Prosecution Insights
Last updated: April 19, 2026
Application No. 18/577,089

THERMAL RECORDING MATERIAL

Final Rejection §103
Filed
Jan 05, 2024
Examiner
HIGGINS, GERARD T
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Mitsubishi Paper Mills Limited
OA Round
2 (Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
3y 4m
To Grant
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allow Rate
526 granted / 839 resolved
-2.3% vs TC avg
Strong +40% interview lift
Without
With
+39.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
52 currently pending
Career history
891
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
36.7%
-3.3% vs TC avg
§102
21.3%
-18.7% vs TC avg
§112
31.1%
-8.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 839 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment Applicant's amendment filed 1/29/2026 has been entered. Currently, claims 1, 2, 4 and 5 are pending and claim 3 is canceled. Claim Objections Claims 2 and 4 are objected to because of the following informalities: In claims 2 and 4, the phrase that the “layer comprises a reducing agent” are objected to grammatically. The objection can be overcome by changing the phrase to “layer further comprises a reducing agent” which is how the claims will be interpreted. Appropriate correction is required. Claim Rejections - 35 USC § 103 Claims 1, 2 and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Uytterhoeven et al. (5,863,859) in view of Roschger et al. (5,948,600). With regard to claims 1 and 2, Uytterhoeven et al. teach a heat-sensitive recording material, which reads on applicants’ thermal recording material (col. 3, lines 56-64). The heat-sensitive recording material can have a transparent resin film support, which reads on applicants’ light-transmittable support, a hydrophobic binder layer 2 that may contain an infrared-red light absorbing substance, which reads on applicants’ infrared absorbing layer, a recording layer 1 covering the layer 2 that, which reads on applicants’ thermal recording layer, and a protective coating or slipping layer as an outermost layer, which reads on applicants’ protective layer (col. 8, lines 1-6 and 32-41 and col. 9, lines 1-8). The outermost layer can comprise talc particles, which reads on applicants’ hydrophilic particles, and a styrene-acrylonitrile binder, which reads on applicants’ hydrophobic resin (col. 9, lines 4-8 and 31-37). The layer 2 contains at least one reducing agent and the recording layer 1 contains a light-insensitive organic silver salt, such as silver behenate, and the layer does not have any silver halide (col. 6, lines 54-67 and col. 8, lines 49-54); however, they do not specifically teach the thickness of the outermost protective layer or the molar absorptivity ratio of the infra-red light absorbing substance. Roschger et al. teach IR dyes for forming IR-laser sensitive thermographic material that uses organic silver salts (col. 3, lines 35-47 and col. 17, lines 1-7). The IR dyes have a ratio of the average absorptance in the UV area (330-430 nm) to the absorptance at 823 nm should be at most 0.3 (col. 16, line 60 to col. 17, line 12). Tables 2 and 3 show that at least dye 16 has a ratio of 0.24, which would represent a ratio of absorptance at 823 nm to the UV area (330-430 nm) of approximately 4.17 (= 1/0.24) (col. 25, lines 30-35). These absorptances would be directly related to the molar absorptivity and shows that the prior art ratio overlaps with the molar absorptivity ratio claimed. Since Uytterhoeven et al. and Roschger et al. are both drawn to thermal recording using IR lasers of non-silver halide recording material, it would have been obvious to one having ordinary skill in the art to have used the infra-red absorbing dye 16 of Roschger et al. as the infra-red light absorbing substance of Uytterhoeven et al. This would have been a simple substitution of known materials for the infra-red absorbing substance that would have had predictable results in their substitution; further, this dye would intrinsically have the molar absorptivity ratio claimed. Alternatively, it would have been obvious to have made the ratio of the IR molar absorptivity at 830 nm to the UV molar absorptivity at 365 nm to be at least 4.0 or more as Roschger et al. teaches making the UV side absorption as low as possible for these IR absorbing dyes (col. 17, lines 1-7). Lastly, it would have been obvious to one having ordinary skill in the art to have made the thickness of the outermost protective layer any amount, including from 2.7 to 8.1 microns thick, so that the proper level of improved resistance against abrasion while not being so thick as to waste materials. With regard to claim 4, Uytterhoeven et al. teach that auxiliary reducing agents can be present in the imaging layer 1 (col. 6, lines 1-4). Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Uytterhoeven et al. (5,863,859) in view of Roschger et al. (5,948,600), and further in view of Dooms et al. (6,337,303). Uytterhoeven et al. in view of Roschger et al. rendered obvious all of the limitations of claim 4 above; however, they do not specifically teach that the imaging layer further comprises one of the compounds claimed. Dooms et al. teach a thermographic recording material that can be recorded upon with an infra-red laser and uses a light-insensitive organic silver salt to form the image (col. 5, lines 16-31 and col. 8, lines 30-38). The thermosensitive element can also contain a stabilizer that is a dicarboxylic acid according to formula (I) and is preferably glutaric or succinic acid (col. 3, lines 51-67 and col. 4, lines 22-31). Since Uytterhoeven et al. in view of Roschger et al. and Dooms et al. are drawn to thermographic recording using light-insensitive organic silver salts, it would have been obvious to have combined in the glutaric or succinic acid stabilizer into the image forming layer of Uytterhoeven et al. in view of Roschger et al. The results of such a combination would have been predictable to one having ordinary skill; further, each of the elements would have performed the same in combination as they had separately. The rationale to use this material is to stabilize the image forming layer. Response to Arguments Applicant’s arguments, see Remarks, filed 1/29/2026, with respect to the rejections based on Sakata have been fully considered and are persuasive. The relevant rejections have been withdrawn. Applicant's arguments filed 1/29/2026 have been fully considered but they are not persuasive. Applicants argue on pages 7-8 of their Remarks that the prior art does not teach or suggest the narrowed thickness range of their protective layer. The Examiner respectfully disagrees and notes that applicants’ amendment has necessitated the rejection based on Uytterhoeven et al. in view of Roschger et al. These references render obvious the thickness of the protective layer for the reasons noted above. Applicants argue on pages 8-9 of their Remarks that the evidence at least in Table 3 of their specification demonstrates evidence of secondary considerations that would overcome any prior art rejections. The Examiner respectfully disagrees and notes that the claimed invention is not commensurate in scope with the evidence in the Tables. As examples of this, the Examiner notes that the examples of Table 3 all have a reducing agent in the recording layer but that is not in claim 1. Also, there is no evidence demonstrating the synergistic effect over the full range of molar absorptivity ratios at the wavelengths claimed, i.e. there is no dye tested with a molar absorptivity ratio of 4.0, e.g. see examples 13 and 30. Lastly, it appears that applicants only tested two IR absorbing dyes and this would not provide evidence of secondary consideration for any dye having the molar absorptivity ratio claimed. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GERARD T HIGGINS whose telephone number is (571)270-3467. The examiner can normally be reached M-F 9:30-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at (571) 272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Gerard Higgins/Primary Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Jan 05, 2024
Application Filed
Nov 13, 2025
Non-Final Rejection — §103
Jan 29, 2026
Response Filed
Mar 21, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+39.8%)
3y 4m
Median Time to Grant
Moderate
PTA Risk
Based on 839 resolved cases by this examiner. Grant probability derived from career allow rate.

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