Prosecution Insights
Last updated: September 17, 2026
Application No. 18/596,474

SODIUM-BASED BATTERY FOR HYBRID VEHICLES

Non-Final OA §103
Filed
Mar 05, 2024
Priority
Jun 11, 2021 — CIP of 17/346,193
Examiner
MCCONNELL, WYATT P
Art Unit
Tech Center
Assignee
Nexpowerenergy Inc.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
851 granted / 1056 resolved
+20.6% vs TC avg
Moderate +9% lift
Without
With
+9.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
30 currently pending
Career history
1071
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
48.4%
+8.4% vs TC avg
§102
23.2%
-16.8% vs TC avg
§112
24.2%
-15.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1056 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim(s) 1-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Application Publication No. 2023/0077926 to Li ("Li", having an earliest effective filing date of June 1, 2020) in view of U.S. Patent No. 10,121,997 to Blanco ("Blanco"). Regarding claims 1, 2, 7, and 8, Li discloses both prior art battery systems and novel battery systems for electric vehicles that include balancing modules. Li at Abstract and paragraphs [0003]-[0005]. Each of those systems includes a plurality of battery cells connected in series, and the balancing module monitors the voltage of the cells such that when a cell has a voltage that is above a set voltage the cell is discharged while the remaining cells continue to charge until all cells have reached the desired set voltage. Because certain battery cells can have a high voltage above this set voltage, and other cells can not be charged up to that set voltage, the set voltage is necessarily between nominal voltage and a maximum voltage of the cell units. The cells in each battery module are identical and thus have a same nominal voltage. Li describes a simple prior art system where the high voltage batteries have their excess charge dissipated via power resistors. Id. at paragraph [0005]. The inventive systems discharge the high voltage batteries into a storage capacitor through a network that includes driving resistors. Id. at paragraph [0040]. Li does not expressly disclose that the battery cells of its battery modules are housed in a case. However, it was commonly known to provide a plurality of cells of an electric vehicle battery module in a housing with an aperture (vent) in the housing as a means of mounting the battery modules in the vehicle. See Blanco at Abstract and Background. Such cases also include a space necessarily free of a battery for storing of protection/control circuitry. Finally, Li discloses lithium-ion batteries for its vehicle battery system rather than sodium-ion. However, sodium-ion batteries were known alternative batteries for use in vehicle battery systems. See, e.g., Yamauchi at paragraph [0002]. Further regarding claims 3 and 4, the Office finds that the choice of the number of cells to include in a module is an obvious engineering design choice to be made for a given application depending on required voltage. Further regarding claim 5, the Office finds that any common battery shape, including cylindrical, may be used by the person of ordinary skill in the art at the time of invention as nothing more than an obvious use of a commonly known structure for its intended purpose in implementing the teachings of Li and Yamauchi. See Bianchi at col. 2, lines 31-37. Further regarding claim 6, vehicles and their batteries as taught in Li/Yamauchi are operated at common atmospheric temperatures. Further regarding claims 9-16, the arrangement of batteries in series or parallel is a design choice, based on whether the pack needs higher voltage output, or higher charge capacity. Thus, the Office finds adapting the structure of Li to one having the battery cells connected in parallel rather than series is nothing more than an obvious adaption made based on the needs of a given application using a commonly known technique. Any inquiry concerning this communication or earlier communications from the examiner should be directed to WYATT P MCCONNELL whose telephone number is (571)270-7531. The examiner can normally be reached 9am to 5pm M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WYATT P MCCONNELL/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Mar 05, 2024
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
90%
With Interview (+9.4%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1056 resolved cases by this examiner. Grant probability derived from career allowance rate.

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