Prosecution Insights
Last updated: July 17, 2026
Application No. 18/592,897

HETEROCYCLIC COMPOUND AND USE THEREOF

Non-Final OA §DP
Filed
Mar 01, 2024
Priority
Aug 10, 2010 — JP 2010-179577 +10 more
Examiner
HABTE, KAHSAY
Art Unit
1624
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Takeda Pharmaceutical Company Limited
OA Round
2 (Non-Final)
85%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
1371 granted / 1612 resolved
+25.0% vs TC avg
Moderate +7% lift
Without
With
+7.4%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 8m
Avg Prosecution
74 currently pending
Career history
1650
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
3.7%
-36.3% vs TC avg
§102
9.0%
-31.0% vs TC avg
§112
63.9%
+23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1612 resolved cases

Office Action

§DP
DETAILED ACTION The present application is being examined under the pre-AIA first to invent provisions. Claims 24, 26-31, 33-39, 41-50, 52-57, 59-61 and 64-65 are pending in this application. Response to Amendment Applicant’s amendment filed 05/13/2026 in response to the previous Office Action (02/13/2026) is acknowledged. The nonstatutory double patenting rejection (items 5-9) has been maintained and modified to address applicant’s argument. During a review of the case, the examiner came across another patent family (13/206,113 now U.S. Pat. No. 8,575,154), (13/774,707, now U.S. Pat. No. 8,916,551), and (13/774,635, now U.S. Pat. No. 8,778,934) that claim the three excluded compounds recited in claim 11 of the parent case 13/816,137 (U.S. Pat. No. 9,150,591). PNG media_image1.png 194 675 media_image1.png Greyscale Note that cases 13/774,707 and 13/774,635 are divisional cases of 13/206,113 and have the same specification with the instant case. PNG media_image2.png 96 426 media_image2.png Greyscale Since the examiner is including a new nonstatutory double patenting rejection over U.S. Patent No. 8,778,934, this Office Action would not be made Final. Note that patent ‘934 claims the third excluded compound: 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide that is the same as the claimed compound. Election/Restrictions Applicant’s election with traverse of Group I in the reply filed on 01/12/2026 is acknowledged. Upon further review of the case, it is deemed necessary to withdraw the Restriction Requirement dated on 10/17/2025. Information Disclosure Statement 4. Applicant’s Information Disclosure Statement, filed on 05/13/2026 has been acknowledged. Please refer to Applicant’s copies of the 1449 submitted herewith. Double Patenting 5. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the claims at issue are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/forms/. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. 6. Claims 24, 26-31, 33-39, 41-50, 52-57, 59-61 and 64-65 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-29 of U.S. Patent No. 9,150,591. Although the claims at issue are not identical, they are not patentably distinct from each other because there is overlap between applicants' claims and claims 1-29 of U.S. Patent No. 9,150,591. Note that patent ‘591 is drawn to a method of treatment that are the same as applicants. It is also obvious for one skilled in the art to use a crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide that is disclosed in the specification and use it to improve the therapeutic effect of the compound. The obviousness-type double patenting rejection is proper because this case is a continuation case and the specification of patent ‘591 discloses the claimed subject matter. Response to arguments Applicant’s argument filed 05/13/2026 has been fully considered but it is not persuasive. Applicants argue that “The claims of the Reference Patents Do Not Teach or Suggest the Subject Matter of the Pending Claims”, but the examiner disagrees with applicant’s argument. The pending claims are drawn to a crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide compound that is disclosed in the specification of all patents. In patent ‘591 for example, applicants disclosed a crystalline compound of the claimed compound with the exact X-ray diffraction data at column 178 (Example 169). PNG media_image3.png 83 365 media_image3.png Greyscale PNG media_image4.png 54 404 media_image4.png Greyscale Thus, applicant’s argument “the patents do not suggest or teach the subject matter of the instant claims” i.e. crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide compound is not valid. The examiner disagrees with applicant’s argument that “the Office has not established how any claim in the reference patents teaches or suggests a crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide.” The X-ray diffraction data in the specification for compound 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide are for the crystalline form and nothing else. Note that applicants filed a terminal disclaimer over three patents (U.S. Patent No. 9,884,875, U.S. Patent No. 10,654,874, and U.S. Patent No. 11,279,713) to overcome an obviousness type double patenting rejection previously. In this instant case, applicants are arguing the nonstatutory double patenting rejections and are not willing to file a terminal disclaimer. PNG media_image5.png 293 389 media_image5.png Greyscale Applicants argue that “the nonstatutory double patenting assessment requires comparing the claims of the application under examination against the claims of the reference application(s) or patent(s)….the Office has not properly performed assessment.” The examiner disagrees with applicant’s argument. Applicants are not claiming different compound from what was claimed in the parent case 13/816,137 (now Patent 9,150,591). It is recommended that applicants file a terminal disclaimer to overcome this rejection. 7. Claims 24, 26-31, 33-39, 41-50, 52-57, 59-61 and 64-65 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-17 of U.S. Patent No. 9,499,568. Although the claims at issue are not identical, they are not patentably distinct from each other because there is overlap between applicants' claims and claims 1-17 of U.S. Patent No. 9,499,568. Note that patent ‘568 is drawn to a method of treatment of Alzheimer’s disease that is the same as applicants (see for example instant claim 50). The instant claims are drawn to a crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide compound that is embraced by formula (I) of claim 1 of patent ‘568. Since the crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide of the compound is disclosed in the specification of said patent, it is obvious for one skilled in the art to use the crystalline compound to enhance the therapeutic purpose of the compound. The obviousness-type double patenting rejection is proper because this case is a continuation case and the specification of patent ‘568 discloses the claimed subject matter. Response to arguments Applicant’s argument filed 05/13/2026 has been fully considered but it is not persuasive. Please see the argument in paragraph 6 above. In addition to the above arguments raised in paragraph 6, the examiner modified this rejection to address applicant’s argument. 8. Claims 24, 26-31, 33-39, 41-50, 52-57, 59-61 and 64-65 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 9,884,875. Although the claims at issue are not identical, they are not patentably distinct from each other because there is overlap between applicants' claims and claim 1 of U.S. Patent No. 9,884,875. Note that patent ‘875 is drawn to a method of treatment using 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide compound that is the same as applicants. Note that patent ‘875 recite in claim 1 a method for treating depression, schizophrenia or attention deficit hyperactivity disorder Alzheimer’s disease that is the same as the instant claims 39 and 50. Since the crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide of the compound is disclosed in the specification of said patent, it is obvious for one skilled in the art to use the crystalline compound to enhance the therapeutic purpose of the compound. The obviousness-type double patenting rejection is proper because this case is a continuation case and the specification of patent ‘875 discloses the claimed subject matter. Response to arguments Applicant’s argument filed 05/13/2026 has been fully considered but it is not persuasive. Please see the argument in paragraph 6 above. In addition to the above arguments raised in paragraph 6, the examiner modified this rejection to address applicant’s argument. 9. Claims 24, 26-31, 33-39, 41-50, 52-57, 59-61 and 64-65 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-3 of U.S. Patent No. 10,654,874. Although the claims at issue are not identical, they are not patentably distinct from each other because there is overlap between applicants' claims and claims 1-3 of U.S. Patent No. 10,654,874. Note that patent ‘874 recite in claim 1 a method for treating cognitive impairment associated with schizophrenia using 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide compound that is the same as the instant claims 39 and 50. Since the crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide of the compound is disclosed in the specification of said patent, it is obvious for one skilled in the art to use the crystalline compound to enhance the therapeutic purpose of the compound. The obviousness-type double patenting rejection is proper because this case is a continuation case and the specification of patent ‘874 discloses the claimed subject matter. Response to arguments Applicant’s argument filed 05/13/2026 has been fully considered but it is not persuasive. Please see the argument in paragraph 6 above. In addition to the above arguments raised in paragraph 6, the examiner modified this rejection to address applicant’s argument. 10. Claims 24, 26-31, 33-39, 41-50, 52-57, 59-61 and 64-65 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-5 of U.S. Patent No. 11,279,713. Although the claims at issue are not identical, they are not patentably distinct from each other because there is overlap between applicants' claims and claims 1-5 of U.S. Patent No. 11,279,713. Note that patent ‘713 recite in claim 1 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide compound that is the same as the instant claim 24. Since the crystalline form of 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide of the compound is disclosed in the specification of said patent, it is obvious for one skilled in the art to use the crystalline compound to enhance the therapeutic purpose of the compound. The obviousness-type double patenting rejection is proper because this case is a continuation case and the specification of patent ‘713 discloses the claimed subject matter. Response to arguments Applicant’s argument filed 05/13/2026 has been fully considered but it is not persuasive. Please see the argument in paragraph 6 above. In addition to the above arguments raised in paragraph 6, the examiner modified this rejection to address applicant’s argument. 11. Claims 24, 26-31, 33-39, 41-50, 52-57, 59-61 and 64-65 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-2 of U.S. Patent No. 8,778,934. Although the claims at issue are not identical, they are not patentably distinct from each other because there is overlap between applicants' claims and claims 1-2 of U.S. Patent No. 8,778,934. Note that patent ‘934 recite in claim 1 a 9-[4-(cyclohexyloxy)phenyl]-7-methyl-3,4-dihydropyrazino[2,1-c][1,2,4]thiadiazines 2,2-dioxide compound that is the same as instant claim 24. The obviousness-type double patenting rejection is proper because this case is a continuation case and the specification of patent ‘934 discloses a crystalline form of the compound with the exact X-ray powder diffraction data and melting point. Conclusion 12. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Kahsay Habte Ph.D. whose telephone number is (571)272-0667. The examiner can normally be reached on 8:30 - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, JEFFREY MURRAY can be reached on 571-272-9023. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Kahsay Habte/ Primary Examiner, Art Unit 1624
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Prosecution Timeline

Mar 01, 2024
Application Filed
Mar 01, 2024
Response after Non-Final Action
Feb 13, 2026
Non-Final Rejection mailed — §DP
Apr 23, 2026
Applicant Interview (Telephonic)
Apr 23, 2026
Examiner Interview Summary
May 13, 2026
Response Filed
Jun 02, 2026
Non-Final Rejection mailed — §DP (current)

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Prosecution Projections

2-3
Expected OA Rounds
85%
Grant Probability
92%
With Interview (+7.4%)
1y 8m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1612 resolved cases by this examiner. Grant probability derived from career allowance rate.

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