Prosecution Insights
Last updated: August 06, 2026
Application No. 18/575,330

Encapsulated biomolecules for intracellular delivery

Non-Final OA §102§103§112
Filed
Dec 29, 2023
Priority
Aug 16, 2021 — FI 20215856 +1 more
Examiner
WORSHAM, JESSICA N
Art Unit
1615
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
ÅBO AKADEMI UNIVERSITY
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
421 granted / 747 resolved
-3.6% vs TC avg
Strong +57% interview lift
Without
With
+56.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
44 currently pending
Career history
788
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
42.1%
+2.1% vs TC avg
§102
13.3%
-26.7% vs TC avg
§112
25.8%
-14.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 747 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detailed Action Information Disclosure Statement The information disclosure statement (IDS) submitted on 21 October 2024 is acknowledged. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement has been considered by the examiner. See attached copy of PTO-1449. Response to Restriction 2. Applicants’ election without traverse of Group I (Claims 1-13, 16, 31, and 34) and species of thermosensitive polymer (claim 8) in the reply filed on 8 May 2026 is acknowledged. Status of Application 3. The instant application is a national stage entry of PCT/FI2022/050532 filed 16 August 2022. Claims 1-13, 16-19, 21-25, 27-31, and 33-34 are currently pending. Claims 14-15, 20, 26, and 32 are cancelled. Claims 9-10, 17-19, 21-25, 27-30, and 33 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention and species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 8 May 2026. Claims 1-8, 11-13, 16, 31, and 34 are examined on the merits within. Claim Objections 4. Claim 11 is objected to because of the following informalities: “MOF framework” should instead recite “MOF” to avoid redundancy. Appropriate correction is required. Claim Rejections – 35 U.S.C. 112(b) 5. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. 6. Claims 2, 11, and 31 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. 7. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claim 2 recites the broad recitation “nucleic acids, peptides, and proteins”, and the claim also recites “including mRNA, plasmids, enzymes, antibodies, and Cas9/sgRNA ribonucleoprotein complexes” which is the narrower statement of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. 8. Claim 11 recites the limitation "release of the biomolecules or loaded biomolecules" in line 4. There is insufficient antecedent basis for loaded biomolecules in the claim. 9. Claim 31 recites the limitation "the thermosensitive nanoparticles" in line 4. Although the claim recites nanoparticles, there is insufficient antecedent basis for thermosensitive nanoparticles in the claim. Claim Rejections – 35 U.S.C. 102 10. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. 11. Claim(s) 1-4, 12-13, 16, and 34 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tolentino et al. (J. Mat. Chem B, 2020). Regarding instant claims 1-4, 12-13, 16 and 34, Tolentino et al. disclose a nanomaterial consisting of a ZIF-8 metal organic framework (MOF) encapsulated within a DNA surfactant micelle assembly, referred to as a nucleic acid nanocapsule (NAN). See abstract. MOFs are well known for their ability to encapsulate a wide range of molecular cargo. Tolentino et al. investigate ways to broaden the chemical nature of the cargo that NAN can accommodate based on growing interest of achieving controlled delivery of plasmids, mRNA, and proteins. See Introduction, page 5627. Thus the instant claims are anticipated by Tolentino et al. 12. Claim(s) 1-2, 4-8, 12-13, 16, 31, and 34 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Cheng et al. (Advanced Functional Materials, 2020). Cheng et al. teach a light triggered core shell nanosystem to boost antitumor immune response via controlled release of anti-PD-L1 antibodies. The nanosystem is constructed via integrating gold nanorods as a photothermal core and zeolitic imidazolate framework-8 (ZIF-8) as a shell for PD-L1 delivery and further PEGylating. See abstract. The resultant AZ-PP was tested to determine heating behavior. See page 3. Thus the instant claims are anticipated by Cheng et al. 13. Claim(s) 1-2, 4-6, 11-13, 16, and 34 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Li et al. (Advanced Materials, 2019). Li et al. teach the delivery of plasmid DNA via zeolitic imidazole framwork-8 (ZIF-8) and Zif-8-polymer vectors. Through the use of polyethyleneimine capping agents the nanostructures exhibit enhanced loading capacity, better pH responsive release and stronger binding affinity to pDNA. See abstract. Thus the instant claims are anticipated by Li et al. Claim Rejections – 35 U.S.C. 103 14. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 15. Claim(s) 1-8, 12-13, 16, 31 and 34 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tolentino et al. (J. Mat. Chem B, 2020) in view of Cheng et al. (Advanced Functional Materials, 2020). Tolentino et al. teach a nanomaterial consisting of a ZIF-8 metal organic framework (MOF) encapsulated within a DNA surfactant micelle assembly, referred to as a nucleic acid nanocapsule (NAN). See abstract. MOFs are well known for their ability to encapsulate a wide range of molecular cargo. Tolentino et al. investigate ways to broaden the chemical nature of the cargo that NAN can accommodate based on growing interest of achieving controlled delivery of plasmids, mRNA, and proteins. See Introduction, page 5627. Tolentino et al. do not teach external stimuli. Cheng et al. teach a light triggered core shell nanosystem to boost antitumor immune response via controlled release of anti-PD-L1 antibodies. The nanosystem is constructed via integrating gold nanorods as a photothermal core and zeolitic imidazolate framework-8 (ZIF-8) as a shell for PD-L1 delivery and further PEGylating. See abstract. The resultant AZ-PP was tested to determine heating behavior. See page 3. It would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to use photothermal material with an biomacromolecule to control release of the active ingredient. It would have been obvious to add PEG to the zinc imidazolate since this is known to be effective with ZIF-8 and biomacromolecules desired for photosensitive and thermosensitive release. 16. Claim(s) 1-6, 11-13, 16, 31, and 34 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tolentino et al. (J. Mat. Chem B, 2020) in view of Li et al. (Advanced Materials, 2019). Tolentino et al. teach a nanomaterial consisting of a ZIF-8 metal organic framework (MOF) encapsulated within a DNA surfactant micelle assembly, referred to as a nucleic acid nanocapsule (NAN). See abstract. MOFs are well known for their ability to encapsulate a wide range of molecular cargo. Tolentino et al. investigate ways to broaden the chemical nature of the cargo that NAN can accommodate based on growing interest of achieving controlled delivery of plasmids, mRNA, and proteins. See Introduction, page 5627. Tolentino et al. do not teach positively charged polymers. Li et al. teach the delivery of plasmid DNA via zeolitic imidazole framwork-8 (ZIF-8) and Zif-8-polymer vectors. Through the use of polyethyleneimine capping agents the nanostructures exhibit enhanced loading capacity, better pH responsive release and stronger binding affinity to pDNA. See abstract. It would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to add polyethyleneimine to the nanomaterial of Tolentino et al. to enhance drug delivery. One would have been motivated, with a reasonable expectation of success, because Li et al. teach polyethyleneimine in combination with ZIF-8 enhances loading capacity, provides better pH responsive release and a stronger binding affinity of plasmid DNA. Conclusion 17. No claims are allowed at this time. 18. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JESSICA WORSHAM whose telephone number is (571)270-7434. The examiner can normally be reached Monday-Friday (8-5). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Wax can be reached at 571-272-0623. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSICA WORSHAM/Primary Examiner, Art Unit 1615
Read full office action

Prosecution Timeline

Dec 29, 2023
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12691069
SYNTHETIC GLYCOLIPIDS AND GLYCOLIPOSOME COMPOSITIONS : SUITABLE FOR CARGO DELIVERY TO THE CENTRAL NERVOUS SYSTEM
2y 0m to grant Granted Jul 28, 2026
Patent 12678633
FORMULATION AND DEVICE FOR COSMETIC TREATMENT OF ONYCHOMYCOSIS
4y 5m to grant Granted Jul 14, 2026
Patent 12667535
COSMETIC COMPOSITION HAVING GLOSS AND LASTING PROPERTIES
4y 0m to grant Granted Jun 30, 2026
Patent 12661337
BENDAMUSTINE PHARMACEUTICAL COMPOSITIONS
2y 1m to grant Granted Jun 23, 2026
Patent 12636313
NUTRACEUTICAL OR PHARMACEUTICAL COMPOSITION COMPRISING IRON PYROPHOSPHATE FOR TREATING AND/OR PREVENTING IRON DEFICIENCY CONDITIONS OR DISEASES
4y 0m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
99%
With Interview (+56.6%)
2y 11m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 747 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month