Prosecution Insights
Last updated: August 15, 2026
Application No. 18/605,809

BIMODAL VAGUS NERVE STIMULATION TO TREAT NEURODEGENERATIVE DISORDERS

Non-Final OA §102§103§112
Filed
Mar 14, 2024
Priority
Mar 14, 2023 — provisional 63/490,239 +1 more
Examiner
STEINBERG, AMANDA L
Art Unit
3792
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Setpoint Medical Corporation
OA Round
1 (Non-Final)
51%
Grant Probability
Moderate
1-2
OA Rounds
1y 3m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allowance Rate
190 granted / 371 resolved
-18.8% vs TC avg
Strong +28% interview lift
Without
With
+28.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
39 currently pending
Career history
426
Total Applications
across all art units

Statute-Specific Performance

§101
12.4%
-27.6% vs TC avg
§103
48.7%
+8.7% vs TC avg
§102
12.4%
-27.6% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 371 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-10 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 1, “the first vagus nerve stimulation” lacks sufficient antecedent basis, therefore rendering the claim indefinite. The first nerve stimulation is not recited as vagus nerve stimulation and the terminology does not match. Applicant may correct “the first vagus nerve stimulation” to “the first nerve stimulation” or correct “a first nerve stimulation” to “a first vagus nerve stimulation.” For the purposes of examination, the examiner will interpret “the first vagus nerve stimulation” as “the first nerve stimulation”. Dependent claims 2-10 are rejected for the same reasons set forth for claim 1 above. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 17-22 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Levine et al. (U.S. Patent Application Publication No. 2019/0111263) hereinafter referred to as Levine. Regarding claim 17, Levine teaches a method of modulating gene expression of inflammatory cytokines in the CNS and/or neurotransmitter pathway genes (¶[0064]), the method comprising applying vagus nerve stimulation to the patient (¶[0039]) of between 2.5 nC to 7.5 mC per day (¶[0041] 0.25mA-5ma for less than 2 minutes/120 seconds with a duty cycle of 10, 5, 4, 3, 2, 1, or 0.5% encompasses this range; Total Charge (C) = (Current (A) * Time (s)) * (Duty Cycle (%)/100), e.g. (0.00025 A * 120 s)*0.1 = 3mC). Regarding claim 18, Levine teaches the method of claim 17. Levine further teaches wherein applying comprises applying the vagus nerve stimulation at between 0.1 and 20 Hz to the vagus nerve (¶[0039]). Regarding claim 19, Levine teaches the method of claim 17. Levine further teaches wherein applying comprises applying the vagus nerve stimulation for less than 10 minute each day (¶[0041] stimulation is ceased for as much as an entire day after less than 2 minutes of stimulation). Regarding claim 20, Levine teaches the method of claim 17. Levine further teaches wherein applying comprises applying stimulation to the vagus nerve (¶[0039]) from an implanted neurostimulator attached or adjacent to the vagus nerve (¶[0041]). Regarding claim 21, Levine teaches the method of claim 17. Levine teaches further comprising adjusting the applied vagus nerve stimulation based on the level of a marker (¶¶[0008-0009], ¶[0054], ¶[0083]). Regarding claim 22, Levine teaches the method of claim 21. Levine teaches further comprising detecting a marker for demyelination in a blood, sputum, or cerebrospinal fluid sample (¶[0054]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-3, 5, 7-10, and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Levine et al. (U.S. Patent Application Publication No. 2019/0111263) hereinafter referred to as Levine; in view of John (U.S. Patent Application Publication No. 2006/0149337) hereinafter referred to as John. Regarding claim 1, Levine teaches a method of treating a neurodegenerative disorder (¶[0006]), the method comprising applying a first nerve stimulation at a first low frequency of less than 20 Hz (¶[0011] 1-20 Hz, ¶[0041] less than 20 Hz) for a first time period (¶[0041] proscribed duration) having a first duration of between 10 seconds and 2 minutes (¶[0041] less than 2 minutes) and applying a nerve stimulation at a frequency of greater than 20 Hz (¶[0041] greater than 20 Hz, ¶[0011]) for a second time period that is less than the first time period (¶[0041] smaller time periods). Levine further teaches two stimulations (¶[0010] mechanical stimulation followed by additional electrical stimulation) and the stimulator configured for either or both of electrical and mechanical stimulation (¶[0046], ¶[0081]) where the stimulator can be implanted or non-invasive (¶¶[0045-0046]). Levine does not teach applying a second nerve stimulation wherein the first nerve stimulation at least partially overlaps with the second nerve stimulation. Attention is drawn to the John reference, which teaches creation and variation of stimulation parameters using sensed data in order to match, adjust, or avoid matching characteristics of the stimulation therapy relative to certain endogenous brain activities (Abstract), including two periods of stimulation that partially overlap (¶[0076], Fig. 4a-b and ¶¶[0059-0060]) applied to a vagus nerve (¶[0100]). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the known efficacious stimulation parameters of Levine to use overlapping electrical stimulation waveforms for treatment, as taught by John, because partial signal in combination allow for charge balancing (John ¶[0059]) and limiting the stimulation to only signal that produce desired effects (John ¶[0059]), improving transmission of energy to tissue (John ¶[0059]) and avoiding unwanted side effects of treatment (John ¶[0060]). Regarding claim 2, Levine as modified teaches the method of claim 1. Levine further teaches wherein the first nerve stimulation comprises vagus nerve stimulation (¶[0039]). Regarding claim 3, Levine as modified teaches the method of claim 1,. Levine further teaches wherein the total charge per day delivered by the first and second nerve stimulation is between 2.5 nC to 7.5 mC per day (¶[0041] 0.25mA-5ma for less than 2 minutes/120 seconds with a duty cycle of 10, 5, 4, 3, 2, 1, or 0.5% encompasses this range; Total Charge (C) = (Current (A) * Time (s)) * (Duty Cycle (%)/100), e.g. (0.00025 A * 120 s)*0.1 = 3mC). Regarding claim 5, Levine as modified teaches the method of claim 1. Levine further teaches wherein the first and second nerve stimulation comprises vagus and/or splenic nerve stimulation (¶[0039]). Regarding claim 7, Levine as modified teaches the method of claim 1. Levine further teaches wherein applying the first and second nerve stimulation comprises applying for less than 10 minute each day (¶[0041]). Regarding claim 8, Levine as modified teaches the method of claim 1. Levine further teaches wherein applying the first nerve stimulation comprises applying stimulation to the vagus nerve from an implanted neurostimulator (¶[0041]) attached or adjacent to the vagus nerve (¶[0039]). Regarding claim 9, Levine as modified teaches the method of claim 1. Levine teaches further comprising adjusting the applied nerve stimulation based on the level of a marker (¶¶[0008-0009], ¶[0054], ¶[0083]). Regarding claim 10, Levine as modified teaches the method of claim 9. Levine teaches further comprising detecting a marker for demyelination in a blood, sputum, or cerebrospinal fluid sample (¶[0054]). Regarding claim 15, Levine teaches a system for treating a patient (Abstract), the system comprising: one or more electrodes (¶[0045]); a pulse generator (¶[0080]); one or more processors (¶[0080] controller, ¶[0084] processors); and a memory coupled to the one or more processors (¶[0084] memory), the memory storing computer-program instructions, that, when executed by the one or more processors, perform a computer-implemented method comprising: applying a first nerve stimulation at a first low frequency of less than 20 Hz (¶[0011] 1-20 Hz, ¶[0041] less than 20 Hz) for a first time period (¶[0041] proscribed duration) having a first duration of between 10 seconds and 2 minutes (¶[0041] less than 2 minutes) and applying a nerve stimulation at a frequency of greater than 20 Hz (¶[0041] greater than 20 Hz, ¶[0011]) for a second time period that is less than the first time period (¶[0041] smaller time periods). Levine further teaches two stimulations (¶[0010] mechanical stimulation followed by additional electrical stimulation) and the stimulator configured for either or both of electrical and mechanical stimulation (¶[0046], ¶[0081]) where the stimulator can be implanted or non-invasive (¶¶[0045-0046]). wherein the first and second nerve stimulation to the patient delivers between 2.5 nC to 7.5 mC per day (¶[0041] 0.25mA-5ma for less than 2 minutes/120 seconds with a duty cycle of 10, 5, 4, 3, 2, 1, or 0.5% encompasses this range; Total Charge (C) = (Current (A) * Time (s)) * (Duty Cycle (%)/100), e.g. (0.00025 A * 120 s)*0.1 = 3mC). Levine does not teach applying a first and second electrical nerve stimulation in sequence. Attention is drawn to the John reference, which teaches creation and variation of stimulation parameters using sensed data in order to match, adjust, or avoid matching characteristics of the stimulation therapy relative to certain endogenous brain activities (Abstract), including two periods of stimulation that in a sequence (¶[0076], Fig. 4a-b and ¶¶[0059-0060]) applied to a vagus nerve (¶[0100]). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the known efficacious stimulation parameters of Levine to use a sequence of electrical stimulation waveforms for treatment, as taught by John, because partial signal in combination allow for charge balancing (John ¶[0059]) and limiting the stimulation to only signal that produce desired effects (John ¶[0059]), improving transmission of energy to tissue (John ¶[0059]) and avoiding unwanted side effects of treatment (John ¶[0060]). Claim(s) 4, 6, and 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Levine and John as applied to claims 1 and 15 above, and further in view of Kilgard et al. (U.S. Patent Application Publication No. 2015/0073493) hereinafter referred to as Kilgard. Regarding claims 4 and 6/16, Levine as modified teaches the method of claim 1/15. Levine as modified does not teach further comprising pairing the second nerve stimulation with performance of a motor task. Attention is brought to the Kilgard reference, which teaches pairing a vagus nerve stimulation (¶[0019] delivered by implantable nerve stimulator (¶[0019]) with performance of a motor task (¶[0019], ¶[0047]) wherein the second time period is between 0.5 seconds and 10 seconds (¶[0047], 500 milliseconds is equivalent to 0.5 seconds). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the nerve stimulation of Levine as modified to include pairing with motor tasks, as taught by Kilgard, because Kilgard teaches enhancing recovery of motor function with increased neural plasticity from vagus nerve stimulus of 0.5 seconds in duration (Kilgard, ¶[0160] and ¶[0047]). Claim(s) 11-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Levine et al. (U.S. Patent Application Publication No. 2019/0111263) hereinafter referred to as Levine; in view of John (U.S. Patent Application Publication No. 2006/0149337) hereinafter referred to as John; in view of Kilgard et al. (U.S. Patent Application Publication No. 2015/0073493) hereinafter referred to as Kilgard. Regarding claims 11-12, Levine teaches a method of reducing demyelination and/or increasing remyelination (¶[0014]), the method comprising applying a first nerve stimulation at a first low frequency of less than 20 Hz (¶[0011] 1-20 Hz, ¶[0041] less than 20 Hz) for a first time period (¶[0041] proscribed duration) having a first duration of between 10 seconds and 2 minutes (¶[0041] less than 2 minutes) and applying a nerve stimulation at a frequency of greater than 20 Hz (¶[0041] greater than 20 Hz, ¶[0011]) for a second time period that is less than the first time period (¶[0041] smaller time periods). Levine further teaches two stimulations (¶[0010] mechanical stimulation followed by additional electrical stimulation) and the stimulator configured for either or both of electrical and mechanical stimulation (¶[0046], ¶[0081]) where the stimulator can be implanted or non-invasive (¶¶[0045-0046]). wherein the first and second nerve stimulation to the patient delivers between 2.5 nC to 7.5 mC per day (¶[0041] 0.25mA-5ma for less than 2 minutes/120 seconds with a duty cycle of 10, 5, 4, 3, 2, 1, or 0.5% encompasses this range; Total Charge (C) = (Current (A) * Time (s)) * (Duty Cycle (%)/100), e.g. (0.00025 A * 120 s)*0.1 = 3mC). . Levine does not teach applying a second nerve stimulation wherein the first nerve stimulation at least partially overlaps with the second nerve stimulation, further comprising pairing the application of the second nerve stimulation with performance of a motor task. Attention is drawn to the John reference, which teaches creation and variation of stimulation parameters using sensed data in order to match, adjust, or avoid matching characteristics of the stimulation therapy relative to certain endogenous brain activities (Abstract), including two periods of stimulation that partially overlap (¶[0076], Fig. 4a-b and ¶¶[0059-0060]) applied to a vagus nerve (¶[0100]). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the known efficacious stimulation parameters of Levine to use overlapping electrical stimulation waveforms for treatment, as taught by John, because partial signal in combination allow for charge balancing (John ¶[0059]) and limiting the stimulation to only signal that produce desired effects (John ¶[0059]), improving transmission of energy to tissue (John ¶[0059]) and avoiding unwanted side effects of treatment (John ¶[0060]). Levine as modified does not teach pairing the application of the second nerve stimulation with performance of a motor task. Attention is brought to the Kilgard reference, which teaches pairing a vagus nerve stimulation (¶[0019] delivered by implantable nerve stimulator (¶[0019]) with performance of a motor task (¶[0019], ¶[0047]). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the nerve stimulation of Levine as modified to include pairing with motor tasks, as taught by Kilgard, because Kilgard teaches enhancing recovery of motor function with increased neural plasticity from vagus nerve stimulus (Kilgard, ¶[0160] and ¶[0047]). Regarding claim 13, Levine as modified teaches the method of claim 11. Levine further teaches wherein the application of the nerve stimulation comprises applying stimulation to a vagus nerve and/or a splenic nerve (¶[0039]). Regarding claim 14, Levine as modified teaches the method of claim 11. Levine further teaches wherein the applying the second nerve stimulation comprises applying between for between 1 and 15 seconds (¶[0010] mechanical simulation provided 1 ms-5 minutes, 10 ms-10 s, ¶[0041] less than 1 minute, ¶[0047] 0.1 sec-10 minutes, 1 sec-5 min, 1 sec-2 min, etc., encompasses this range as an effective stimulation parameter). Claim(s) 23-27 is/are rejected under 35 U.S.C. 103 as being unpatentable over Levine et al. (U.S. Patent Application Publication No. 2019/0111263) hereinafter referred to as Levine; in view of Kilgard et al. (U.S. Patent Application Publication No. 2015/0073493) hereinafter referred to as Kilgard. Regarding claim 23, Levine teaches a method of reducing demyelination and/or increasing remyelination, the method comprising pairing the application of a nerve stimulation to the patient of between 2.5 nC to 7.5 mC per day (¶[0041] 0.25mA-5ma for less than 2 minutes/120 seconds with a duty cycle of 10, 5, 4, 3, 2, 1, or 0.5% encompasses this range; Total Charge (C) = (Current (A) * Time (s)) * (Duty Cycle (%)/100), e.g. (0.00025 A * 120 s)*0.1 = 3mC) while performing a motor task. Attention is brought to the Kilgard reference, which teaches pairing a vagus nerve stimulation (¶[0019] delivered by implantable nerve stimulator (¶[0019]) with performance of a motor task (¶[0019], ¶[0047]). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the nerve stimulation of Levine as modified to include pairing with motor tasks, as taught by Kilgard, because Kilgard teaches enhancing recovery of motor function with increased neural plasticity from vagus nerve stimulus of at least 0.5 seconds in duration (Kilgard, ¶[0160] and ¶[0047]). Regarding claim 24, Levine teaches the method of claim 23. Levine further teaches wherein the application of the nerve stimulation comprises applying stimulation to a vagus nerve or a splenic nerve (¶[0039]). Regarding claim 25, Levine teaches the method of claim 23. Levine further teaches wherein the application of the nerve stimulation comprises applying between stimulation at a frequency of greater than 20 Hz (¶[0010] mechanical stimulation provided at 1-2kHz, greater than 20Hz in addition to electrical stimulation). Regarding claim 26, Levine teaches the method of claim 23. Levine further teaches wherein the application of the nerve stimulation comprises applying between stimulation at a frequency of greater than 30 Hz (¶[0010] mechanical stimulation provided at 1-2kHz, greater than 20Hz in addition to electrical stimulation). Regarding claim 27, Levine teaches the method of claim 23. Levine further teaches wherein the application of the nerve stimulation comprises applying between for between 1 and 15 seconds (¶[0010] mechanical simulation provided 1 ms-5 minutes, 10 ms-10 s). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. U.S. Patent Application Publication No. 2011/0106213 to Davis et al. teaches modifying electrical stimulation parameters based on desired charge limits. U.S. Patent Application Publication No. 2011/0313488 to Ordonez et al. teaches limiting electrical stimulation dosage and total charge delivery calculations. U.S. Patent Application Publication No. 2014/0243714 to Ward et al. teaches closed loop control of Vagus Nerve Stimulation based on biomarker level information. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMANDA L STEINBERG whose telephone number is (303)297-4783. The examiner can normally be reached Mon-Fri 8-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Unsu Jung can be reached at (571) 272-8506. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMANDA L STEINBERG/Examiner, Art Unit 3792
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Prosecution Timeline

Mar 14, 2024
Application Filed
Apr 07, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
51%
Grant Probability
79%
With Interview (+28.1%)
3y 8m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 371 resolved cases by this examiner. Grant probability derived from career allowance rate.

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