Prosecution Insights
Last updated: October 02, 2026
Application No. 18/578,294

POLICY PROCESSING METHOD AND COMMUNICATION DEVICE

Non-Final OA §102§103
Filed
Jan 10, 2024
Priority
Jul 12, 2021 — nonprovisional of PCTCN2021105854
Examiner
MANOHARAN, MUTHUSWAMY GANAPATHY
Art Unit
2647
Tech Center
2600 — Communications
Assignee
Beijing Xiaomi Mobile Software Co., Ltd.
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
416 granted / 638 resolved
+3.2% vs TC avg
Strong +16% interview lift
Without
With
+16.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
45 currently pending
Career history
690
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
68.7%
+28.7% vs TC avg
§102
18.3%
-21.7% vs TC avg
§112
5.6%
-34.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 638 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3-4, 8, 45-46 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Dao et al.(hereinafter Dao)(US 2019/0261260). Regarding claim 1, Dao teaches a method for processing a policy, performed by a first network element, comprising: determining a policy for a user equipment (UE) in a UE group (P[0126], UE initiates the PDU session modification by the transmission of a PDU session modification request as an NAS message) and an execution condition of the policy(P[0126], initiating the modification of policies procedure upon requests; this procedure may be triggered based ion locally configured policy), wherein the policy comprises: a policy control and charging (PCC) policy, a packet data unit (PDU) session policy, or both the PCC policy and the PDU session policy(P[0126], modify PCC rules; multiple PDU sessions). Regarding claim 3, Dao teaches the method according to claim 1 or claim 2, further comprising: switching the policy for execution, wherein a trigger event corresponding to the execution condition occurs(P[0126], procedure may be triggered based on locally configured policy). Regarding claim 4, Dao teaches the method according to claim 3, wherein the execution condition comprises a quality of service (QoS) threshold; and wherein the trigger event comprises at least one of: a QoS of at least one UE in the UE group exceeding the QoS threshold; and/or a QoS of at least one UE in the UE group being less than the QoS threshold(P[0126], user location information and a notification indicating that the QoS targets cannot be fulfilled). Regarding claim 8, Dao teaches the 8 method according to claim 1,claim 7, further comprising: receiving group member information, and policy information and condition information of the UE group from an application server (AS); or receiving group member information, and policy information and condition information of the UE group from a user data repository (UDR); wherein the method further comprises: determining the UE group that needs the policy coordination according to the group member information provided by an application server (AS)(item 821d in Fig. 8; also P[0126], UDM updates subscription data; UDM may use group ID to update subscription data). Claims 45-46 is rejected for the same reason as set forth in claim 1. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dao et al.(hereinafter Dao)(US 2019/0261260) in view of Xing et al. (hereinafter Xing)(US 2022/0279389). Regarding claim 5, Dao teaches all the particulars of the claim except wherein the execution condition comprises priority information; and wherein the trigger event comprises at least one of: resource allocation for a UE with a priority indicated by the priority information being unsuccessful; QoS guarantee for a UE with a priority indicated by the priority information being unsuccessful; resource allocation for a UE with a priority indicated by the priority information being successful; or QoS guarantee for a UE with a priority indicated by the priority information being successful. However, Xing teaches in an analogous art the method, wherein the execution condition comprises priority information; and wherein the trigger event comprises at least one of: resource allocation for a UE with a priority indicated by the priority information being unsuccessful; QoS guarantee for a UE with a priority indicated by the priority information being unsuccessful; resource allocation for a UE with a priority indicated by the priority information being successful; or QoS guarantee for a UE with a priority indicated by the priority information being successful(P[0262], QoS requirement is satisfied; high priority is satisfied). Therefore, it would be obvious to one of ordinary skill in the art before the effective filing date of the invention to use the method the method, wherein the execution condition comprises priority information; and wherein the trigger event comprises at least one of: resource allocation for a UE with a priority indicated by the priority information being unsuccessful; QoS guarantee for a UE with a priority indicated by the priority information being unsuccessful; resource allocation for a UE with a priority indicated by the priority information being successful; or QoS guarantee for a UE with a priority indicated by the priority information being successful in order to have improved efficiency. Claim(s) 11-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dao et al.(hereinafter Dao)(US 2019/0261260) in view of Peng et al. (hereinafter Peng)(US 2023/0084686). Regarding claim 11, Dao did not teach specifically method of sending the PCC policy or the PDU session policy for the UE to a second network element based on receiving an event notification, wherein the event notification is configured to indicate a notification of an occurrence of a trigger event corresponding to the execution condition of the UE policy, and wherein the PCC policy or the PDU session policy for the UE is configured for the second network element to generate or update a QoS profile and a packet detective rule (PDR) for a single UE. However, Peng teaches in an analogous art method of sending the PCC policy or thea PDU session policy for the UE to a second network element based on receiving an event notification, wherein the event notification is configured to indicate a notification of an occurrence of a trigger event corresponding to the execution condition of the UE policy, and wherein the PCC policy or the PDU session policy for the UE is configured for the second network element to generate or update a QoS profile and a packet detective rule (PDR) for a single UE(P[0122], trigger enabling high speed mode; detecting the terminal device is in high speed mode; modification request message; Fig. 8; items S801-S803; P[0097], PDU sessions; QoS flows). Therefore, it would be obvious to one of ordinary skill in the art before the effective filing date of the invention to use the method of method of sending the PCC policy or the PDU session policy for the UE to a second network element based on receiving an event notification, wherein the event notification is configured to indicate a notification of an occurrence of a trigger event corresponding to the execution condition of the UE policy, and wherein the PCC policy or the PDU session policy for the UE is configured for the second network element to generate or update a QoS profile and a packet detective rule (PDR) for a single UE in order to have improved efficiency. Regarding claim 12, Dao did not teach specifically method of sending the a group policy and the an execution condition of the group policy to a second network element, wherein the group policy and the execution condition of the group policy are configured for the second network element to generate or update a group QoS profile and a group PDR for the UE group. . However, Peng teaches in an analogous art method of sending the group policy and the an execution condition of the group policy to a second network element, wherein the group policy and the execution condition of the group policy are configured for the second network element to generate or update a group QoS profile and a group PDR for the UE group(Fig. 3; 5a-5b; send groups of QoS profiles; S303 select one group of QoS profiles for the first QoS flow(group PDR); P[0122], trigger enabling of the high speed moving state; Fig. 3, second network element; select group QoS profile for the QoS flow; P[0099], selection based on assistance information, group of QoS profiles that has the highest QoS requirement that can be satisfied by the second network element). Therefore, it would be obvious to one of ordinary skill in the art before the effective filing date of the invention to use the method of method of sending the group policy and the execution condition of the group policy to a second network element, wherein the group policy and the execution condition of the group policy are configured for the second network element to generate or update a group QoS profile and a group PDR for the UE group in order to have improved efficiency. Claim(s) 13-15, 48-49 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei et al. (hereinafter Wei)(US 2024/0064557) in view of Pan et al. (hereinafter Pan)(WO 2022/001761 A1). Regarding claim 13, Wei teaches a method for processing a policy, performed by a communication system comprising a second network element, the method comprising: receiving, by a second network element, a group policy for a UE group and an execution condition of the group policy(P[0225; 0230], SMF triggers UPF resource adjustment according to the policy from PCF); and generating a group QoS profile, and/or a group PDR, or both the group QoS profile and the group PDR for the UE group according to the group policy and the execution condition of the group policy(P[0226], QoS profile; P[0230], SMF may trigger resource adjustment according to policy from PCF); wherein the group QoS profile, and/or the group PDR or both the group QoS profile and the group PDR are configured to allow the group policy to be executed, wherein in response to determining that the execution condition of the group policy is satisfied(abstract; group QoS treatment policy; P[0165], execution of group QoS treatment). Wei did not teach specifically generating by the second network element, a group QoS profile. However, Pan teaches in an analogous art generating, by the second network element, a group QoS profile(P[0153], SMF generates QoS rules; P[0162], SMF generates PDR). Therefore, it would be obvious to one of ordinary skill in the art before the effective filing date of the invention to use the method of generating, by the second network element, a group QoS profile in order to have improved efficiency. Regarding claim 14, Wei teaches the method according to claim 13, further comprising at least one of: sending, by the second network element, the group PDR to a user plane function (UPF), wherein the group PDR is configured for the UPF to execute the group policy according to the execution condition of the group policy; and/or sending, by the second network element, the group QoS profile to a base station via an access and mobility management function (AMF), wherein the group QoS profile is configured for the base station to execute the group policy according to the execution condition of the group policy(P[0231], SMF provides the group QoS group information together with QoS profiles to AMF, AMF provides the information further to RAN; also P[0226]). Regarding claim 15, Wei teaches the method according to claim 14, for processing a policy, wherein the communication system further comprises a third network element, and the method further comprises: receiving, by the third network element, a group QoS profile for a UE group, wherein the group QoS profile is generated according to a group policy for the UE group and an execution condition of the group policy; and executing, by the third network element, the group QoS profile(P[0225]; P[0230]], SMF triggers UPF resource adjustment according to policy including QoS group information). Claims 48-49 are rejected for the same reason as set forth in claim 13. Claim(s) 16-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei et al. (hereinafter Wei)(US 2024/0064557) in view of Pan et al. (hereinafter Pan)(WO 2022/001761 A1) and Xing et al. (hereinafter Xing)(US 2022/0279389). Regarding claim 16, Wei in view of Han teaches all the particulars of the claim except the method, wherein executing the group QoS profile comprises: monitoring a trigger event according to the group QoS profile; and executing the group QoS profile associated with the group policy corresponding to the execution condition that is satisfied after the trigger event occurs. However, Xing teaches in an analogous art the method, wherein executing the group QoS profile comprises: monitoring a trigger event according to the group QoS profile; and executing the group QoS profile associated with the group policy corresponding to the execution condition that is satisfied after the trigger event occurs(P[0089], group of QoS requirement; QoS requirement with range threshold greater than the communication range threshold). Therefore, it would be obvious to one of ordinary skill in the art before the effective filing date of the invention to use the method the method, wherein executing the group QoS profile comprises: monitoring a trigger event according to the group QoS profile; and executing the group QoS profile associated with the group policy corresponding to the execution condition that is satisfied after the trigger event occurs in order to have improved efficiency. Regarding claim 17, Xing teaches the method, wherein the execution condition comprises a QoS threshold; and wherein the trigger event comprises: a QoS of at least one UE in the UE group exceeding the QoS threshold; and/or a QoS of at least one UE in the UE group being less than the QoS threshold(P[0089], QoS threshold). Regarding claim 18, Xing teaches the method, wherein the execution condition comprises priority information; and wherein the trigger event comprises at least one of: resource allocation for a UE with a priority indicated by the priority information being unsuccessful; QoS guarantee for a UE with a priority indicated by the priority information being unsuccessful; resource allocation for a UE with a priority indicated by the priority information being successful; or QoS guarantee for a UE with a priority indicated by the priority information being successful(P[0262], QoS requirement is satisfied; high priority is satisfied). Claim(s) 19-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei et al. (hereinafter Wei)(US 2024/0064557) in view of Pan et al. (hereinafter Pan)(WO 2022/001761 A1) and Fard et al. (hereinafter Fard)(US 2020/0351984). Regarding claim 19, Wei in view of Han teaches all the particulars of the claim except processing a policy, wherein the communication system further comprises a fourth network element, and the method further comprising: receiving, by the fourth network element, a group PDR for a UE group, wherein the group PDR is generated according to a group policy for the UE group and an execution condition of the group policy; and executing, by the fourth network element, the group PDR. However, Fard teaches in an analogous art processing a policy, wherein the communication system further comprises a fourth network element, and the method further comprising: receiving, by the fourth network element, a group PDR for a UE group, wherein the group PDR is generated according to a group policy for the UE group and an execution condition of the group policy; and executing, by the fourth network element, the group PDR(P[0270], triggering condition for updated policy; Claim 20; executed by UPF; configuration message comprising group PDR; PDR for the group communication). Therefore, it would be obvious to one of ordinary skill in the art before the effective filing date of the invention to use the method processing a policy, wherein the communication system further comprises a fourth network element, and the method further comprising: receiving, by the fourth network element, a group PDR for a UE group, wherein the group PDR is generated according to a group policy for the UE group and an execution condition of the group policy; and executing, by the fourth network element, the group PDR in order to have improved efficiency. Regarding claim 20, Fard teaches the method according to claim 19, wherein executing the group PDR comprises: monitoring a trigger event according to the group PDR; executing the group PDR associated with the group policy corresponding to the execution condition that is satisfied after the trigger event occurs(P[0270], triggering condition for updated policy; Claim 20; executed by UPF; configuration message comprising group PDR; PDR for the group communication). Claim(s) 47 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei et al. (hereinafter Wei)(US 2024/0064557) in view of Pan et al. (hereinafter Pan)(WO 2022/001761 A1) and Dao et al.(hereinafter Dao)(US 2019/0261260). Regarding claim 47, Wei in view of Han teaches all the particulars of the claim except determining a policy for a user equipment (UE) in a UE group and an execution condition of the policy, wherein the policy comprises: a policy control and charging (PCC) policy, a packet data unit (PDU) session policy, or both the PCC policy and the PDU session policy. However, Dao teaches in an analogous art determining a policy for a user equipment (UE) in a UE group (P[0126], UE initiates the PDU session modification by the transmission of a PDU session modification request as an NAS message) and an execution condition of the policy(P[0126], initiating the modification of policies procedure upon requests; this procedure may be triggered based ion locally configured policy), wherein the policy comprises: a policy control and charging (PCC) policy, a packet data unit (PDU) session policy, or both the PCC policy and the PDU session policy(P[0126], modify PCC rules; multiple PDU sessions). Therefore, it would be obvious to one of ordinary skill in the art before the effective filing date of the invention to use the method of determining a policy for a user equipment (UE) in a UE group and an execution condition of the policy, wherein the policy comprises: a policy control and charging (PCC) policy, a packet data unit (PDU) session policy, or both the PCC policy and the PDU session policy in order to have improved efficiency. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MUTHUSWAMY GANAPATHY MANOHARAN whose telephone number is (571)272-5515. The examiner can normally be reached 6:30am-3:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alison T Slater can be reached at 571-270-0375. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MUTHUSWAMY G MANOHARAN/ Primary Examiner, Art Unit 2647
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Prosecution Timeline

Jan 10, 2024
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
81%
With Interview (+16.0%)
3y 7m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 638 resolved cases by this examiner. Grant probability derived from career allowance rate.

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