Prosecution Insights
Last updated: April 19, 2026
Application No. 18/603,823

Fagopyrum Nutraceutical Compositions

Final Rejection §103§112
Filed
Mar 13, 2024
Examiner
HOFFMAN, SUSAN COE
Art Unit
1655
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Dst Pharma Inc.
OA Round
2 (Final)
54%
Grant Probability
Moderate
3-4
OA Rounds
3y 0m
To Grant
80%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
572 granted / 1058 resolved
-5.9% vs TC avg
Strong +26% interview lift
Without
With
+25.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
67 currently pending
Career history
1125
Total Applications
across all art units

Statute-Specific Performance

§101
9.5%
-30.5% vs TC avg
§103
34.8%
-5.2% vs TC avg
§102
17.4%
-22.6% vs TC avg
§112
26.9%
-13.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1058 resolved cases

Office Action

§103 §112
DETAILED ACTION 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . 2. The amendment filed December 10, 2025 has been received and entered. The text of those sections of Title 35, U.S. Code, not included in this action can be found in a prior Office action. Any rejection set forth in a previous Office action that is not specifically set forth below is withdrawn. 3. Claims 9-14 and 17-21 are pending. Claim Rejections - 35 USC § 112 4. Claim 11 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 11 is indefinite because it requires the administration of a second therapeutic agent for viral hepatitis. However, claim 11 depends from claim 9 which requires the administration of a composition where the active component consists of 5,7,3',4'-tetrahydroxyflavan-3-ol C4-C8 dimer. Thus, claim 11 potentially conflicts with claim 9 unless claim 11 is clarified to require that the second therapeutic agent is a distinct composition from the therapeutic composition which consists of 5,7,3',4'-tetrahydroxyflavan-3-ol C4-C8 dimer as the active ingredient. Claim Rejections - 35 USC § 103 5. Claim(s) 17-21 is/are rejected under 35 U.S.C. 103 as being unpatentable over CN 101632722 A (English translation) in view of Wang (CN 102755393 A — English translation) for the reasons set forth in the previous Office action. All of applicant’s arguments regarding this ground of rejection have been fully considered but are not persuasive. Applicant argues: One skilled in the art would not have been motivated to modify or combine these references to arrive at the claimed method, which specifically requires administration of a single active compound directed to viral inhibition, rather than general hepatoprotection. Both CN '722 and Wang focus on multi-component compositions involving numerous active ingredients, not on the use of Fagopyrum esculentum (or F. dibotrys) extract alone for treating viral hepatitis. Neither reference suggests that any single component would independently provide antiviral efficacy, nor would one of ordinary skill have had a reasonable expectation of success that the extract alone could yield equivalent therapeutic outcomes. However, claim 17 does not require the administration of a 5,7,3',4'-tetrahydroxyflavan-3-ol C4-C8 dimer as the sole active ingredient. Claim 17 states that the method is drawn to administering a composition “containing” the dimer. “Containing” is considered synonymous with “comprising” (see MPEP section 2111.03) which allows for the inclusion of additional active ingredients in the composition. Thus, claim 17 does not exclude the additional active ingredients taught by the references. Therefore, this argument is not persuasive. Applicant also argues that it would not be obvious to optimize the dosage of the dimer taught by CN ‘722 to arrive at the dosages claimed by applicant because “predicting the effective doses for botanical extracts is highly unpredictable due to variability in composition, bioavailability, and activity. Consequently, the claimed concentration cannot be considered a routine variation of the prior art and is not obvious.” However, applicant does not provide any evidence to support the assertion that the claimed dosages could not be achieved by an artisan without undue experimentation. CN ‘722 states that the procyanidin B2 is present in the extract at the concentration of about 2.84%. In addition, the reference teaches using the extract in a variety of dosages to create the pharmaceutical product (see pages 8 and 9 of the translation). Thus, the artisan would be motivated to optimize in and around the amounts taught by the reference in order to determine the most effective dosage for the dimer containing extract. Therefore, applicant’s argument is not persuasive. Allowable Subject Matter 6. Claims 9, 10, and 12-14 are allowed. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Susan Hoffman whose telephone number is (571)272-0963. The examiner can normally be reached M-Th 8:30am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anand Desai can be reached at 571-272-0947. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUSAN HOFFMAN/Primary Examiner, Art Unit 1655
Read full office action

Prosecution Timeline

Mar 13, 2024
Application Filed
Sep 09, 2025
Non-Final Rejection — §103, §112
Dec 10, 2025
Response Filed
Mar 16, 2026
Final Rejection — §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
54%
Grant Probability
80%
With Interview (+25.7%)
3y 0m
Median Time to Grant
Moderate
PTA Risk
Based on 1058 resolved cases by this examiner. Grant probability derived from career allow rate.

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