Prosecution Insights
Last updated: October 01, 2026
Application No. 18/575,451

UNIVERSAL CAR-T CELL TARGETING GD2, PREPARATION METHOD THEREFOR, AND APPLICATION THEREOF

Non-Final OA §102§103
Filed
Dec 29, 2023
Priority
Jul 01, 2021 — CN 202110749475.0 +1 more
Examiner
STOICA, ELLY GERALD
Art Unit
Tech Center
Assignee
Ningbo T-Maximum Biopharmaceuticals Co. Ltd.
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
831 granted / 1242 resolved
+6.9% vs TC avg
Strong +22% interview lift
Without
With
+22.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
45 currently pending
Career history
1263
Total Applications
across all art units

Statute-Specific Performance

§101
4.0%
-36.0% vs TC avg
§103
28.9%
-11.1% vs TC avg
§102
15.1%
-24.9% vs TC avg
§112
36.2%
-3.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1242 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I (claims 1, 2, 6, 11, 12, 16, 21-23, 25, 27 and 107) in the reply filed on 09/01/2026 is acknowledged. Claims 1, 2, 6, 11, 12, 16, 21-23, 25, 27, 49-51, 64, 65, 67, 71, 75 and 107 are pending; claims 49-51, 64, 65, 67, 71 and 75 are withdrawn from prosecution for being drawn to non-elected subject matter. Claims 1, 2, 6, 11, 12, 16, 21-23, 25, 27 and 107 are examined. Information Disclosure Statement The information disclosure statements (IDS)s submitted on 12/29/2023 and 06/12/2026 were considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 1 is rejected under 35 U.S.C. 102(1) as being anticipated by Cooper et al. (U.S. Pub. No. 20140349402-cited by Applicant). The reference discloses methods and compositions for immunotherapy employing a modified T cell comprising disrupted T cell receptor and/or HLA and comprising a chimeric antigen receptor. In certain embodiments, the compositions are employed allogeneically as universal reagents for "off-the-shelf treatment of medical conditions such as cancer, autoimmunity, and infection (abstract). Also disclosed is an isolated T-cell population wherein cells of the population comprise an endogenous T-cell receptor coding sequence that is either not expressed or which encodes a nonfunctional T-cell receptor; and a recombinant chimeric antigen receptor comprising an intracellular signaling domain, a transmembrane domain, and an extracellular domain comprising an antigen binding region. In specific embodiments, the T-cell receptor is nonfunctional by virtue of one or more disruptions in the coding sequence of .alpha. chain, .beta. chain, or both. In some embodiments, the endogenous T-cell receptor is knocked out. In specific embodiments, the antigen binding region is an F(ab')2, Fab', Fab, Fv, or scFv and/or the antigen binding region binds a tumor associated antigen, such as CD19, CD20, ROR1, carcinoembryonic antigen, alphafetoprotein, CA-125, MUC-1, epithelial tumor antigen, melanoma-associated antigen, mutated p53, mutated ras, HER2/Neu, ERBB2, HER3, folate binding protein, HIV-1 envelope glycoprotein gp120, HIV-1 envelope glycoprotein gp41, GD2, CD123, CD23, CD30, CD56, c-Met, mesothelin, GD3, HERV-K, IL-11Ralpha, IL-13Ralpha2, kappa chain, or lambda chain, CSPG4 (also known as, high molecular weight melanoma associated antigen), EGFRvIII, and VEGFR2 ([0018]- claims 1-8). Thus, in the broadest reasonable interpretation , claim 1 is anticipated by the reference cited. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2, 6, 11, 12, 16, 21-23, 25 and 107 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cooper et al. (U.S. Pub. No. 20140349402-cited by Applicant) in view of Gillies et al. (U.S. Pat No. 7,169,904). The claims are drawn to an immune effector cell, comprising: a chimeric antigen receptor (CAR) targeting GD2, wherein functions of a T cell antigen receptor (TCR) and major histocompatibility complexes (MHCI, MHCII) in the immune effector cell are inhibited in a cell. The CAR comprises a targeting moiety comprising an antibody heavy chain variable region (VH) of SEQ ID NO: 8 and an antibody light chain variable region (VL) of SEQ ID NO: 16. The VH of SEQ ID NO: 8 comprises a HCDR1 set forth in SEQ ID NO: 1, a HCDR2 set forth in SEQ ID NO: 2, and a HCDR3 set forth in SEQ ID NO: 3, as well as an HFR1 as set forth in SEQ ID NO: 4, an HFR2 as set forth in SEQ ID NO: 5, an HFR3 as set forth in SEQ ID NO: 6, and an HFR4 set forth in SEQ ID NO: 7. The VL of SEQ ID NO: 16 comprises a LCDR1 set forth in SEQ ID NO: 9, a LCDR2 set forth in SEQ ID NO: 10, and a LCDR3 set forth in SEQ ID NO: 11, as well as an LFR1 as set forth in SEQ ID NO: 12, an LFR2 as set forth in SEQ ID NO: 13, an LFR3 as set forth in SEQ ID NO: 14, and an LFR4 set forth in SEQ ID NO: 15. The teachings of Cooper et al. were presented supra and they differ from the instant Application in that the composition of a CAR is different. Gillies et al. disclosed that a family of antibodies that specifically bind the human cell surface glycosphingolipid GD2. The antibodies comprise modified variable regions, more specially, modified framework regions, which reduce their immunogenicity when administered to a human. The antibodies may be coupled to a therapeutic agent and used in the treatment of cancer(abstract). The antibodies may be a full-length antibody, a Fab or a single-chain variable fragment (scFv) (col. 3, lines 46-55). The SEQ ID NO: 1 of the Patent is identical to SEQ ID NO: 16 of the instant Application and the SEQ ID NO: 2 of the Patent is identical to SEQ ID NO: 8 of the instant Application. The Patent also claims a pharmaceutical composition comprising the antibodies disclosed (Col. 9, lines 14-28). It would have been obvious for a person of ordinary skill in the art at the time that the invention was filed to have used the antibody of Gillies et al. in the chimeric antigen receptor of Cooper with a reasonable expectation of success, since Gillies indicated the superior qualities of their anti-GD-2 antibody. Thus, a skilled artisan would have used known methods and reagents to achieve the desired goal. A person of ordinary skill in the art is always motivated to pursue the known options within her or his technical grasp. If this leads to the anticipated success, it is likely the product not of innovation but of ordinary skill and common sense. Claim 27 is rejected under 35 U.S.C. 103 as being unpatentable over Cooper et al. (U.S. Pub. No. 20140349402-cited by Applicant) in view of Chaudhary et al. (WO2017172981) The claim adds the limitation that the targeting moiety comprises an amino acid sequence set forth in SEQ ID NO: 19. The teachings of Cooper et al. in view of Gillies et al. were presented above. While Gillies et al. mentions the possibility of using an scFv in their invention, they do not mention the SEQ ID NO: of the construct. Chaudary et al. discloses an anti GD2 antibody (SEQ ID NO: 2458- Table 11) which is 100% identical with a scFv antibody of SEQ ID NO: 19 of the instant Application. It would have been obvious for a person of ordinary skill in the art at the time that the invention was filed to have used the antibody of Chaudary et al. in the chimeric antigen receptor of Cooper with a reasonable expectation of success. A skilled artisan would have used known methods and reagents to achieve the desired goal. A person of ordinary skill in the art is always motivated to pursue the known options within her or his technical grasp. If this leads to the anticipated success, it is likely the product not of innovation but of ordinary skill and common sense. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELLY GERALD STOICA whose telephone number is (571)272-9941. The examiner can normally be reached M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joanne Hama can be reached at 571-272-2911. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ELLY-GERALD STOICA Primary Examiner Art Unit 1647 /Elly-Gerald Stoica/Primary Examiner, Art Unit 1647
Read full office action

Prosecution Timeline

Dec 29, 2023
Application Filed
Feb 06, 2024
Response after Non-Final Action
Sep 24, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12734180
TREATMENT OF PROSTATE CANCER WITH A COMBINATION OF ABIRATERONE ACETATE AND NIRAPARIB
3y 10m to grant Granted Sep 15, 2026
Patent 12734225
PEPTIDE VACCINES
3y 4m to grant Granted Sep 15, 2026
Patent 12729236
HYDROPHILIC LINKERS FOR MULTIVALENT PEPTIDE CONJUGATES
4y 8m to grant Granted Sep 08, 2026
Patent 12721812
NOVEL TUMOR-SPECIFIC ANTIGENS FOR ACUTE LYMPHOBLASTIC LEUKEMIA (ALL) AND USES THEREOF
3y 11m to grant Granted Sep 01, 2026
Patent 12721905
COMBINATION OF ANTIBODY-DRUG CONJUGATE AND PARP1 SELECTIVE INHIBITOR
3y 4m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
89%
With Interview (+22.5%)
2y 6m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1242 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month