Prosecution Insights
Last updated: July 17, 2026
Application No. 18/575,449

BRAKING CONTROL DEVICE

Non-Final OA §103§112
Filed
Dec 29, 2023
Priority
Jul 30, 2021 — JP 2021-125677 +1 more
Examiner
WILLIAMS, THOMAS J
Art Unit
3616
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Advics Co., Ltd.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
1107 granted / 1408 resolved
+26.6% vs TC avg
Moderate +14% lift
Without
With
+14.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
45 currently pending
Career history
1451
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
65.8%
+25.8% vs TC avg
§102
15.2%
-24.8% vs TC avg
§112
15.4%
-24.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1408 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 9, 12 and 19 are objected to because of the following informalities: Claim 9 depends upon itself, as such the patentability of claim 9 cannot be addressed at this time, as it is unclear what previous limitations are required for the claimed invention; Claims 12 and 19, the recitations “an actuator” should be changed to individual identifications, such as first, second, third and fourth; Claim 19 lines 11-14 should be deleted, as the lines recite claim 8. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 7-9, 12, 18 and 19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 7 lines 3, 4, 6 and 7, it is unclear if the recited “actuator” is intended to reference the previously recited actuators, or another different actuators (see claims 3 and 4 and recited wheel actuators). Claim 8 is rejected due to its dependence upon claim 7. Claim 9 recites the limitation "the third wheel actuator" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim 9 recites the limitation "the fourth wheel actuator" in line 5. There is insufficient antecedent basis for this limitation in the claim. Claim 9 recites the limitation "the second switching mechanism" in line 9. There is insufficient antecedent basis for this limitation in the claim. Claim 18 recites the limitation "the third wheel actuator" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim 18 recites the limitation "the fourth wheel actuator" in line 5. There is insufficient antecedent basis for this limitation in the claim. Claim 18 recites the limitation "the second switching mechanism" in line 9. There is insufficient antecedent basis for this limitation in the claim. Claims 12 and 19, it is unclear if the recitations “an actuator” are intended to reference a single actuator or different actuators. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-3, 13, 17 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over US 2002/0050739 A1 to Koepff et al. in view of US 2021/0394729 A1 to Seol. Re-claims 1 and 2, Koepff et al. teach (in figure 10) a braking control device that controls braking force to be applied to a first wheel VL, a second wheel VR, a third wheel HR, and a fourth wheel HL, the braking control device comprising: a first main instruction unit E1(as part of 40), a second main instruction unit E2 (as part of 42), when both of the first main instruction unit and the second main instruction unit are functioning properly, the first main instruction unit E1 gives instructions of braking force to be applied to the first wheel VL and the third wheel HR, the second main instruction unit E2 gives instructions of braking force to be applied to the second wheel VR and the fourth wheel HL, a failure causes only the second main instruction unit, out of the first main instruction unit and the second main instruction unit, to function properly, the second main instruction unit takes over a task of giving the instruction of braking force to be applied to the first wheel VL (via actuation of valve EVBVL and separator 402, see paragraph 42). However, Koepff et al. fail to teach a backup instruction unit as instruction units that instruct braking force to be applied to the wheels, or the backup instruction unit takes over a task of giving the instruction of braking force to be applied to the third wheel and the fourth wheel (as per claim 2). Seol teach a brake system having first 300, second 400 and backup control units, the backup being the parking brake control unit 600. During failure events of the first unit 300, the second unit takes control of the front wheels and the parking brake unit 600 takes over control of the rear wheels, see figure 9 and paragraphs 109-112. This reduces the load on the hydraulic actuators and reduces the need for driver intervention. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have provided the system of Koepff et al. with a backup or parking brake unit for providing control of the third and fourth wheel (i.e. rear wheels) as taught and suggested by Seol, as this would have reduced the load required of the still functioning hydraulic system and reduced the need for push-through/manual driver intervention. Re-claims 3 and 17, Koepff et al. further teach a first wheel actuator HP (as part of unit 40) that generates a hydraulic pressure in a wheel cylinder in the first wheel VL; a second wheel actuator HP (as part of unit 42) that generates a hydraulic pressure in a wheel cylinder in the second wheel VR; a first switching mechanism (such as EVBVL) switches between a state for blocking communication between the wheel cylinder in the first wheel and the wheel cylinder in the second wheel, and a state for allowing the communication, wherein the first main instruction unit gives an instruction of braking force to be applied to the first wheel by giving an instruction of a hydraulic pressure to be generated, to the first wheel actuator, the second main instruction unit gives an instruction of braking force to be applied to the second wheel by giving an instruction of a hydraulic pressure to be generated, to the second wheel actuator, and when the failure occurs, the second main instruction unit switches the first switching mechanism from the state for blocking the communication to the state for allowing the communication, and gives instructions of braking force to be applied to the first wheel and the second wheel, by giving an instruction of a hydraulic pressure to be generated, to the second wheel actuator. E2 controls valve EVBVL such that fluid pressure is provided to separator 402, which in turn provides a pressure buildup in the first wheel cylinder VL. Re-claims 13 and 20, when the failure occurs, the second main instruction unit E2 gives instructions for applying same braking force to the first wheel VL and to the second wheel VR. Allowable Subject Matter Claims 4-6, 10, 11, and 14-16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 7, 8, 12, 18 and 19 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Prinzler, Kuroki, Feigel, Lee, Kim, Kotera and Ganzel each teach a brake system with failure responsive means. Any inquiries concerning this communication or earlier communications from the examiner should be directed to Thomas Williams whose telephone number is 571-272-7128. The examiner can normally be reached on Tuesday-Friday from 6:00 AM to 4:00 PM. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Siconolfi, can be reached at 571-272-7124. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Any inquiry of a general nature or relating to the status of this application or proceeding should be directed to the receptionist whose telephone number is 571-272-6584. TJW April 14, 2026 /THOMAS J WILLIAMS/Primary Examiner, Art Unit 3616
Read full office action

Prosecution Timeline

Dec 29, 2023
Application Filed
Apr 24, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

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3y 1m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
93%
With Interview (+14.1%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1408 resolved cases by this examiner. Grant probability derived from career allowance rate.

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