Prosecution Insights
Last updated: July 17, 2026
Application No. 18/574,152

MANUFACTURING METHOD FOR GLASS SUBSTRATE AND DISC-SHAPED GLASS SUBSTRATE

Final Rejection §112
Filed
Dec 26, 2023
Priority
Jul 05, 2021 — JP 2021-111562 +1 more
Examiner
HIGGINS, GERARD T
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Hoya Corporation
OA Round
2 (Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
9m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
538 granted / 855 resolved
-2.1% vs TC avg
Strong +39% interview lift
Without
With
+39.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
45 currently pending
Career history
901
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
58.0%
+18.0% vs TC avg
§102
7.8%
-32.2% vs TC avg
§112
18.4%
-21.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 855 resolved cases

Office Action

§112
DETAILED ACTION Response to Amendment Applicant's amendment filed 4/15/2026 has been entered. Currently, claims 1-12, 14 and 15 are pending, claim 13 is canceled, claims 1-10 are withdrawn and claim 15 is new. Claim Rejections - 35 USC § 112 Claim 15 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. In claim 15, the limitations that the plurality of linear stripes are arranged at the constant intervals “along an entirety of the outer circumferential edge surface” fails to limit claim 11. Claim 11 has the limitations that the plurality of linear stripes “being periodically arranged at constant intervals along the outer circumferential edge surface”, which is being interpreted as being located at points on the entire length of the outer circumferential edge. This means the phrase “along an entirety” in claim 15 does not further limit claim 11. Allowable Subject Matter Claims 11, 12 and 14 are allowed. The following is a statement of reasons for the indication of allowable subject matter: The prior art does not teach a disk-shaped glass substrate having two main surfaces, an outer circumferential edge surface having the plurality of linear stripes extending in a thickness direction of the glass substrate and “being periodically arranged at constant intervals along the outer circumferential edge surface”, wherein the outer circumferential edge portion of at least one main surface has a flattened region with a smaller surface roughness Ra than an other region of the at least one main surface, and wherein the flattened region has a width of 5 mm or less in a radial direction and a height within a range from -0.3 to +0.3 mm with respect to the other region of the at least one main surface in combination with the rest of the limitations claimed. The closest prior art is Nakajima et al. cited in the previous Office action; however, the Examiner is not able to state by the preponderance of the evidence that the method of cutting the glass substrate of Nakajima et al. by their scribing method using a cutting wheel would intrinsically result in the plurality of linear stripes “being periodically arranged at constant intervals along the outer circumferential edge surface”. There is no rationale, save improper hindsight, to have substituted the cutting wheel of Nakajima et al. with a pulsed laser beam as it would destroy the principle of operation of the process of cutting of Nakajima et al. to form the inclined cuts. Response to Arguments Applicant’s arguments, see Remarks, filed 4/15/2026, with respect to the claim objections and the prior art rejections have been fully considered and are persuasive. The relevant objections/rejections have been withdrawn. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GERARD T HIGGINS whose telephone number is (571)270-3467. The examiner can normally be reached M-F 9:30-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at (571) 272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Gerard Higgins/Primary Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Dec 26, 2023
Application Filed
Jan 20, 2026
Non-Final Rejection mailed — §112
Apr 15, 2026
Response Filed
Jun 05, 2026
Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+39.1%)
3y 4m (~9m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 855 resolved cases by this examiner. Grant probability derived from career allowance rate.

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