Prosecution Insights
Last updated: April 19, 2026
Application No. 18/579,646

PHOTONIC INTEGRATED SIGNAL PROCESSING DEVICE

Non-Final OA §102§103
Filed
Jan 16, 2024
Examiner
CAPUTO, LISA M
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Imec Vzw
OA Round
1 (Non-Final)
8%
Grant Probability
At Risk
1-2
OA Rounds
2y 2m
To Grant
0%
With Interview

Examiner Intelligence

Grants only 8% of cases
8%
Career Allow Rate
3 granted / 38 resolved
-60.1% vs TC avg
Minimal -8% lift
Without
With
+-7.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
22 currently pending
Career history
60
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
48.0%
+8.0% vs TC avg
§102
25.4%
-14.6% vs TC avg
§112
18.6%
-21.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 38 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 16, 18-19, 21, 23-25, 30, 34-35 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Xie et al. (“Selectable-FSR 10 GHz Granularity WDM Superchannnel Filter in a Reconfigurable Photonic Integrated Circuit” Journal of Lightwave technology Vol 36, No 13, July 2, 2018, from hereinafter “Xie”). Regarding claims 16, 19, 24-25, 30, and 34-35, Xie teaches a photonic integrated circuit (see page 2619) for performing optical transient computing on an RF-modulated optical carrier signal, the photonic integrated circuit comprising at least two parallelly operable optical signal processing units (see Fig. 1), each optical signal processing unit including an optical filter device (5, 6) and an optical delay element (29-31), connected to an input port and an output port of the filter device and arranged externally to the filter device, for providing an externally delayed feedback signal to the filter device, an input section of the delay element being configured to coherently combine the modulated carrier signal with said externally delayed feedback signal to create a new filter input signal, wherein the group delay induced by the delay element is comprised in the range from 1 ps to 100 ps (see page 2622 section III, 25 ps) and the 3 dB (see page 2620, Section I) optical bandwidth of a filter band of the filter device is less than the inverse of the group delay, and the delay element further being adapted to spectrally align at least a portion of the filter band with a resonance in the feedback signal, and wherein center frequencies of filter bands associated with different optical signal processing units are offset, or tunable to have an offset, between 1 GHz and 100 GHz (see page 2625 section V, also regarding claim 19) relative to each other, thus allowing different portions of the modulated carrier signal spectrum to be filtered. Further regarding claims 24-25, and 30, Xie teaches a trainable readout circuit configured for weighting output signals from the plurality of signal processing units, or signals derived therefrom, and for combining the weighted signals into at least one readout signal (see page 2620, section II). Further regarding claims 34-35, Xie teaches applying a digitally RF-modulated optical carrier signal to the photonic integrated circuit (see page 2620, section II, part C). Regarding claim 18, Xie teaches wherein the filter device and the delay element of each processing unit form a ring cavity, the input port and the output port of the filter device being different unidirectional ports of the filter device and the filter device being configured to operate in transmission mode (see abstract), wherein the filter uses a ring resonator assisted tapped delay line topology. Regarding claim 21, Xie teaches that each filter device is a bandpass filter (see abstract), wherein there is a spectral filter with a flat-top passband). Regarding claim 23, Xie teaches wherein the delay element of at least one of the plurality of optical signal processing units comprises at least one of the following: a further optical filter device, a variable optical attenuator, an optical gain element, a phase modulator (see two Mach-Zehnder modulators, page 2623, section IV). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 17 and 22 are rejected under 35 U.S.C. 103 as being unpatentable over Xie. Regarding claim 17, Xie fails to specifically teach that the filter device and the delay element form a linear cavity. Although Xie fails to teach a linear cavity, Xie does teach wherein the filter uses a ring resonator assisted tapped delay line topology. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to utilize the well-known linear cavity in place of a ring cavity since it is well known in the art to be an art recognized equivalent in order for the system to work correctly and efficiently. Regarding claim 22, Xie fails to specifically teach Xie teaches that each filter device is a bandstop filter or notching comb filter. Although Xie doesn’t specifically teach a bandstop filter or notching comb filter, Xie does teach a bandpass filter (see abstract), wherein there is a spectral filter with a flat-top passband). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to utilize the well-known bandstop or notching comb filter since it is well known in the art to be an art recognized equivalent in order for the system to work correctly and efficiently. Allowable Subject Matter Claims 20, 26-29, 31-33 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The best prior art of record fails to specifically teach, for example in claim 26, wherein the at least one electronic filter is a digital or analog finite impulse response filter of filter order M≥0 and having a set of adjustable filter weights. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: USPGPub 2019/0285815 to Sugiyama. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LISA M CAPUTO whose telephone number is (571)272-2388. The examiner can normally be reached Monday-Friday 9-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Uyen-Chau Le can be reached at 571-272-2397. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LISA M CAPUTO/Primary Patent Examiner, Art Unit 2874
Read full office action

Prosecution Timeline

Jan 16, 2024
Application Filed
Feb 07, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
8%
Grant Probability
0%
With Interview (-7.9%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 38 resolved cases by this examiner. Grant probability derived from career allow rate.

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