Prosecution Insights
Last updated: April 19, 2026
Application No. 18/576,789

PROCESSING TOOL AND A PROCESSING TOOL ASSEMBLY

Non-Final OA §102
Filed
Jan 05, 2024
Examiner
HOTCHKISS, MICHAEL WAYNE
Art Unit
3726
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Seco Tools AB
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
249 granted / 362 resolved
-1.2% vs TC avg
Strong +52% interview lift
Without
With
+52.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
43 currently pending
Career history
405
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
46.6%
+6.6% vs TC avg
§102
22.1%
-17.9% vs TC avg
§112
29.5%
-10.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 362 resolved cases

Office Action

§102
Detailed Action Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Coleman (US20110315261A1). Claim 1 Coleman teaches a processing tool (Coleman, Figure 1 teaches a drill pipe (10). The pipe is a part of a system that performs a process.) comprising: a tool body (16) comprising: a front end surface (lower surface in Figure 1); a rear end surface (upper surface in Figure 1); at least one side surface connecting the front end surface and the rear end surface (Figure 1); and a first coupling part extending between a first end and a second end (Figure 1 teaches a cavity with threads (34) that is a female coupling part.), wherein the first end is disposed at the rear end surface (Figure 1), wherein the first coupling part being one of: a female coupling part (Figure 1); (This alternative is not selected in this rejection); wherein the first coupling part includes a first identification marker including identification information of the processing tool (Figure 1 teaches a bar code (18) on the tool (16) in the region of the first coupling part.), wherein the first coupling part is arranged to be coupled to a second coupling part (Figure 1 shows a second, male, coupling part on the tube (12) that connects to the first, female, coupling part.), wherein the first identification marker is positioned at the first coupling part such that it is positioned in an interface between the first coupling part and the second coupling part when the first coupling part is coupled to the second coupling part. (Figure 1 teaches the identification marker (18) is positioned at the location of the joint (interface) between the two parts (16, 12).) Claim 2 Coleman teaches the processing tool according to claim 1, wherein the first coupling part has a length L extending between the first end and the second end, and wherein the first identification marker is arranged, at least partly, at a distance l from the first end, wherein l≤ L/4. (Figure 1 shows the first coupling part (female socket in Item 16) has a length, and that the identification marker (18) is located at a length from the first end (top of Item 16 in Figure 1). Since the identification marker (18) is located immediately adjacent to the first end, it is clear from the Figure that location meets the claimed length requirement.) “Drawings and pictures can anticipate claims if they clearly show the structure which is claimed.” In re Mraz, 455 F.2d 1069, 173 USPQ 25 (CCPA 1972) “The drawings must be evaluated for what they reasonably disclose and suggest to one of ordinary skill in the art.” In re Aslanian, 590 F.2d 911, 200 USPQ 500 (CCPA 1979) See MPEP 2125. Examiner asserts that an artisan attempting to practice Coleman, but having no measurements, would have reasonably at first attempted to copy the structure as shown in the Figure. Claim 3 Coleman teaches the processing tool according to claim 1, wherein the first identification marker is etched, engraved, impressed, imprinted or painted to the first coupling part. (¶0033 teaches the mark is made by using laser engraving.) Claim 4 Coleman teaches the processing tool according to claim 1, wherein the first coupling part has a maximum diameter d (Figure 1 shows the coupling part (the cavity where the threads (34) are in Item 16) has a maximum diameter, d, which is the inner diameter of Item 16 at the widest part of the truncated cone recess.), and the front end surface, the rear end surface, or the at least one side surface at which the first end is disposed has a diameter D (Figures 1 and 3 show the first end of the coupling part (where the opening of the cavity is) has a diameter, D, which is the outer diameter of Item 16 at this point.), wherein D/2≤ d<D. (The inner diameter, d, and outer diameter, D at the end (as shown in Figures 1 and 3) satisfies the claimed ratio since the inner diameter is smaller than the outer due to the thickness of the wall of Item 16, and the different between ID and OD is small, such that half of the OD is less than the ID.) “Drawings and pictures can anticipate claims if they clearly show the structure which is claimed.” In re Mraz, 455 F.2d 1069, 173 USPQ 25 (CCPA 1972) “The drawings must be evaluated for what they reasonably disclose and suggest to one of ordinary skill in the art.” In re Aslanian, 590 F.2d 911, 200 USPQ 500 (CCPA 1979) See MPEP 2125. Examiner asserts that an artisan attempting to practice Coleman, but having no measurements, would have reasonably at first attempted to copy the structure as shown in the Figure. Claim 5 Coleman teaches the processing tool according to claim 1, wherein the first coupling part includes a threaded portion (34), and wherein the first identification marker is arranged between the first end and the threaded portion. (Figure 3 shows a magnified view of the first end and threads, with the identification mark (18) arranged between the two parts of the structure.) Claim 6 Coleman teaches the processing tool according to claim 1, wherein the first coupling part includes a frusto-conical surface, and wherein the first identification marker is arranged at the frusto-conical surface. (There are two relevant interpretation of Coleman in relation to Claim 6. Both rely on Coleman teaching that the cross section as shown in Figures 1 and 3 is that of a cylinder. [1] Coleman teaches the identification marker (18) is located in an angled cross sectional portion of the surface of Item 16. Since Item 16 is a cylinder, the angled portion is a truncated cone. [2] The inner surface of the coupling part (area where the threads (34) are located) is angled in cross section. As shown in Figure 3, the identification mark is located “at” this surface, on the outer side of the tool (16).) Claim 7 Coleman teaches the processing tool assembly (Figure 1), comprising: a processing tool according to claim 1 (16); and a connecting tool unit (12), wherein the connecting tool unit includes a second coupling part (Figure 1 shows the connecting tool unit (12) has a male coupling part with cooperating threads.), the second coupling part being one of: a male coupling part (Figure 1) arranged to be coupled to the female coupling part of the processing tool (Figure 1); (This alternative was not selected for this rejection.), wherein the first coupling part is coupled to the second coupling part, and wherein the first identification marker is positioned in an interface between the first coupling part and the second coupling part. (Figures 1 and 3 show the first identification marker (18) is located in an area of the interface between the two members (12, 16).) Claims 1-3 and 5-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kammann (US20050230109A1). Claim 1 Kammann teaches a processing tool (Figure 3A-3C and Figure 5D disclose tubes/pipes (114) that are connected pin to box.) comprising: a tool body (Figure 3A-3C, Item 480) comprising: a front end surface (top surface in Figure 3A); a rear end surface (bottom surface in Figure 3A); at least one side surface connecting the front end surface and the rear end surface (Figure 3A); and a first coupling part (481) extending between a first end and a second end (Figure 3C), wherein the first end is disposed at the rear end surface (Figure 3A), wherein the first coupling part being one of: (This alternative was not selected in this rejection.); and a male coupling part (Figure 3A shows the pin end (481) is a male coupling part.); wherein the first coupling part includes a first identification marker including identification information of the processing tool (Figure 3C teaches an RFIDT (484) located at the end of the first coupling part. ¶0071 teaches the RFIDT contains data relating to the size, weight or other information associated with the drilling component.), wherein the first coupling part is arranged to be coupled to a second coupling part (¶0089 teaches that these tubular members/pipe are connected pin to box end. Therefore, Kammann teaches multiple of item 480 being connected to one another. Item 480 has a female coupling part (482) at one end.), wherein the first identification marker is positioned at the first coupling part such that it is positioned in an interface between the first coupling part and the second coupling part when the first coupling part is coupled to the second coupling part. (When connecting the pin (481) to box end (482) of the tubular (480), the identification marker (484) in the rear end surface will be within the joint.) Claim 2 Kammann teaches the processing tool according to claim 1, wherein the first coupling part has a length L extending between the first end and the second end, and wherein the first identification marker is arranged, at least partly, at a distance l from the first end, wherein l≤ L/4. (Figures 3A and 3C show the first coupling part (481) has a length, and that the identification marker (484) is located at a length from the first end (bottom of Item 480 in Figure 3A). Since the identification marker (484) is located immediately adjacent to the first end, it is clear from the Figure that location meets the claimed length requirement.) “Drawings and pictures can anticipate claims if they clearly show the structure which is claimed.” In re Mraz, 455 F.2d 1069, 173 USPQ 25 (CCPA 1972) “The drawings must be evaluated for what they reasonably disclose and suggest to one of ordinary skill in the art.” In re Aslanian, 590 F.2d 911, 200 USPQ 500 (CCPA 1979) See MPEP 2125. Examiner asserts that an artisan attempting to practice Coleman, but having no measurements, would have reasonably at first attempted to copy the structure as shown in the Figure. Claim 3 Kammann teaches the processing tool according to claim 1, wherein the first identification marker is etched, engraved, impressed, imprinted or painted to the first coupling part. (Figure 3C teaches the RFIDT (484) is impressed within a groove formed in the end of the coupling part (481).) Claim 5 Kammann teaches the processing tool according to claim 1, wherein the first coupling part includes a threaded portion, and wherein the first identification marker is arranged between the first end and the threaded portion. (Figure 3C shows the first coupling part (481) has threads (indicated by the angled/horizontal lines in Figure 3C). The RFIDT (484) is located between the first end (lower end) and a portion of the threads.) Claim 6 Kammann teaches the processing tool according to claim 1, wherein the first coupling part includes a frusto-conical surface, and wherein the first identification marker is arranged at the frusto-conical surface. (Figure 3A shows the tubular member (480) (which is a cylindrical shape) has an angled region at the first coupling part (481). An angled region of a cylindrical cross section is a truncated cone region. Figure 3C shows the identification marker (484) is located in this region.) Claim 7 Kammann teaches a processing tool assembly (¶0089 teaches a plurality of the pipes are connected pin to box end. The assembly in Kammann is a plurality of tubes (480) connected pin to box end.), comprising: a processing tool according to claim 1 (See rejection of Claim 1); and a connecting tool unit (480), wherein the connecting tool unit includes a second coupling part (482), the second coupling part being one of: (This alternative was not selected for the rejection.) and a female coupling part arranged to be coupled to the male coupling part of the processing tool (Figure 3A teaches a box end (482) that is a female coupling part that interacts with the pin end (481) of an adjacent tube (480).), wherein the first coupling part is coupled to the second coupling part, and wherein the first identification marker is positioned in an interface between the first coupling part and the second coupling part. (Figure 3C shows the first identification marker (484) is located at the first coupling part (481). When the first coupling part (481) is coupled with the second (482), the identification marker will be in the interface/joint.) Claim 8 Kammann teaches the processing tool assembly according to claim 7, wherein the second coupling part includes a second identification marker including identification information of the connecting tool unit. (Figure 3B teaches the box end (482) of the tube (480) in detail. The box end has an RFIDT (484) at the coupling area. ¶0089 teaches that when a pin/box connection is made, each piece has a RFIDT in the pin and box end.) Claim 9 Kammann teaches the processing tool assembly according to claim 8, wherein the second identification marker is positioned in the interface between the first coupling part and the second coupling part. (When the male coupling part (481) of the pin end is connected with the female coupling part (482) of the box end, the RFIDT (484) at the box end will be in the interface/joint.) Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure can be found on the PTO-892 Notice of References Cited form. Document Date Description of Relevant Subject Matter US20110315261A1 2010-06-23 Figure 1 teaches a tool (16) connected to a connecting tool unit (12). The tool has a female coupling part (34) that coupled to a male coupling part of the tool unit (12). The tool (16) has an identification marker (18) connected to a frustoconical shaped portion (26) arranged between the threads (34) and the end of the tool (16). The identification mark (18) is arranged adjacent the first end. ¶0038 teaches the mark (18) is created using laser etching/engraving with the advantage of leaving no fractures in the material of the tool. US20050230109A1 2004-04-15 ¶0089 teaches the pin (252) and box (254) of adjacent pieces (114) of tubular drill pipe are connected to one another and that each have a identifier assembly. Figures 3A-3C teach a tubular member (480) having a pin end (481) and a box end (482). The pin end has a threaded portion (Figure 3C) and an identifier (492) disposed therein. The box end has an identifier (484) disposed therein. See ¶0067. When the pin and box ends are connected, the two identifiers (484 and 492) will be within the joint. ¶0013 teaches that etched indicia is a known alternative to the RFIDTs. US20150363710A1 2014-06-11 Figure 2 teaches an identification (200) located on a processing tool outer surface. The identification plate (200) has the information engraved (¶0027). US20200356077A1 2018-11-13 Figures 5a-5d teach cutting tools (1) that have identifier marks (2) located thereon. US20150300165A1 2015-07-06 Figure 4 teaches a cutting tool (22) having an identifier (24) located on a portion of the shaft. US20060127197A1 2006-02-08 Figure 1 teaches a tool holder for a cutting tool that comprises holes that contain microchips. The microchips contain data memory containing identification codes for the tools. ¶0015 teaches the tool or tool head can be identified using the microchips during automatic operations to automatically identify the tool head. The microchip is located within the hole, which is an interface of the tool holder with a cutting tool. US20220009008A1 2021-07-08 Figure 5 teaches a cutting tool (10) having a 3D code (56) formed on the surface thereof. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael W Hotchkiss whose telephone number is (571)272-3854. The examiner can normally be reached Monday-Friday from 0800-1600. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sunil K Singh can be reached at 571-272-3460. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL W HOTCHKISS/Primary Examiner, Art Unit 3726
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Prosecution Timeline

Jan 05, 2024
Application Filed
Mar 04, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
99%
With Interview (+52.4%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 362 resolved cases by this examiner. Grant probability derived from career allow rate.

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