Prosecution Insights
Last updated: October 02, 2026
Application No. 18/574,555

AN ACCESS STATION FOR AN AUTOMATED STORAGE AND RETRIEVAL SYSTEM

Non-Final OA §102§103§112
Filed
Dec 27, 2023
Priority
Jun 30, 2021 — NO 20210849 +1 more
Examiner
MACKEY, PATRICK HEWEY
Art Unit
3653
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
AutoStore Technology A/S
OA Round
3 (Non-Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
778 granted / 931 resolved
+31.6% vs TC avg
Moderate +12% lift
Without
With
+12.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
28 currently pending
Career history
954
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
27.7%
-12.3% vs TC avg
§102
39.8%
-0.2% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 931 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 8/17/2026 has been entered. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 12 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 12, the phrase "preferably" renders the claim indefinite because it is unclear whether the limitation(s) following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, and 4-8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yuyama (US 2007/0221680). Regarding independent claim 1, Yuyama discloses an access station for an automated storage and retrieval system, wherein the access station comprises: a frame structure (1); and a drawer (2) arranged in the frame structure, wherein the drawer is a tilt drawer (see Fig. 2) comprising a compartment for accommodating a goods holder (see Fig. 2), wherein the tilt drawer is pivotable between a receiving position for receiving a goods holder from above, and a tilted picking position for presenting a goods holder to a user (see at least abstract), wherein the tilt drawer has a horizontal axis of rotation (generally at 16) arranged in a horizontal central part of the tilt drawer, and wherein the horizontal central part of the frame structure is a part with a horizontal distance to vertical side surfaces of the frame structure (see Fig. 2). Regarding dependent claims 2 and 4-8 Yuyama discloses that the horizontal axis of rotation is arranged under a middle of the tilt drawer (see Fig. 2). The tilt drawer is biased towards the receiving position (see para. 0044). The access station comprises a tilt limiter (12 or 25a, or 24), arranged on the tilt drawer, configured to limit pivotal movement of the tilt drawer beyond the picking position. The frame structure and/or the tilt drawer are configured to prevent retrieval of a goods holder from the compartment when the tilt drawer is in the picking position (see Fig. 2) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, and 4-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kania (US 10,814,355) in view of Yuyama et al. (US 2007/0221680). Kania discloses an access station for an automated storage and retrieval system, wherein the access station comprises: a frame structure (3); and a drawer (16) arranged in the frame structure, wherein the drawer is a tilt drawer (see Fig. 2) comprising a compartment (16) for accommodating a goods holder (8), wherein the tilt drawer is pivotable between a receiving position for receiving a goods holder from above, and a tilted picking position for presenting a goods holder to a user (see at least abstract), wherein the horizontal central part of the frame structure is a part with a horizontal distance to vertical side surfaces of the frame structure (see Fig. 2). Kania discloses that a horizontal axis of rotation (20) arranged under a middle of the tilt drawer (see Fig. 2). The access station is configured for vertical alignment of the receiving position with a port column (11) of the automated storage and retrieval system for receiving goods holder therefrom. The access station comprises a tilt limiter (see at least col. 3, lines 44-47) configured to limit pivotal movement of the tilt drawer beyond the picking position. The tilt limiter is arranged on the tilt drawer (see at least col. 3, lines 44-47). The frame structure and/or the tilt drawer are configured to prevent retrieval of a goods holder from the compartment when the tilt drawer is in the picking position (see at least item 18). The tilt drawer is automated (see at least col. 4, lines 15-40). Kania discloses all the limitations of the claims, but it does not disclose that the tilt drawer has a horizontal axis of rotation arranged in a horizontal central part of the tilt drawer biased towards the receiving position (which is a horizontal position). However, Yuyama (US 2007/0221680) discloses a similar device which includes a tilt drawer having a horizontal axis of rotation (16) arranged in a horizontal central part of the tilt drawer (see Fig. 2) biased towards a horizontal position (see para. 0044) for the purpose of accommodating large objects in the rear of the drawer. It would have been obvious for a person of ordinary skill in the art, before the effective filing date of the applicant’s invention, to modify Kania, by having a horizontal axis of rotation arranged in a horizontal central part of the tilt drawer biased towards the receiving position, as disclosed by Yuyama, for the purpose of accommodating large objects in the rear of the drawer. Allowable Subject Matter Claims 10, 11, and 13-16 are allowed. Claim 12 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. Response to Arguments Applicant's arguments regarding Yuyama filed 8/17/2026 have been fully considered but they are not persuasive. The applicant states that Yuyama is not configured to receive a goods holder from above. The examiner notes that the claims do not require a tilt drawer “configured to receive a goods holder”. Rather, the claims recite a tilt drawer “for receiving a goods holder from above”. Yuyama discloses a tilt drawer capable of receiving a goods holder from above. The applicant should clearly and unambiguously invoke 35 USC 112(f) if the applicant intends for the claim to be construed in that manner. The applicant states that Yuyama does not disclose a goods holder. The examiner disagrees with the applicant. In at least Fig. 2, Yuyama discloses many goods holders. The applicant states that Yuyama does not disclose a storage and retrieval system. The examiner disagrees with the applicant. The device disclosed by Yuyama both stores goods and presents them for retrieval. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Butters et al. (US 6,039,422) and Wilson (US 4,725,108) disclose tilting drawers similar to the tilting drawer disclosed by the applicant. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICK HEWEY MACKEY whose telephone number is (571)272-6916. The examiner can normally be reached M - F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael McCullough can be reached at 571-272-7805. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICK H MACKEY/Primary Examiner, Art Unit 3653
Read full office action

Prosecution Timeline

Dec 27, 2023
Application Filed
Feb 10, 2026
Non-Final Rejection mailed — §102, §103, §112
Apr 29, 2026
Response Filed
May 15, 2026
Final Rejection mailed — §102, §103, §112
Jul 23, 2026
Response after Non-Final Action
Aug 17, 2026
Request for Continued Examination
Aug 18, 2026
Response after Non-Final Action
Sep 04, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747824
STACK CONTAINMENT STRUCTURE
3y 12m to grant Granted Sep 29, 2026
Patent 12747110
SYSTEM AND METHOD FOR DETECTING A NUMBER OF GOODS IN A LOAD CARRIER
3y 8m to grant Granted Sep 29, 2026
Patent 12749209
LIQUID EJECTION HEAD AND LIQUID EJECTION APPARATUS INCLUDING THE SAME
2y 10m to grant Granted Sep 29, 2026
Patent 12744114
PHARMACEUTICAL ORDER PROCESSING SYSTEMS AND ASSOCIATED METHODS
2y 11m to grant Granted Sep 22, 2026
Patent 12722914
PALLETIZER SYSTEM WITH CENTRALIZED PALLETIZING PATTERNS
3y 0m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
96%
With Interview (+12.4%)
2y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 931 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month