Prosecution Insights
Last updated: October 02, 2026
Application No. 18/585,206

SEMICONDUCTOR MEMORY DEVICE AND METHOD OF MANUFACTURING THE SAME

Non-Final OA §112
Filed
Feb 23, 2024
Priority
Feb 24, 2023 — JP 2023-027212
Examiner
LEE, KYOUNG
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
KIOXIA Corporation
OA Round
1 (Non-Final)
93%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 93% — above average
93%
Career Allowance Rate
938 granted / 1006 resolved
+25.2% vs TC avg
Minimal +5% lift
Without
With
+5.0%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
16 currently pending
Career history
1015
Total Applications
across all art units

Statute-Specific Performance

§101
2.8%
-37.2% vs TC avg
§103
34.8%
-5.2% vs TC avg
§102
41.7%
+1.7% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1006 resolved cases

Office Action

§112
CTNF 18/585,206 CTNF 81556 DETAILED ACTION Notice of Pre-AIA or AIA Status 07-03-aia AIA 15-10-aia The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA. Information Disclosure Statement The information disclosure statement (IDS) submitted on 2/23/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 112 07-30-02 AIA The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. 07-34-01 Claim 1-15 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recited “a corresponding one of the first conductor film” in line 17 and the examiner is confused if one of the first conductor film is referring to a plurality of first conductor film or different conductor film. If one of the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “a corresponding one of the plurality of first conductor films”. Claim 4 recited “the corresponding first conductor film” in line 4 and the examiner is confused if the first conductor film is referring to a plurality of first conductor film or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the corresponding the plurality of first conductor films”. If the first conductor film is referring to one of the plurality of first conductor film, then the examiner suggests changing to “the corresponding one of the plurality of first conductor films”. Claim 5 recited “the corresponding first conductor film” in line 4 and the examiner is confused if the first conductor film is referring to a plurality of first conductor film or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the corresponding the plurality of first conductor films”. If the first conductor film is referring to one of the plurality of first conductor film, then the examiner suggests changing to “the corresponding one of the plurality of first conductor films”. Claim 5 also recited “the corresponding one of the first conductor films” in line 5 and the examiner is confused if one of the first conductor film is referring to a plurality of first conductor films or different conductor film. If one of the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the corresponding one of the plurality of first conductor films”. Claim 5 also recited “the first conductor film” in line 6 and the examiner is confused if the first conductor film is referring to a plurality of first conductor films or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the plurality of first conductor films”. If the first conductor film is referring to one of the plurality of first conductor films, then the examiner suggests changing to “the one of the plurality of first conductor films”. Claim 7 recited “one or more other first conductor films” in line 3 and the examiner is confused if the first conductor film is referring to a plurality of first conductor films or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “one or more other plurality of first conductor films”. Claim 7 also recited “the corresponding first conductor film” in line 4 and the examiner is confused if the first conductor film is referring to a plurality of first conductor films or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the corresponding the plurality of first conductor films”. Claim 8 recited “a corresponding one of the first conductor films” in line 25 and the examiner is confused if one of the first conductor film is referring to a plurality of first conductor films or different conductor film. If one of the first conductor film is referring to a plurality of first conductor films, then examiner suggests changing to “a corresponding one of the plurality of first conductor films”. Claim 8 recited “the corresponding first insulating film” in line 26 and the examiner is confused if first insulating film is referring to a plurality of first insulating films or different insulating films. If the first insulating film is referring to a plurality of first insulating films, then examiner suggests changing to “the corresponding the plurality of first insulating films”. Claim 8 also recited “the corresponding first conductor film” in line 29 and the examiner is confused if the first conductor film is referring to a plurality of first conductor films or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the corresponding the plurality of first conductor films”. Claim 10 recited “a corresponding one of the first conductor films” in line 16-17 and the examiner is confused if one of the first conductor film is referring to a plurality of first conductor films or different conductor film. If one of the first conductor film is referring to a plurality of first conductor films, then examiner suggests changing to “a corresponding one of the plurality of first conductor films”. Claim 13 also recited “the corresponding first conductor film” in line 3-4 and the examiner is confused if the first conductor film is referring to a plurality of first conductor films or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the corresponding the plurality of first conductor films”. Claim 15 recited “one or more other first conductor films” in line 3 and the examiner is confused if the first conductor film is referring to a plurality of first conductor films or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “one or more other plurality of first conductor films”. Claim 15 also recited “the corresponding first conductor film” in line 4 and the examiner is confused if the first conductor film is referring to a plurality of first conductor films or different conductor film. If the first conductor film is referring to a plurality of first conductor film, then examiner suggests changing to “the corresponding the plurality of first conductor films”. Claims 2-7, 9 and 11-15 depend on the independent claim 1, 8 or 10 so they are rejected for the same reason. Conclusion 07-96 AIA The prior art made of record and not relied upon is considered pertinent to applicant’s disclosure : KOMORI et al. (US Patent Appl. Pub. No. 2017/0236779 A1). Any inquiry concerning this communication or earlier communications from the examiner should be directed to KYOUNG LEE whose telephone number is (571)272-1982. The examiner can normally be reached M to F, 10am to 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eliseo Ramos-Feliciano can be reached at (571)272-7925. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KYOUNG LEE/Primary Examiner, Art Unit 2817 Application/Control Number: 18/585,206 Page 2 Art Unit: 2817 Application/Control Number: 18/585,206 Page 3 Art Unit: 2817 Application/Control Number: 18/585,206 Page 4 Art Unit: 2817 Application/Control Number: 18/585,206 Page 5 Art Unit: 2817 Application/Control Number: 18/585,206 Page 6 Art Unit: 2817 Application/Control Number: 18/585,206 Page 7 Art Unit: 2817
Read full office action

Prosecution Timeline

Feb 23, 2024
Application Filed
Jun 01, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
93%
Grant Probability
98%
With Interview (+5.0%)
1y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1006 resolved cases by this examiner. Grant probability derived from career allowance rate.

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