Prosecution Insights
Last updated: April 19, 2026
Application No. 18/577,837

POLLUTION LEVEL ESTIMATION SYSTEM, POLLUTION LEVEL ESTIMATION METHOD, AND POLLUTION LEVEL ESTIMATION PROGRAM

Non-Final OA §101
Filed
Jan 09, 2024
Examiner
BARNES, TED W
Art Unit
2682
Tech Center
2600 — Communications
Assignee
Japan Agency For Marine-Earth Science And Technology
OA Round
2 (Non-Final)
82%
Grant Probability
Favorable
2-3
OA Rounds
2y 1m
To Grant
93%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
381 granted / 467 resolved
+19.6% vs TC avg
Moderate +12% lift
Without
With
+11.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
15 currently pending
Career history
482
Total Applications
across all art units

Statute-Specific Performance

§101
9.7%
-30.3% vs TC avg
§103
64.7%
+24.7% vs TC avg
§102
11.3%
-28.7% vs TC avg
§112
6.7%
-33.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 467 resolved cases

Office Action

§101
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Art Unit – Location The Art Unit location of your application in the USPTO may have changed. To aid in correlating any papers for this application, all further correspondence regarding this application should be directed to Art Unit 2682. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1 and 3-7 are rejected under 35 U.S.C. 101 because: The claimed invention is directed to an Abstract Idea without significantly more. The claim(s) recite(s) mental processes and mathematical concepts. This judicial exception is not integrated into a practical application because the abstract idea is implemented using a generic estimation system. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the generic system acquires and calculates without a significant technical improvement. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the use of a system is generic and lacks detailed improvements to improving the technology of the system. Step 1. The claims are directed to a Process, Machine, and Article of Manufacture. Step 2A. Prong 1. The invention comprises an Abstract Idea of: A Mathematical Concept and a Mental Process. Mathematical Concept of: calculating areas of detected garbage and non-garbage portions weighted by respective distances. Calculating areas, weighting areas by distances, and estimating pollution levels is a mathematical concept. Please refer to MPEP 2106.04(a)(2) I C. e.g. “Mathematical Calculations” which can be done using simple tools such as a pencil and paper. A Mental Process of: acquiring an image, detecting garbage and non-garbage areas, and acquiring and calculating distances, calculating the number of pieces of garbage, estimating pollution levels, and segmentation can be done by a human. MPEP 2106.04(a)(2) III B. e.g. “A Claim That Encompasses a Human Performing the Step(s) Mentally With or Without a Physical Aid Recites a Mental Process”. A physical aid may be a rangefinder or a simple ruler. Step 2A Prong 2. There are no additional elements or claimed limitations which are directed to integration into a practical application. There is no technical improvement to the claimed pollution level estimation system 2106.04(d)(1), 2106.05. Step 2B. Are there additional elements that amount to significantly more? The claims cite a process which can be performed by a human using mathematical concepts and mental processes, where the inclusion of a estimation system as a substitute for a human is generic and lacks the details for a significant technical improvement or an inventive concept. MPEP 2106.05. The estimation system is merely a generic machine which is well-understood, routine, and conventional. The additional claim limitation elements in combination with the learning machine do not amount to significantly more because: In combination, the well-understood, routine and conventional functions do not improve the system function and segmentation through machine learning. There appears to be no meaningful technological result from the estimation system. Allowable Subject Matter Claims 1 and 3-7 would be allowable if the 101 Abstract Idea rejection listed above is overcome. The closest reference of record is Li ("CN 111767822) In the Applicant’s independent claim 1, the reference of Li does not teach: acquire information indicating a distance from an imaging point to each of the garbage portion and non-garbage portion with respect to each of the garbage portion and non-garbage portion in the image and calculates the areas of the garbage portion weighted by the respective distances and estimate a pollution level at the location to be estimated on the basis of the calculated areas. Li fails to directly anticipate or render the above underlined limitations obvious (to be used with other claimed limitations). Li teaches capturing an image; but does not teach indicating a distance from an imaging point to the garbage portion as claimed, presumably to weight an image of a garbage object in a distance relative to a nearer garbage object having the same area. Inaba teaches capturing temporal images; however, Inaba does not teach indicating a distance from an imaging point to the garbage portion as claimed, presumably to weight an image of a garbage object in a distance relative to a nearer garbage object having the same area. Relevant Prior Art Non-Patent Literature Coastal Waste Detection Based on Deep Convolutional Neural Networks Abstract: Coastal waste not only has a seriously destructive effect on human life and marine ecosystems, but it also poses a long-term economic and environmental threat. To solve the issues of a poor manual coastal waste sorting environment, such as low sorting efficiency and heavy tasks, we develop a novel deep convolutional neural network by combining several strategies to realize intelligent waste recognition and classification based on the state-of-the-art Faster R-CNN framework. Firstly, to effectively detect small objects, we consider multiple-scale fusion to get rich semantic information from the shallower feature map. Secondly, RoI Align is introduced to solve positioning deviation caused by the regions of interest pooling. Moreover, it is necessary to correct key parameters and take on data augmentation to improve model performance. Besides, we create a new waste object dataset, named IST-Waste, which is made publicly to facilitate future research in this field. As a consequence, the experiment shows that the algorithm’s mAP reaches 83%. Detection performance is significantly better than Faster R-CNN and SSD. Thus, the developed scheme achieves higher accuracy and better performance against the state-of-the-art alternative. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TED W BARNES whose telephone number is (571) 270-1785. The examiner can normally be reached Mon-Fri. 8:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benny Tieu can be reached at 571-272-7490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TED W. BARNES/ Ph.D. Electrical Engineering Primary Examiner Art Unit 2682 /TED W BARNES/Primary Examiner, Art Unit 2682
Read full office action

Prosecution Timeline

Jan 09, 2024
Application Filed
Dec 08, 2025
Non-Final Rejection — §101
Jan 14, 2026
Response Filed
Mar 11, 2026
Non-Final Rejection — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
82%
Grant Probability
93%
With Interview (+11.5%)
2y 1m
Median Time to Grant
Moderate
PTA Risk
Based on 467 resolved cases by this examiner. Grant probability derived from career allow rate.

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