Prosecution Insights
Last updated: October 02, 2026
Application No. 18/585,028

METHOD FOR PRECONFIGURED RESOURCE-BASED SMALL DATA TRANSMISSION AND TERMINAL DEVICE

Final Rejection §103
Filed
Feb 22, 2024
Priority
Oct 22, 2021 — continuation of PCTCN2021125758
Examiner
GEORGE, AYANAH S
Art Unit
2467
Tech Center
2400 — Computer Networks
Assignee
Guangdong OPPO Mobile Telecommunications Corp., Ltd.
OA Round
2 (Final)
87%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
456 granted / 524 resolved
+29.0% vs TC avg
Moderate +6% lift
Without
With
+5.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
24 currently pending
Career history
551
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
61.9%
+21.9% vs TC avg
§102
20.6%
-19.4% vs TC avg
§112
8.5%
-31.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 524 resolved cases

Office Action

§103
DETAILED ACTION This action is a response to an amendment filed on 6/12/26 in which claims 1, 3, 5-10, 12, 13, 15 and 17-25 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3, 5-9, 13, 15, 17-20 and 24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Alfarhan et al. (WO 2021/207467), herein Alfarhan and Kim et al. (Pub. No.: 2023/0247721), herein Kim. As to claim 1, Alfarhan teaches a method for preconfigured resource-based small data transmission (SDT), comprising: transmitting, by a terminal device, a first message after selecting a configured grant (CG)-SDT (Alfarhan [0114] In one embodiment, referring to FIG. 2, a WTRU may receive configuration information including one or more UL CGs (e.g., for SDT), one or more DL CGs (e.g., for SDT), and/or one or more TBS thresholds (e.g., for SDT). The WTRU may determine, for the DL data transmission(s), a TBS, a HARQ feedback, and/or a DRB. The WTRU may determine whether to remain in Inactive mode and send HARQ feedback for the DL data transmission(s) (e.g., DL SDT) using an UL SDT resource (e.g., PUSCH resource), or to initiate random access (RA) to request an RRC connection (or RRC reconnection) based on, for example, the determined DL TBS, the determined HARQ feedback, DL DRB SDT support, and/or an UL time alignment. For example, on condition that the determined TBS is less thanthe TBS threshold, and/or the DRB supports SDT, the WTRU may send the HARQ feedback on the UL CG for SDT (e.g., as UCI on PUSCH)) wherein the first message comprises an initial uplink message sent during an initial transmission phase of the SDT, and the initial uplink message at least comprises a radio resource control (RRC) message (Alfarhan [0114] using an UL SDT resource (e.g., PUSCH resource), or to initiate random access (RA) to request an RRC connection (or RRC reconnection) based on, for example, the determined DL TBS, the determined HARQ feedback, DL DRB SDT support, and/or an UL time alignment) Alfarhan does not teach during operation of a first timer and retransmitting the first message on a CG resource during the running of the first timer and without receiving a correct reception feedback from a network device, when a second timer is not running. However Kim does teach during operation of a first timer (Kim [0373] A wireless device may start a timer alignment timer (TAT) associated with the CG-SDT resources) and retransmitting the first message on a CG resource during the running of the first timer and without receiving a correct reception feedback from a network device, when a second timer is not running (Kim [0371] The UE (UE-MAC entity) may receive a downlink message (e.g., DCI) identified by the CG RNTI on the PDCCH. Based on receiving the downlink message indicating an uplink grant for retransmission, the UE may restart the CG response window timer at last subframe of a PUSCH transmission indicating the uplink grant, pulse time gap (e.g., 4 subframes)) It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Alfarhan and Kim, because Kim teaches us [0365] The UE may determine the timing alignment value for small data transmission for configured uplink grant to being valid based on TA validation conditions for configured uplink grant being met. The TA validation conditions for configured uplink grant may comprise at least one of: the time alignment timer for configured uplink grant is running; As to claim 13, Alfarhan teaches a terminal device comprising: a memory configured to store computer programs (Alfarhan Fig. 1B memory); and a processor configured to execute the computer programs stored in the memory to cause the terminal device to: (Alfarhan Fig. 1B processor): transmit a first message after selecting a configured grant (CG)-SDT Alfarhan [0114] In one embodiment, referring to FIG. 2, a WTRU may receive configuration information including one or more UL CGs (e.g., for SDT), one or more DL CGs (e.g., for SDT), and/or one or more TBS thresholds (e.g., for SDT). The WTRU may determine, for the DL data transmission(s), a TBS, a HARQ feedback, and/or a DRB. The WTRU may determine whether to remain in Inactive mode and send HARQ feedback for the DL data transmission(s) (e.g., DL SDT) using an UL SDT resource (e.g., PUSCH resource), or to initiate random access (RA) to request an RRC connection (or RRC reconnection) based on, for example, the determined DL TBS, the determined HARQ feedback, DL DRB SDT support, and/or an UL time alignment. For example, on condition that the determined TBS is less thanthe TBS threshold, and/or the DRB supports SDT, the WTRU may send the HARQ feedback on the UL CG for SDT (e.g., as UCI on PUSCH)) wherein the first message comprises an initial uplink message sent during an initial transmission phase of the SDT, and the initial uplink message at least comprises a radio resource control (RRC) message; (Alfarhan [0114] using an UL SDT resource (e.g., PUSCH resource), orto initiate random access (RA) to request an RRC connection (or RRC reconnection) based on, for example, the determined DL TBS, the determined HARQ feedback, DL DRB SDT support, and/or an UL time alignment) Alfarhan does not teach during operation of a first timer and retransmit the first message on a CG resource during the running of the first timer and without receiving a correct reception feedback from a network device, when a second timer is not running. However Kim does teach during operation of a first timer (Kim [0373] A wireless device may start a timer alignment timer (TAT) associated with the CG-SDT resources) and retransmit the first message on a CG resource during the running of the first timer and without receiving a correct reception feedback from a network device, when a second timer is not running (Kim [0371] The UE (UE-MAC entity) may receive a downlink message (e.g., DCI) identified by the CG RNTI on the PDCCH. Based on receiving the downlink message indicating an uplink grant for retransmission, the UE may restart the CG response window timer at last subframe of a PUSCH transmission indicating the uplink grant, pulse time gap (e.g., 4 subframes)) It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Alfarhan and Kim for the same reasons stated in claim 1. As to claim 3, the combination of Alfarhan and Kim teach the method of claim 1, wherein retransmitting transmitting the first message on the CG resource- during the operation running of the first timer and before without receiving the correct reception feedback from the network device, when the second timer is not running comprises: retransmitting transmitting the first message on a CG resource with a hybrid automatic repeat request (HARQ) process the same as an initial transmission of the first message, during the running operation of the first timer and before without receiving the correct reception feedback from the network device, when the second timer is not running. (Alfarhan [0116] sending HARQ feedback and Kim [0371] The UE (UE-MAC entity) may receive a downlink message (e.g., DCI) identified by the CG RNTI on the PDCCH. Based on receiving the downlink message indicating an uplink grant for retransmission, the UE may restart the CG response window timer at last subframe of a PUSCH transmission indicating the uplink grant, pulse time gap (e.g., 4 subframes)) Claim 15 is rejected for the same reasons stated in claim 3. It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Alfarhan and Kim for the same reasons stated in claim 1. As to claim 5, the combination of Alfarhan and Kim teach the method of claim 1, further comprising: entering, by the terminal device, an RRC idle state upon expiration of the first timer and without receiving a correct reception feedback from a network device (Alfarhan [0361]-[0363] a device may transition to RRC idle after the expiration of a SDT failure detection and receiving a rejection indication from a base station) Claims 17 are rejected for the same reasons stated in claim 5. As to claim 6, the combination of Alfarhan and Kim teach the method of claim 1, further comprising: terminating a current SDT if no correct reception feedback is received from a network device after a number of transmissions and/or a transmission duration of the first message satisfies a failure condition, during the running of the first timer (Alfarhan [0361]-[0363] SDT failure may be detected after max retransmission failure) As to claim 7, the combination of Alfarhan and Kim teach the method of claim 1, further comprising: falling back to a random access (RA)-SDT or a random access channel (RACH) procedure, if no correct reception feedback is received from a network device after a number of transmissions and/or a transmission duration of the first message satisfies a failure condition, during the running of the first timer (Kim [0371] Based on not receiving any downlink message until the CG response window timer being expired, the UE in the RRC idle state or the RRC inactive state may consider the CG based SDT being failed. Based on considering the CG based SDT being failed, the UE may perform random access procedure. For example, the random access procedure may comprise RACH procedure for RACH based SDT) It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Alfarhan and Kim for the same reasons stated in claim 1. Claims 19 is rejected for the same reasons stated in claim 7. As to claim 8, the combination of Alfarhan and Kim teach the method of claim 6, wherein the failure condition comprises at least one of: the number of transmissions of the first message reaching a threshold; and a third timer expiring, wherein the third timer is used to time an attempt to transmit the first message (Alfarhan [0361]-[0363] SDT failure may be detected after max retransmission failure and a SDT timer expiring) As to claim 9, the combination of Alfarhan and Kim teach the method of claim 7, wherein falling back to the RA-SDT or the RACH procedure comprises: falling back to the RA-SDT when an execution condition of the RA-SDT is satisfied; and falling back to the RACH procedure when the execution condition of the RA-SDT is not satisfied (Kim [0371] Based on not receiving any downlink message until the CG response window timer being expired, the UE in the RRC idle state or the RRC inactive state may consider the CG based SDT being failed. Based on considering the CG based SDT being failed, the UE may perform random access procedure. For example, the random access procedure may comprise RACH procedure for RACH based SDT) It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Alfarhan and Kim for the same reasons stated in claim 1. As to claim 18, the combination of Alfarhan and Kim teach the terminal device of claim 13, wherein the processor is further configured to: terminate a current SDT if no correct reception feedback is received from a network device after a number of transmissions and/or a transmission duration of the first message satisfies a failure condition, during the running of the first timer (Alfarhan [0361]-[0363] SDT failure may be detected after max retransmission failure and a SDT timer expiring) As to claim 20, the combination of Alfarhan and Kim teach the terminal device of claim 18, wherein the failure condition comprises at least one of: the number of transmissions of the first message reaching a threshold; and a third timer expiring, wherein the third timer is used to time an attempt to transmit the first message (Alfarhan [0361]-[0363] SDT failure may be detected after max retransmission failure and a SDT timer expiring) As to claim 24, the combination of Alfarhan and Kim teach the method of claim 9, wherein the execution condition of the RA-SDT comprises: an RA-SDT resource existing (Kim [0371] Based on not receiving any downlink message until the CG response window timer being expired, the UE in the RRC idle state or the RRC inactive state may consider the CG based SDT being failed. Based on considering the CG based SDT being failed, the UE may perform random access procedure. For example, the random access procedure (resource exists) may comprise RACH procedure for RACH based SDT) and/or a reference signal receiving power (RSRP) threshold for executing the RA-SDT being satisfied. It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Alfarhan and Kim for the same reasons stated in claim 1. Claim(s) 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Alfarhan, Kim and Huang et al. (Pub. No.: 2022/0015187), herein Huang. As to claim 21, the combination of Alfarhan and Kim teach the method of claim 1, Alfarhan nor Kim teach wherein the second timer is a configured grant retransmission timer. However Huang does teach wherein the second timer is a configured grant retransmission timer (Huang table 2 cg-Retransmission Timer Indicates the initial value of the configured retransmission timer) It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Alfarhan, Kim and Huang, because Huang teaches us the value of cg-Retransmission Timer is always less than the value of configuredGrantTimer (Huang Table 2) Response to Arguments Applicant's arguments filed 6/12/26 have been fully considered but they are not persuasive. With respect to claims 1 and 13, the client claims that neither Algarhan nor Kim teach “retransmitting the first message on a CG resource during the running of a first timer and without receiving a correct feedback from the network device, when a second timer is not running (applicant remarks page 13 last paragraph and page 14 first paragraph). The examiner respectfully disagrees. Kim teaches us [0372] CG resources for a SDT procedure may be configured on NUL and/or SUL. A wireless device may start a (response) window after CG transmission or dynamic grant (DG) transmission for CG based SDT. The wireless device may start a timer for the window based on the starting the window and [0397] A wireless device may maintain a time window for an SDT and/or one or more subsequent transmissions of an SDT. For these reasons the examiner maintains the rejection. Allowable Subject Matter Claims 10 and 12 are allowed. Claims 22, 23 and 25 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AYANAH S GEORGE whose telephone number is (571)272-8880. The examiner can normally be reached 7:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hassan Phillips can be reached at 572-272-3940. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. AYANAH S. GEORGE Primary Examiner Art Unit 2467 /AYANAH S GEORGE/Primary Examiner, Art Unit 2467
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Prosecution Timeline

Feb 22, 2024
Application Filed
Mar 13, 2026
Non-Final Rejection mailed — §103
Jun 12, 2026
Response Filed
Sep 08, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
87%
Grant Probability
93%
With Interview (+5.7%)
2y 4m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 524 resolved cases by this examiner. Grant probability derived from career allowance rate.

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