Prosecution Insights
Last updated: October 24, 2026
Application No. 18/577,480

Positive Electrode Active Material, Preparation Method Thereof, And Lithium Secondary Battery Including The Positive Electrode Active Material

Non-Final OA §102§Other
Filed
Jan 08, 2024
Priority
Aug 18, 2021 — RE 10-2021-0108997 +1 more
Examiner
GILLIAM, BARBARA LEE
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Chem Ltd.
OA Round
1 (Non-Final)
24%
Grant Probability
At Risk
1-2
OA Rounds
2y 1m
Est. Remaining
38%
With Interview

Examiner Intelligence

Grants only 24% of cases
24%
Career Allowance Rate
27 granted / 112 resolved
-40.9% vs TC avg
Moderate +13% lift
Without
With
+13.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 10m
Avg Prosecution
7 currently pending
Career history
129
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
54.8%
+14.8% vs TC avg
§102
19.7%
-20.3% vs TC avg
§112
20.3%
-19.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 112 resolved cases

Office Action

§102 §Other
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-6, 16 and 17, in the reply filed on 07/28/2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-6, 16 and 17 are rejected under 35 U.S.C. 102a1/a2 as being clearly anticipated by CHOI et al., US 2020/008353 A1. Regarding claims 1, 2, 16 and 17, CHOI et al. teach a positive electrode active material comprising a lithium composite transition metal oxide (claim 1) wherein the positive electrode active material is in a lithium secondary battery comprising said positive electrode, a negative electrode, and a separator and an electrolyte interposed between the positive electrode and the negative electrode (claim 10). The positive electrode active material is a secondary particle in which primary particles are aggregated (claim 1) wherein the primary particles comprises a coating portion containing an M¹ metal of Formula 1 (M2 and M3 each can be Ce, a lanthanide), wherein the coating portion is locally present on surfaces of the primary particles or at inter- particle boundaries of the primary particles (coating layer can contain Ce, a lanthanide – claim 8), and the lithium composite transition metal oxide has an average composition represented by Formula 1 by including the coating portion (claim 3, where M1 is Mn or Al which meets the present limitation for M2 – it is noted subscript e can be 0): wherein, in Formula 1, M¹ is-includes at least one selected from the group consisting of lanthanides, M² is-includes at least one selected from the group consisting of Al, Zr, B, W, Mo, Cr, Nb, Mg, Hf, Ta, La, Ti, Sr, Ba, F, P, S, and or Y, and 0.9≤x≤1.1, 0.8≤a<1.0, 0<b<0.2, 0<c<0.2, 0<d<0.1, 0<e<0.1, and a+b+c+d+e=1. (claim 3). Regarding claim 3, the coating portion of CHOI et al. covers at least a part of the primary particle (claim 8). Regarding claim 4, the average major axis length of the primary particle of CHOI et al. is in a range of 0.01 to 20 mm, preferably 0.1 to 2 mm ([0044]) which overlaps significantly with the claimed range. Regarding claim 5, the secondary particle diameter may be 0.01 to 50 mm ([0057]) which overlaps significantly with the claimed range.. Regarding claim 6, CHOI et al. the coating layer can contain boron (claim 8). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. CHOI et al., US 2021/0167381 A1 teach a positive electrode active material comprising a lithium composite transition metal oxide comprising coating layers (claims). In US 12,451,481 B2, KWAK et al. teach a positive active material containing a lithium transition metal oxide in the form a secondary particle in which primary particles are aggregated, wherein a zirconium containing coating film is formed on the surface of the lithium transition metal oxide secondary particle and at the interface between the primary particles present inside the secondary particle (abstract). KAMIYAMA et al, US 2017/0125796, teach a positive electrode active material containing primary and secondary particles wherein the secondary particles are mainly configured of hydroxides and oxyhydroxides of lanthanoid elements (abstract). Any inquiry concerning this communication or earlier communications from the examiner should be directed to BARBARA GILLIAM whose telephone number is (571)272-1330. The examiner can normally be reached Monday-Thursday 7:00 AM - 4:00 PM& 2nd Friday 7:00 AM - 3:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Srilakshmi Kumar can be reached at 571-272-7769. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BARBARA L GILLIAM Supervisory Patent Examiner Art Unit 1727 /BARBARA L GILLIAM/Supervisory Patent Examiner, Art Unit 1727
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Prosecution Timeline

Jan 08, 2024
Application Filed
Sep 28, 2026
Non-Final Rejection mailed — §102, §Other (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
24%
Grant Probability
38%
With Interview (+13.4%)
4y 10m (~2y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 112 resolved cases by this examiner. Grant probability derived from career allowance rate.

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