Prosecution Insights
Last updated: August 16, 2026
Application No. 18/578,280

VALVE TRAYS IN EXTRACTION COLUMNS

Non-Final OA §102§103
Filed
Jan 10, 2024
Priority
Jul 14, 2021 — EU 21185585.3 +1 more
Examiner
MENON, KRISHNAN S
Art Unit
Tech Center
Assignee
Evonik Operations GmbH
OA Round
1 (Non-Final)
60%
Grant Probability
Moderate
1-2
OA Rounds
7m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
900 granted / 1505 resolved
At TC average
Moderate +12% lift
Without
With
+11.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
75 currently pending
Career history
1569
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
40.6%
+0.6% vs TC avg
§102
23.8%
-16.2% vs TC avg
§112
24.0%
-16.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1505 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 1-6, 11 and 13-16 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 6/26/26. Claim Objections Applicant is advised that should claims 8-10 be found allowable, claims 17-19 will be objected to under 37 CFR 1.75 as being substantial duplicates thereof. When two claims in an application are duplicates or else are so close in content that they both cover the same thing, despite a slight difference in wording, it is proper after allowing one claim to object to the other as being a substantial duplicate of the allowed claim. See MPEP § 608.01(m). Claim Rejections - 35 USC § 102 and 103 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7-10 and 17-20 are rejected under 35 U.S.C. 102(a1) as being anticipated by, or in the alternative, under 35 USC 103 as being unpatentable over, CN107998909A. PNG media_image1.png 387 284 media_image1.png Greyscale PNG media_image2.png 189 337 media_image2.png Greyscale Valve-sieve-tray column Plan view of the trays PNG media_image3.png 268 273 media_image3.png Greyscale Float/lift valves Claim 7 recites a valve sieve tray column, and its function in counter-current extraction of hydrogen peroxide. The function of the column is not patentable in the apparatus claims. A claim term is functional when it recites a feature "by what it does rather than by what it is" (e.g., as evidenced by its specific structure or specific ingredients). In re Swinehart, 439 F.2d 210, 212, 169 USPQ 226, 229 (CCPA 1971). "[A]pparatus claims cover what a device is, not what a device does." Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1469, 15 USPQ2d 1525, 1528 (Fed. Cir. 1990) (emphasis in original). A claim containing a "recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus" if the prior art apparatus teaches all the structural limitations of the claim. Ex parte Masham, 2 USPQ2d 1647 (Bd. Pat. App. & Inter. 1987) This CN reference teaches a valve-sieve-tray (2) column (1) which has the trays with holes and valves, and the down-comer (4), and supports the counter-current flow – see the figures copied herein. Please note that the usage of the phrase “at least” includes the option of all the trays and all the holes have valves. The valve is a liftable floating valve – see the figures. The principle of operation of the valve is as claimed. This anticipates claim 7. Claims 8-10 and 17-20 recite the design considerations of the liftable flap, the hole size, and the length of the down comer, which differs from the teaching of CN, but which are within the capabilities of one of skill in the art to design for the intended use. They are also simple changes in dimensions and size. MPEP 2144.04: In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955) (Claims directed to a lumber package "of appreciable size and weight requiring handling by a lift truck" were held unpatentable over prior art lumber packages which could be lifted by hand because limitations relating to the size of the package were not sufficient to patentably distinguish over the prior art.); In re Rinehart, 531 F.2d 1048, 189 USPQ 143 (CCPA 1976) ("mere scaling up of a prior art process capable of being scaled up, if such were the case, would not establish patentability in a claim to an old process so scaled." 531 F.2d at 1053, 189 USPQ at 148.). In Gardner v. TEC Syst., Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984), the Federal Circuit held that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Gustaaf Goor ET AL: "Hydrogen Peroxide", "Ullmann's Encyclopedia of Industrial Chemistry", 15 April 2007 (2007-04-15), Wiley-VCH Verlag, Weinheim, ISBN: 978-3-52-730673-2, in view of CN CN107998909A At the outset, applicant admits that the process is well-known and taught by the Ullmann Encyclopedia. The only difference is the use of the valve-sieve tray column for the solvent extraction in place of the sieve tray extraction column taught by Ullmann, or, rather, Ullmann does not explicitly state that the sieve tray column is a valve sieve tray column. However, valve sieve tray columns are well-known in the art, such as taught by the CN reference. Ullmann teaches that any extraction column can be used in section 4.1.2.4. Therefore, it would have been obvious to one of ordinary skill in the art to use the CN- extraction column because of its higher mixing efficiency due to the vertical pulsation of the lighter fluid in the float valve design – see the summary of invention. In addition, the following rationales also apply, per MPEP 2143: Examples of rationales that may support a conclusion of obviousness include: (A) Combining prior art elements according to known methods to yield predictable results; (B) Simple substitution of one known element for another to obtain predictable results; (C) Use of known technique to improve similar devices (methods, or products) in the same way; (D) Applying a known technique to a known device (method, or product) ready for improvement to yield predictable results; (F) Known work in one field of endeavor may prompt variations of it for use in either the same field or a different one based on design incentives or other market forces if the variations are predictable to one of ordinary skill in the art Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KRISHNAN S MENON whose telephone number is (571)272-1143. The examiner can normally be reached Flexible, but generally Monday-Friday: 8:00AM-4:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Vickie Kim can be reached at 5712720579. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KRISHNAN S MENON/Primary Examiner, Art Unit 1771
Read full office action

Prosecution Timeline

Jan 10, 2024
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §102, §103
Aug 12, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
60%
Grant Probability
71%
With Interview (+11.5%)
3y 3m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1505 resolved cases by this examiner. Grant probability derived from career allowance rate.

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