Prosecution Insights
Last updated: October 02, 2026
Application No. 18/576,290

ULTRASONIC TRANSDUCER

Non-Final OA §102§103
Filed
Jan 03, 2024
Priority
Aug 20, 2021 — JP 2021-134551 +1 more
Examiner
ROSENAU, DEREK JOHN
Art Unit
Tech Center
Assignee
Niterra Co., Ltd.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
982 granted / 1264 resolved
+17.7% vs TC avg
Moderate +8% lift
Without
With
+8.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
31 currently pending
Career history
1281
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
54.5%
+14.5% vs TC avg
§102
26.3%
-13.7% vs TC avg
§112
16.7%
-23.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1264 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yamaguchi et al. (US 6087760). With respect to claim 1, Yamaguchi et al. discloses an ultrasonic transducer (Fig 4B) comprising: a base portion (item 40); a piezoelectric element (items 14 and 15) joined to the base portion (Fig 4B); a vibration plate (item 13) joined to the piezoelectric element and configured to vibrate so as to generate an annular node (Figs 4-5); and a resonator (item 11) joined to the vibration plate (Fig 4B), wherein the resonator is joined to a first surface, of the vibration plate, on one side in a thickness direction thereof (Fig 4B), a surface, of the piezoelectric element, on a side opposite to a side on which the piezoelectric element is joined to the base portion (Fig 4B), is joined to a second surface, of the vibration plate, on another side in the thickness direction thereof (Fig 4B), a through-hole (hole through which rod 12 passes) is formed in the piezoelectric element so as to penetrate therethrough in the thickness direction (Fig 4B), and, in a planar direction orthogonal to the thickness direction, a joined portion between the vibration plate and the resonator is located inward of the node, and the through-hole is located inward of the node (Figs 3-4, wherein the hole is inward of the nodes 30-33). With respect to claim 2, Yamaguchi et al. discloses an ultrasonic transducer (Fig 4B) comprising: a base portion (item 40); an interposed member (item 42) having an annular shape and joined to the base portion (Figs 4A-4B); a piezoelectric element (items 14 and 15) joined to the base portion with the interposed member interposed therebetween (Fig 4B); a vibration plate (item 13) joined to the piezoelectric element and configured to vibrate so as to generate an annular node (Figs 4-5); and a resonator (item 11) joined to the vibration plate (Fig 4B), wherein a first surface, of the vibration plate, on one side in a thickness direction thereof is joined to the resonator (Fig 4B), a second surface, of the vibration plate, on another side in the thickness direction thereof is joined to a surface, of the piezoelectric element, on a side opposite to a side on which the piezoelectric element is joined to the base portion (Fig 4B), a through-hole (hole through which rod 12 passes) is formed in the piezoelectric element so as to penetrate therethrough in the thickness direction (Fig 4B), and, in a planar direction orthogonal to the thickness direction, a joined portion between the vibration plate and the resonator is located inward of an inscribed circle inscribed in the interposed member, and the through-hole is located inward of the inscribed circle (Figs 3-4). With respect to claim 3, Yamaguchi et al. discloses the ultrasonic transducer according to claim 1, wherein at least a part of the joined portion is located so as to overlap with the through-hole as seen in the thickness direction (Fig 4B). With respect to claim 4, Yamaguchi et al. discloses the ultrasonic transducer according to claim 3, wherein an entirety of the joined portion is located so as to overlap with the through-hole as seen in the thickness direction (Fig 4B). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Yamaguchi et al. in view of Sato et al. (JP 2013-172237). With respect to claim 5, Yamaguchi et al. discloses the ultrasonic transducer according to claim 1. Yamaguchi et al. does not disclose that the vibration plate has a hole portion, and at least a part of the joined portion is located so as to overlap with the hole portion as seen in the thickness direction. Sato et al. teaches a piezoelectric ultrasonic transducer in which the vibration plate has a hole portion, and at least a part of the joined portion is located so as to overlap with the hole portion as seen in the thickness direction (Fig 9, wherein the through hole extends through both the piezoelectric element 13 and vibration plate 14). Before the effective filing, it would have been obvious to one of ordinary skill in the art to combine the through hole in the vibration plate of Sato et al. with the piezoelectric ultrasonic transducer of Yamaguchi et al. for the benefit of better securing and aligning the resonator portion to both the piezoelectric element and the vibration plate (Fig 9 of Sato et al.). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Derek John Rosenau whose telephone number is (571)272-8932. The examiner can normally be reached Monday-Thursday 7 am to 5:30 pm Central Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dedei Hammond can be reached at (571) 270-7938. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEREK J ROSENAU/Primary Examiner, Art Unit 2837
Read full office action

Prosecution Timeline

Jan 03, 2024
Application Filed
Sep 17, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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APPARATUS
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
86%
With Interview (+8.0%)
2y 11m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1264 resolved cases by this examiner. Grant probability derived from career allowance rate.

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