Prosecution Insights
Last updated: October 02, 2026
Application No. 18/593,665

ION EXCHANGE MEMBRANE CHROMATOGRAPHY

Non-Final OA §103§112§DP
Filed
Mar 01, 2024
Priority
Dec 22, 2011 — provisional 61/579,285 +3 more
Examiner
PUTTLITZ, KARL J
Art Unit
1644
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Genentech Inc.
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
990 granted / 1432 resolved
+9.1% vs TC avg
Strong +19% interview lift
Without
With
+18.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
62 currently pending
Career history
1487
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
36.6%
-3.4% vs TC avg
§102
11.3%
-28.7% vs TC avg
§112
28.3%
-11.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1432 resolved cases

Office Action

§103 §112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 36-56 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. It is unclear what concentrations or amounts applicant intends to cover by the term “overload” or overloading”. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claims 38, 39 and 53 recite the broad recitations, and also recites narrower embodiments of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 36-56 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over WO 2010/019148 in view of (WO 148) WO 2009/135656 (WO 656) and WO 97/27757 (WO 757) and Lui et al., Journal of Chromatography A, 1218 (2011) 6943– 6952 (Lui). WO 148 discloses a method for purification of proteins, in particular of an antibody, comprising: - passing a composition comprising a polypeptide of interest and various contaminants through an ion exchange membrane, wherein the polypeptide and the membrane have opposite charge, at operating conditions comprised of a buffer having a pH sufficiently distinct from the pl of the polypeptide to enhance the charge of the polypeptide and a low ionic strength effective to prevent the shielding of charges by buffer ions, which cause the membrane to bind the polypeptide and at least one contaminant (step a); -recovering the purified polypeptide from the effluent of the charged ion exchange chromatography step (step c), see pages 2+: PNG media_image1.png 308 514 media_image1.png Greyscale PNG media_image2.png 558 508 media_image2.png Greyscale WO 148 does appear to differ from the subject-matter of the present claims in that steps (b)-(d) are not disclosed, i.e. overloading the ion exchange membrane such that at least one contaminant remains bound to the membrane while the polypeptide of interest is primarily in the effluent (overload chromatography) does not appear disclosed. However, overload ion exchange chromatography in the purification of a protein, in particular of an antibody, was well known in the prior art. Methods for purification of proteins, in particular of an antibody, by ion exchange chromatography in displacement/ overload mode using an ion exchange membrane does appear to be well known in the prior art. It is for that proposition that the rejection joins the ancillary references. For example, WO 656 discloses a method for purification of proteins, in particular of an antibody, by ion exchange chromatography in displacement mode using an ion exchange membrane, see pages 13+: PNG media_image3.png 680 540 media_image3.png Greyscale PNG media_image4.png 286 540 media_image4.png Greyscale See examples, page 16: PNG media_image5.png 240 540 media_image5.png Greyscale Anion Chromatography is exemplified: PNG media_image6.png 372 536 media_image6.png Greyscale PNG media_image7.png 582 556 media_image7.png Greyscale WO 757 discloses a method for purification of proteins, in particular of an antibody, by overload ion exchange chromatography, see e.g. page 4: PNG media_image8.png 126 508 media_image8.png Greyscale See claim 1: PNG media_image9.png 276 486 media_image9.png Greyscale See Lui: “In summary, the findings reported above demonstrate that both the convective and diffusive cation exchange chromatographic matrices can be operated using isocratic overloaded conditions to reduce CHOP, DNA, HMW, leached protein A, and gentamicin, while allowing monoclonal antibody to flow through the matrices after the antibody reaches its DBC. . . [t]he application of overloaded chromatography to the cation exchange step using a perfusive resin and strong binding conditions enables the cation exchange step to be run in essentially a flow-through mode to garner cost and processing efficiency improvements, while still achieving the bulk of the impurity removal expected of traditional bind-elute cation exchange chromatography. In this way, those of ordinary skill could have applied overload ion exchange chromatography in the manner required and in a predictable fashion for the purposes of recovering an antibody of interest. As outlined above, WO 148 discloses a method for purification of proteins. The secondary references are added for the proposition that overloading the ion exchange membrane is applicable to this process of protein purification. Specifically, the secondary references teach that particular known technique of overload ion exchange chromatography was recognized as part of the ordinary capabilities of one skilled in the art. In this manner, those of ordinary skill would have recognized that applying the known technique to protein (i.e., antibody) purification would have yielded predictable results. Accordingly, using overload ion exchange chromatography for the purposes of purifying antibodies would have been prima facie obvious. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 36-56 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-2, 4, 6, 8, 10, 12, 20-21, 27-28, 38-39, 41, 61, 88-89, 91, 111- 114, 116, 118-120, 122-124, 133-134, 136 and 138-143 of copending Application No. 17/542,138. Although the claims at issue are not identical, they are not patentably distinct from each other. Specifically, the method steps covered in the conflicting claims anticipate those covered by the rejected claims. Alternatively, the difference between the methods covered by the rejected claims and those covered by the conflicting claims is that the conflicting claims may not recite the instant methods with particularity so as to amount to anticipation (See M.P.E.P. § 2131: "[t]he identical invention must be shown in as complete detail as is contained in the ... claim." Richardson v. Suzuki Motor Co., 868 F.2d 1226, 1236, 9 USPQ2d 1913, 1920 (Fed. Cir. 1989). The elements must be arranged as required by the claim, but this is not an ipsissimis verbis test, i.e., identity of terminology is not required. In re Bond, 910 F.2d 831, 15 USPQ2d 1566 (Fed. Cir. 1990).). However, the conflicting claims recite the elements of the instant methods with sufficient guidance, particularity, and with a reasonable expectation of success, that the invention would be prima facie obvious to one of ordinary skill (the prior art reference teaches or suggests all the claim limitations with a reasonable expectation of success. See M.P.E.P. § 2143). This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claims 36-56 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-16 of U.S. Patent No. 11945837. Although the claims at issue are not identical, they are not patentably distinct from each other. Specifically, the method steps covered in the conflicting claims anticipate those covered by the rejected claims. Alternatively, the difference between the methods covered by the rejected claims and those covered by the conflicting claims is that the conflicting claims may not recite the instant methods with particularity so as to amount to anticipation (See M.P.E.P. § 2131: "[t]he identical invention must be shown in as complete detail as is contained in the ... claim." Richardson v. Suzuki Motor Co., 868 F.2d 1226, 1236, 9 USPQ2d 1913, 1920 (Fed. Cir. 1989). The elements must be arranged as required by the claim, but this is not an ipsissimis verbis test, i.e., identity of terminology is not required. In re Bond, 910 F.2d 831, 15 USPQ2d 1566 (Fed. Cir. 1990).). However, the conflicting claims recite the elements of the instant methods with sufficient guidance, particularity, and with a reasonable expectation of success, that the invention would be prima facie obvious to one of ordinary skill (the prior art reference teaches or suggests all the claim limitations with a reasonable expectation of success. See M.P.E.P. § 2143). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KARL J PUTTLITZ whose telephone number is (571)272-0645. The examiner can normally be reached on Monday to Friday from 9 a.m. to 5 p.m. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Gregory Emch, can be reached at telephone number 571-272-8149. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /KARL J PUTTLITZ/ Primary Examiner, Art Unit 1646
Read full office action

Prosecution Timeline

Mar 01, 2024
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §103, §112, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
88%
With Interview (+18.6%)
2y 6m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1432 resolved cases by this examiner. Grant probability derived from career allowance rate.

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