Prosecution Insights
Last updated: April 19, 2026
Application No. 18/585,613

MULTILAYER CERAMIC CAPACITOR WITH A PROTECTIVE LAYER

Final Rejection §103
Filed
Feb 23, 2024
Examiner
SINCLAIR, DAVID M
Art Unit
2847
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
4 (Final)
68%
Grant Probability
Favorable
5-6
OA Rounds
2y 7m
To Grant
87%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
833 granted / 1232 resolved
At TC average
Strong +20% interview lift
Without
With
+19.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
42 currently pending
Career history
1274
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
49.6%
+9.6% vs TC avg
§102
30.0%
-10.0% vs TC avg
§112
12.8%
-27.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1232 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Arguments Applicant's arguments filed 06 March 2026 have been fully considered but they are not persuasive. Applicant argues Kitada fails to explicitly disclose wherein the portion of the protective layer extending to the first surface and the second surface extends continuously without an opening on the first surface and the second surface. The examiner disagrees with applicant. Fig. 1-2 of Kitada clearly show the portion (4a) of glass layer without openings therein. Furthermore, [0060] discloses “This is because the glass layer extensions 4a ensure the protection of the ceramic body 1 near the outer edges of the baked external electrodes 3 in the formation of Ni plated external electrodes 5 and Sn plated external electrodes 6 as will be described later in this case”, and it is noted that for the glass layer 4a to provide the protection disclosed said layer would be continuous. All claims stand rejected. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 3-11, 13-14, 16-18, & 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cha et al. (US 2020/0066452) in view of Kitada et al. (US 2016/0090661). In regards to claim 1, Cha ‘452 discloses a multilayer ceramic capacitor, comprising: a ceramic main body (110 – fig. 4; [0076-0077]) including a first surface and a second surface facing each other in a first direction, a third surface and a fourth surface facing each other in a second direction and connecting the first surface and the second surface, and a fifth surface and a sixth surface facing each other in a third direction and connecting the first surface and the second surface (fig. 4; [0080]); an internal electrode (121/122 – fig. 4; [0077])) disposed inside the ceramic main body; a connection electrode (131a/132a – fig. 4; [0111]) covering the third surface, wherein the connection electrode comprises a first connection electrode that at least partially covers the third surface (fig. 4), wherein the internal electrode includes a plurality of internal electrodes disposed inside the ceramic main body (fig. 4), wherein the plurality of internal electrodes includes a plurality of first internal electrodes (121) that extend from the third surface of the ceramic main body (fig. 4), and wherein adjacent internal electrodes among the plurality of internal electrodes are electrically insulated from each other (fig. 4). Cha ‘452 fails to disclose a protective layer disposed on the third surface and the fourth surface of the ceramic main body; the connection electrode covering the protective layer, wherein the protective layer includes a first protective layer disposed on the third surface and a second protective layer disposed on the fourth surface, and has one or more openings positioned on the third surface and the fourth surface, the first connection electrode at least partially covers the first protective layer, wherein the first protective layer comprises a portion that protrudes further than the first connection electrode in a direction toward the fourth surface on the first and second surfaces of the ceramic main body, wherein the first protective layer further comprises a portion extending to the first surface and the second surface, and the second protective layer comprises a portion extending to the first surface and the second surface, wherein the portions of the first protective layer and the second protective layer extending to the first surface and the second surface extend continuously without an opening on the first surface and the second surface. Kitada ‘661 discloses a multilayer ceramic capacitor, comprising: a ceramic main body (1 – fig. 1; [0057]) including a first surface and a second surface facing each other in a first direction, a third surface and a fourth surface facing each other in a second direction and connecting the first surface and the second surface, and a fifth surface and a sixth surface facing each other in a third direction and connecting the first surface and the second surface (fig. 1); an internal electrode (2 – fig. 1; [0057])) disposed inside the ceramic main body; a protective layer (4 – fig. 1; [0059]) disposed on the third surface and the fourth surface of the ceramic main body; and a connection electrode (3 – fig. 1; [0058]) covering the protective layer, wherein the protective layer includes a first protective layer disposed on the third surface and a second protective layer disposed on the fourth surface (fig. 1), and has one or more openings positioned on the third surface and the fourth surface (fig. 1 – portion that 2 extends through), wherein the connection electrode comprises a first connection electrode that at least partially covers the first protective layer (fig. 1), wherein the first protective layer comprises a portion (4a – fig. 1; [0060]) that protrudes further than the first connection electrode in a direction toward the fourth surface on the first and second surfaces of the ceramic main body (fig. 1), wherein the internal electrode includes a plurality of internal electrodes disposed inside the ceramic main body (fig. 1), wherein the plurality of internal electrodes includes a plurality of first internal electrodes that extend from the third surface of the ceramic main body (fig. 1), wherein the first protective layer further comprises a portion extending to the first surface and the second surface, and the second protective layer comprises a portion extending to the first surface and the second surface (fig. 1). wherein the portions of the first protective layer and the second protective layer extending to the first surface and the second surface extend continuously without an opening on the first surface and the second surface (fig. 1). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form a protective layer as taught by Kitada ‘661 with the capacitor of Cha ‘452 to obtain a capacitor with improved short circuit protection. In regards to claim 3, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the plurality of internal electrodes are connected to the connection electrode through the one or more openings (fig. 1 of Kitada ‘661). In regards to claim 4, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the protective layer comprises silicon (Si) oxide (table 2 of Kitada ‘661). In regards to claim 5, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the protective layer has an electrical conductivity of less than 10-7S/cm (table 2-3 of Kitada ‘661). In regards to claim 6, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the protective layer further comprises sodium oxide (Na2O) (table 2-3 of Kitada ‘661). In regards to claim 7, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the protective layer further comprises copper (II) oxide (CuO) (table 2-3 of Kitada ‘661). In regards to claim 8, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the connection electrode comprises particles of the same material as the protective layer ([0059] of Kitada ‘661). In regards to claim 9, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the connection electrode further comprises a second connection electrode (132a) that at least partially covers the second protective layer (fig. 4 of Cha ‘452), and the second protective layer further comprises a portion that protrudes further than the second connection electrode in a direction toward the third surface on the first and second surfaces of the ceramic main body (fig. 1 of Kitada ‘661). In regards to claim 10, Cha ‘452 as modified by Kitada ‘661 further discloses further comprising: a first plating electrode (131b- fig. 4; [0111] of Cha ‘452) that at least partially covers the first connection electrode and a second plating electrode (132b- fig. 4; [0111] of Cha ‘452) that at least partially covers the second connection electrode, wherein the first protective layer further comprises a portion that protrudes further than the first plating electrode in the direction toward the fourth surface on the first and second surfaces of the ceramic main body (fig. 1; [0060-0062] of Kitada ‘661), and the second protective layer further comprises a portion that protrudes further than the second plating electrode in the direction toward the third surface on the first and second surfaces of the ceramic main body (fig. 1; [0060-0062] of Kitada ‘661). In regards to claim 11, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the first protective layer and the second protective layer further comprises a portion in contact with the ceramic main body (fig. 1 of Kitada ‘661). In regards to claim 13, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the protective layer includes glass including sodium (Na), copper (II) (Cu), and silicon (Si) (table 2-3 of Kitada ‘661). In regards to claim 14, Cha ‘452 discloses a multilayer ceramic capacitor, comprising: a ceramic main body (110 – fig. 4; [0076-0077]) including a first surface and a second surface facing each other in a first direction, a third surface and a fourth surface facing each other in a second direction and connecting the first surface and the second surface, and a fifth surface and a sixth surface facing each other in a third direction and connecting the first surface and the second surface (fig. 4; [0080]); an internal electrode (121/122 – fig. 4; [0077])) disposed inside the ceramic main body; wherein the internal electrode includes a plurality of internal electrodes disposed inside the ceramic main body (fig. 4), wherein the plurality of internal electrodes includes a plurality of first internal electrodes (121) that extend from the third surface of the ceramic main body, and wherein adjacent internal electrodes among the plurality of internal electrodes are electrically insulated from each other (fig. 4), a connection electrode (131a/132a – fig. 4; [0111]) covering the third surface, wherein the connection electrode includes a portion in contact with at least one internal electrode (fig. 4). Cha ‘452 fails to disclose a protective layer disposed on a portion of the third surface and a portion of the fourth surface of the ceramic main body; and the connection electrode covering the protective layer, wherein the connection electrode includes the portion in contact with at least one internal electrode through a portion where the protective layer is not positioned on the third and fourth surfaces of the ceramic main body, wherein the protective layer comprises a portion that protrudes further than the connection electrode on the first and second surfaces of the ceramic main body, wherein the protective layer further comprises a portion extending onto the first surface and the second surface, wherein the portion of the protective layer extending to the first surface and the second surface extends continuously without an opening on the first surface and the second surface. Kitada ‘661 discloses a ceramic main body (1 – fig. 1; [0057]) including a first surface and a second surface facing each other in a first direction, a third surface and a fourth surface facing each other in a second direction and connecting the first surface and the second surface, and a fifth surface and a sixth surface facing each other in a third direction and connecting the first surface and the second surface (fig. 1); an internal electrode (2 – fig. 1; [0057])) disposed inside the ceramic main body; wherein the internal electrode includes a plurality of internal electrodes disposed inside the ceramic main body (fig. 1), wherein the plurality of internal electrodes includes a plurality of first internal electrodes that extend from the third surface of the ceramic main body (fig. 1), and a protective layer (4 – fig. 1; [0059]) disposed on a portion of the third surface and a portion of the fourth surface of the ceramic main body; and a connection electrode (3 – fig. 1; [0058]) covering the protective layer, wherein the connection electrode includes a portion in contact with at least one internal electrode through a portion where the protective layer is not positioned on the third and fourth surfaces of the ceramic main body (fig. 1), wherein the protective layer comprises a portion (4a – fig. 1; [0060]) that protrudes further than the connection electrode on the first and second surfaces of the ceramic main body, wherein the protective layer further comprises a portion extending onto the first surface and the second surface (fig. 1), wherein the portion of the protective layer extending to the first surface and the second surface extends continuously without an opening on the first surface and the second surface (fig. 1) It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form a protective layer as taught by Kitada ‘661 with the capacitor of Cha ‘452 to obtain a capacitor with improved short circuit protection. In regards to claim 16, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: an opening is disposed in the portion where the protective layer is not positioned on the third and fourth surfaces of the ceramic main body (fig. 1 of Kitada ‘661), an end of the protective layer continuously extends on the first or second surface to another end of the protective layer positioned on one side of the opening (fig. 1-2; [0060] of Kitada ‘661). In regards to claim 17, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the protective layer comprises a first protective layer extending along the first surface, the third surface and the second surface, and a second protective layer extending along the first surface, the fourth surface and the second surface (fig. 1 of Kitada ‘661), the connection electrode comprises a first connection electrode covering the first protective layer and a second connection electrode covering the second protective layer (fig. 4 of Cha ‘452 & fig. 1 of Kitada ‘661), the first protective layer further comprises a portion that protrudes further than the first connection electrode in a direction toward the fourth surface on the first and second surfaces (fig. 1 of Kitada ‘661), the second protective layer further comprises a portion that protrudes further than the second connection electrode in a direction toward the third surface on the first and second surfaces (fig. 1 of Kitada ‘661). In regards to claim 18, Cha ‘452 as modified by Kitada ‘661 further discloses further comprising: a first plating electrode (131b- fig. 4; [0111] of Cha ‘452) covering the first connection electrode and a second plating electrode (132b- fig. 4; [0111] of Cha ‘452) covering the second connection electrode, wherein the first protective layer further comprises a portion that protrudes further than the first plating electrode in a direction toward the fourth surface on the first and second surfaces (fig. 1; [0060-0062] of Kitada ‘661), the second protective layer further comprises a portion that protrudes further than the second plating electrode in a direction toward the third surface on the first and second surfaces (fig. 1; [0060-0062] of Kitada ‘661). In regards to claim 21, Cha ‘452 as modified by Kitada ‘661 further discloses wherein: the protective layer includes glass including sodium (Na), copper (II) (Cu), and silicon (Si) (table 2-3 of Kitada ‘661), and the first connection electrode comprises a portion that protrudes further than the first plating electrode in a direction toward the fourth surface on the first and second surfaces (fig. 4 of Cha ‘452). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Communication Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID M SINCLAIR whose telephone number is (571)270-5068. The examiner can normally be reached M-TH from 8AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Timothy Dole can be reached at (571) 272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /David M Sinclair/Primary Examiner, Art Unit 2848
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Prosecution Timeline

Feb 23, 2024
Application Filed
Jul 23, 2025
Non-Final Rejection — §103
Aug 21, 2025
Response Filed
Aug 29, 2025
Final Rejection — §103
Oct 27, 2025
Response after Non-Final Action
Dec 01, 2025
Request for Continued Examination
Dec 03, 2025
Response after Non-Final Action
Dec 05, 2025
Non-Final Rejection — §103
Mar 06, 2026
Response Filed
Mar 20, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603231
ELECTRONIC COMPONENT AND METHOD FOR MANUFACTURING THE SAME
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Patent 12597559
MULTILAYER CERAMIC CAPACITOR AND METHOD OF PREPARING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12597563
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2y 5m to grant Granted Apr 07, 2026
Patent 12592342
MULTILAYER ELECTRONIC COMPONENT
2y 5m to grant Granted Mar 31, 2026
Patent 12586716
MULTILAYER CERAMIC CAPACITOR INCLUDING INTERNAL ELECTRODE LAYERS WITH VARYING COVERAGES
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
68%
Grant Probability
87%
With Interview (+19.6%)
2y 7m
Median Time to Grant
High
PTA Risk
Based on 1232 resolved cases by this examiner. Grant probability derived from career allow rate.

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