl boronic acid reactants as in Scheme 1 and claims 2-6 and 8, also see Fig. 5C, page 4376, and the conclusion in pages 4378-4379), with the tartrate protected group being removed in order to bond with the saccharide/cellulose such that the protective group in Macphail is not a patentable distinction with respect to the present claims because the particular reactants (i.e., whether they are protected during the reaction or not) is a product by process limitation that does not affect the final boronic acid siloxane polymer (once the protected groups are removed in Macphail) or the final cellulose containing article having the boronic acid siloxane polymer bonded thereto. “[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process.” See MPEP 2113. In light of the overlap between the claimed article and that disclosed by Macphail, it would have been obvious to one of ordinary skill in the art to use a cellulose article treated with boronic acid siloxane that is both disclosed by Macphail and is encompassed within the scope of the present claims, and thereby arrive at the claimed invention. Macphail does not disclose that the article is a garment. However, Carrillo is also directed to saccharide (e.g., cellulose/cotton, [0101], [0122], [0163]) articles treated with siloxane polymers for hydrophobic (amongst other) benefits and also teaches that boronic acid may be used as a crosslinker and also teaches that such a material may be useful for clothing/garments (as in the elected species and claim 15, see abstract, [0081]-[0085]) such that it would have been obvious to have used the technique of Macphail (i.e., treating cellulose with boronic acid siloxane) for the benefits disclosed by Maphail and Carrillo (e.g., hydrophobicity) to make a garment hydrophobic as taught by Carrillo (i.e., in order to apply the hydrophobic treatment to as many cellulose based articles that would benefit from such hydrophobicity). Conclusion References cited in any corresponding foreign applications have been considered but would be cumulative to the above. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL B NELSON whose direct telephone number is (571)272-9886 and whose direct fax number is (571)273-9886 and whose email address is Michael.Nelson@USPTO.GOV. The examiner can normally be reached on Mon-Sat, 7am - 7pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached on 571-272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300 (faxes sent to this number will take longer to reach the examiner than faxes sent to the direct fax number above). Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL B NELSON/ Primary Examiner, Art Unit 1787
Read full office action

Prosecution Timeline

Dec 23, 2023
Application Filed
Jun 22, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
21%
Grant Probability
58%
With Interview (+37.0%)
3y 10m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 547 resolved cases by this examiner. Grant probability derived from career allowance rate.

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