Prosecution Insights
Last updated: October 04, 2026
Application No. 18/580,040

LOW THERMAL CONDUCTIVITY METAL INSERT WITH SURFACE MICROSTRUCTURES

Non-Final OA §103
Filed
Jan 17, 2024
Priority
Jul 20, 2021 — EU 21306021.3 +1 more
Examiner
KONVES, ADRIANNA N
Art Unit
1748
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Essilor International
OA Round
3 (Non-Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
2m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
179 granted / 235 resolved
+11.2% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
32 currently pending
Career history
261
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
54.0%
+14.0% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
14.8%
-25.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 235 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on July 2, 2026 has been entered. Response to Arguments Applicant’s arguments, filed July 2, 2026, with respect to the rejection(s) of Claims 1, 4, 7-9 and 16-19 under 35 USC 102 in view of Yuasa et al (PGPub 2005/0242454) have been fully considered and are persuasive as Yuasa does not fairly teach or suggest the combination of NiP and the specific nickel/titanium alloys. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Chiu (PGPub 2003/0025226) as evidenced by cited property tables in view of Toyoshima (EP3730269 cited in IDS with references to related PGPub 2021/0387430). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 4, and 7-9 are rejected under 35 U.S.C. 103 as being unpatentable over Chiu (PGPub 2003/0025226) as evidenced by cited property tables in view of Toyoshima (EP3730269 cited in IDS with references to related PGPub 2021/0387430). Regarding Claim 1, Chiu teaches a mold insert (Abstract), comprising: a bulk portion (Fig. 1- composite insert 2, 2’ comprising bases 3, 3’ and layers 4, 4’), a material of the bulk portion being a metal alloy ([0035]- suitable materials for layers 4, 4’ are listed in table I; [0037]- The materials mentioned in table I above are suitable for forming the bases 3, 3′ of the insert pieces 2, 2′), and a functional surface coated on the bulk portion ([0042]- the mold cavity may be coated with one or several thin property enhancing coatings), wherein the metal alloy is selected from a nickel alloy hastelloy r-235, nickel alloy invar, titanium alloy Ti-Al6-V4, titanium alloy Ti-Al8-Mo1-V1, titanium alloy Ti-Al4-V4-Cr10, and titanium alloy imi 679 Ti-A12-Sn11-Zr5 (Table I), the metal alloy has a thermal conductivity between 1 and 50 W/m-K (Table I), and the metal alloy has a modulus of between 100 GPa and 1000 GPa (See cited property tables). Chiu does not teach a material of the functional surface is NiP or a plurality of microstructures being formed on the functional surface. Toyoshima teaches an alternative mold insert (Abstract) comprising a functional surface plated on the bulk portion (Fig. 3c; Fig. 4a- coating layer 28; Fig. 5- coating layer 52), wherein a material of the functional surface is NiP [0046]; [0051]; [0069]; [0073] and a plurality of microstructures are formed on the functional surface (Fig. 3d; Fig. 4a- recesses 28B; Fig. 5- recesses 52B; [0052]; [0074]) in order to form a lens mold having a minute recesses with high accuracy as a result of the ductile nature of nickel alloy avoiding chipping and the like [0012]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Chiu to include a functional surface plated on the bulk portion, wherein a material of the functional surface is NiP and a plurality of microstructures being formed on the functional surface as taught by Toyoshima with reasonable expectation of success to form a lens mold having a minute recesses with high accuracy as a result of the ductile nature of nickel alloy avoiding chipping and the like [0012]. Regarding Claim 4, “an optical power of a lens resulting from use of the mold insert is between and inclusive of -8.00 to +6.00 Diopter” is a recitation of the article worked upon. The "inclusion of the material or article worked upon by a structure being claimed does not impart patentability to the claims." MPEP 2115; In re Otto, 312 F.2d 937, 136 USPQ 458, 459 (CCPA 1963); see also In re Young, 75 F.2d 996, 25 USPQ 69 (CCPA 1935) and thus, the recitation of “an optical power of a lens resulting from use of the mold insert is between and inclusive of -8.00 to +6.00 Diopter” is not given significant patentable weight. Regarding Claim 7, Chiu further teaches the thermal conductivity of the metal alloy is between 5 and 12 W/m-K (Table I). Regarding Claim 8, Chiu further teaches a thickness of the functional surface is between 5 and 1000 µm [0043]. Regarding Claim 9, Chiu further teaches a thickness of the bulk portion is between 5 and 100 mm (In general, the whole thickness of the composite inserts will range from 3 to 5 cm (30-50 mm)). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Adrianna Konves whose telephone number is (571)272-3958. The examiner can normally be reached Monday-Friday 8:00-4:00 MST (Arizona). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Abbas Rashid can be reached at (571) 270-7457. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 or 571-272-1000. /A.K./Examiner, Art Unit 1748 8/5/26 /JACOB T MINSKEY/Primary Examiner, Art Unit 1748
Read full office action

Prosecution Timeline

Show 1 earlier event
Nov 28, 2025
Non-Final Rejection mailed — §103
Feb 03, 2026
Response Filed
Mar 05, 2026
Final Rejection mailed — §103
Apr 16, 2026
Response after Non-Final Action
Jun 04, 2026
Response after Non-Final Action
Jul 02, 2026
Request for Continued Examination
Jul 05, 2026
Response after Non-Final Action
Aug 12, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
91%
With Interview (+14.8%)
2y 10m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 235 resolved cases by this examiner. Grant probability derived from career allowance rate.

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