Prosecution Insights
Last updated: May 29, 2026
Application No. 18/574,747

COATED TOOL AND CUTTING TOOL

Non-Final OA §103
Filed
Dec 28, 2023
Priority
Jul 30, 2021 — JP 2021-126271 +1 more
Examiner
YOO, JUN S
Art Unit
3726
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Kyocera Corporation
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
446 granted / 571 resolved
+8.1% vs TC avg
Strong +21% interview lift
Without
With
+21.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
16 currently pending
Career history
593
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
79.7%
+39.7% vs TC avg
§102
8.9%
-31.1% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 571 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 2 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Miyashita (JP2020142312) of which attached corresponding English translation is cited in view of Fukunaga et al. (JP2002331403) of which attached corresponding English translation is cited. Regarding Claim 1, Miyashita teaches a coated tool comprising: a base body (Fig. 1, WC) made of WC-based cemented carbide containing WC particles as a hard phase component ([0010]: WC cemented carbide) and Co as a main component of a binding phase ([0009]: Co in the WC substrate), and a first coating layer (Fig. 1, TiCoC layer) located on the base body (Fig. 1, WC), wherein the first coating layer (Fig. 1, TiCoC layer) is made of at least one element selected from the group consisting of Al, Cr, Si, Group 4 elements, Group 5 elements, and Group 6 elements, and at least one element selected from the group consisting of C and N ([0012]: TiCoCN; Ti belongs to Group 4). Miyashita does not explicitly teach in an interface region between the base body and the first coating layer in a cross section perpendicular to a surface of the base body, when a maximum value (atm%) of Ti obtained by elemental analysis in a transverse direction from the first coating layer to the WC particle is defined as a Ti(WC) value, a maximum value (atm%) of Ti obtained by elemental analysis in a transverse direction from the first coating layer to the binding phase is defined as a Ti(Co) value, and a ratio of the Ti(WC) value and the Ti (Co) value (Ti(Co) value/Ti(WC) value) is defined as a Ti(Co/WC) ratio, the Ti(Co/WC) ratio is 0.8 or less. Fukunaga teaches a base body made of WC-based cemented carbide ([0009]: the substrate is tungsten carbide-based cemented carbide alloy) containing WC particles ([0016]: WC-Co) as a hard phase component and Co ([0009]: Co) as a main component of a binding phase a hard substrate and protrusions (Fig. 2, 3) at segregations of the main component of the hard phase (Fig. 2, 1) of the substrate where the binder phase (Fig. 1, 2) lies ([0017]: the main component of the hard phase is segregated at the grain boundaries of the protrusions; because the melting point of the main component of the binder phase is low, the crystal grains tend to expand in three dimensions) ([0025]: mushroom-shaped protrusions 3 protrude into the film from the binder phase 2 between WC grains 1). Fukunaga also teaches that in example 1, Ti, Co and W contents of the protrusion 3 were 79.0, 6.0 and 16.1 mass% and those of the upper part 5 were 91.2, 2.8 and 6.1 mass % ([0025]) and example 2, Ti, Co and W contents of the protrusion 3 were 66.1, 11.2 and 22.7 mass% and those of the upper part 5 were 72.0, 15.5 and 11.5 mass% ([0029]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to form protrusions on the surface of the base body of Miyashita as taught by Fukunaga in order to improve adhesion between the base body and the coating as suggested in Fukunaga [0006]. As a result of having protrusions with a lower amount of Ti at the binding phase versus the hard phase as shown in both examples above, a maximum value (atm%) of Ti defined as Ti(WC) in a transverse direction from the first coating layer to the WC particle would be higher than a maximum value (atm%) of Ti defined as Ti(Co) in a transverse direction from the first coating layer to the binding phase. Although a ratio of the maximum values are not explicitly taught by Miyashita/Fukunaga, it would be obvious to one of ordinary skill in the art to determine a desired size and micro-structure of the protrusion for an excellent adhesion between the base body and the coating, which would result to a certain ratio of Ti(Co/WC) including 0.8 or less. Regarding Claim 2, Miyashita/Fukunaga teach the coated tool according to claim 1, wherein a thickness of a region containing Ti on the WC particle in the interface region is 1 nm or greater and 15 nm or less (Miyashita [0010]: 1 to 50 nm). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. See MPEP § 2144.05(I) Claim 3 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Fukui (JP3633837) of which attached corresponding English translation is in view of Miyashita (JP2020142312) of which attached corresponding English translation is cited and Fukunaga et al. (JP2002331403) of which attached corresponding English translation is cited. Regarding Claim 3, Fukui teaches a cutting tool (see Fig. 23) comprising: a rod-like holder (Fig. 23, 432) comprising a pocket (Fig. 23 shows a triangle-shaped pocket at the end of the rod-like holder (432)) at an end portion thereof, and a coated tool (Fig. 23, 431) located in the pocket. Fukui does not explicitly teach the coated tool according to claim 1. Miyashita/Fukunaga teach the coated tool according to claim 1. (See rejection of claim 1 above) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the coated tool of Miyashita/Fukunaga or a tool having a same shape as the tool of Fukui made by the method of Miyashita/Fukunaga in the cutting tool of Fukui as the coated tool of Miyashita/Fukunaga has an excellent tool life as suggested in Fukunaga [0006]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JUN S YOO whose telephone number is (571)270-7141. The examiner can normally be reached 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, SUNIL SINGH can be reached at (571) 272-3460. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JUN S YOO/Primary Examiner, Art Unit 3726 3/5/2026
Read full office action

Prosecution Timeline

Dec 28, 2023
Application Filed
Mar 11, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
99%
With Interview (+21.1%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 571 resolved cases by this examiner. Grant probability derived from career allowance rate.

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