Prosecution Insights
Last updated: April 19, 2026
Application No. 18/606,148

SHEATH ASSEMBLY FOR CATHETER PUMP

Non-Final OA §DP
Filed
Mar 15, 2024
Examiner
MARCETICH, ADAM M
Art Unit
3781
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Tc1 LLC
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
3y 1m
To Grant
92%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
967 granted / 1336 resolved
+2.4% vs TC avg
Strong +20% interview lift
Without
With
+19.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
43 currently pending
Career history
1379
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
46.3%
+6.3% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1336 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections The claims contain minor informalities. In claim 21, the language “… wherein the substantially straight segment is configured to straddle an aortic valve [[in an execution of]] during a medical procedure for a heart condition… while the impeller is operating [[in the execution of]] during the medical procedure.” should be changed for brevity. In claim 26, the language “… and the distal vessel contact zone [[in the execution of]] during the medical procedure.” should be changed for brevity. In claim 28, the language “… wherein the distal tip of the sheath assembly is flexible.” should be changed for consistency. In claim 38, the language “… to indicate a position or orientation of the catheter pump when percutaneously advanced in a blood vessel.” should be changed for clarity. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claims 21-40 are rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claims 1 and 3-20 of Keenan; Richard L. et al. (US 11964119 B2). Regarding pending claim 21, Keenan claims all limitations in patented claims 1 and 3, namely a catheter pump (claim 1, A catheter pump); comprising: a percutaneously insertable impeller assembly including a cannula and an axial flow impeller disposed within the cannula (claim 1, an expandable impeller assembly, the expandable impeller assembly including an expandable impeller and an expandable cannula coupled to the distal end of the catheter body and housing the expandable impeller); wherein the cannula has a distal inlet, a proximal inlet and a substantially straight segment in between (claim 1, the expandable cannula comprising a substantially straight segment having a distal inlet and a proximal outlet); wherein the substantially straight segment is configured to straddle an aortic valve in an execution of a medical procedure for a heart condition (claim 1, thereby stabilizing the substantially straight segment when straddled across an aortic valve); and a catheter body defining opposing ends and least one lumen defined therethrough (claim 1, a catheter body having at least one lumen therethrough, and comprising a distal end and a proximal end); the percutaneously insertable impeller assembly coupled to one of the opposing ends (claim 1, the expandable impeller assembly … coupled to the distal end of the catheter body); wherein the catheter body is configured with a variable stiffness including a proximal vessel zone and a distal vessel zone that are each proximal to the percutaneously insertable impeller assembly (claim 1, wherein the catheter body comprises a proximal vessel contact zone and a distal vessel contact zone that are each proximal to the substantially straight segment, the proximal vessel contact zone and distal vessel contact zone having a stiffness; claim 3, wherein the sheath assembly comprises a variable stiffness along a length thereof); the proximal vessel zone and distal vessel zone each being configured to, when curved in a shape corresponding to the aortic arch, establish a restoring force (claim 1, the proximal vessel contact zone and distal vessel contact zone having a stiffness configured to, when formed in a curved shape deployed around an outer radius of the aortic arch, bear against the outer radius of the aortic arch with a restoring force); to maintain the substantially straight segment in a stable position straddling the aortic valve (claim 1, in order to retain the catheter body in place around the outer radius of the aortic arch, thereby stabilizing the substantially straight segment when straddled across an aortic valve). Although Keenan does not explicitly claim a percutaneously insertable impeller assembly, Keenan claims proximal and distal vessel contact zones that are configured to deploy in the aortic arch (claim 1), which implies that the impeller assembly is percutaneously insertable. Keenan does not explicitly claim that the proximal and distal vessel contact zones establish a restoring force without bending the cannula. However, Keenan claims a substantially straight segment that straddles the aortic valve (claim 1). The segment’s name and its stable position in the aorta suggest that the substantially straight segment does not bend. Keenan does not explicitly claim that the vessel contact zones and restoring force ensure that only the proximal outlet of the cannula is in the aorta while the impeller is operating in the execution of the medical procedure. However, Keenan suggests that the pump propels blood from its inlet to its outlet (claim 1, the expandable impeller assembly including an expandable impeller). In order for the catheter pump to partly or fully substitute the heart’s functions, it must traverse the aortic valve to propel blood in the same direction as a normally functioning heart. Placing only the proximal outlet in the aorta will lodge open the valve and permit blood to flow from the heart to the aorta. Regarding pending claims 22-39, Keenan claims all limitations in patented claims 1 and 3-20 as shown in table 1. Table 1: Keenan double patenting Pending claim Keenan Pending claim Keenan Pending claim Keenan 22 1 28 6 34 14 23 9 29 7 35 1, 15 24 10 30 8 36 16, 17 25 4 31 11 37 18 26 3 32 12 38 19 27 5 33 13 39 20 Regarding claim 40, Keenan does not claim that the heart condition is a cardiogenic shock condition. However, this claim describes a catheter pump and not necessarily a method of using the catheter pump Keenan claims all the same structures as the claimed catheter pump, therefore Keenan’s pump will be able to operate in the during any medical procedure, including a cardiogenic shock condition. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to: Tel 571-272-2590 Fax 571-273-2590 Email Adam.Marcetich@uspto.gov The Examiner can be reached 8am-4pm Mon-Fri. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Rebecca Eisenberg can be reached at 571-270-5879. The fax phone number for the organization where this application is assigned is 571-273-8300. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Adam Marcetich/ Primary Examiner, Art Unit 3781
Read full office action

Prosecution Timeline

Mar 15, 2024
Application Filed
Feb 06, 2026
Non-Final Rejection — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599501
Eye Disease Implant Device Capable of Lowering Eye Pressure By Easy and Safe Method
2y 5m to grant Granted Apr 14, 2026
Patent 12599756
DEVICES WITH DIMENSIONS THAT CAN BE REDUCED AND INCREASED IN VIVO
2y 5m to grant Granted Apr 14, 2026
Patent 12599744
DRAINAGE MEMBER DESIGN & ULTRASONIC WELDING METHOD FOR ATTACHMENT OF CATHETER TUBE TO DRAINAGE MEMBER
2y 5m to grant Granted Apr 14, 2026
Patent 12599513
STRETCH LAYERED SHEET, DISPOSABLE WEARING ARTICLE, AND METHOD AND DEVICE FOR MANUFACTURING STRETCH LAYERED SHEET
2y 5m to grant Granted Apr 14, 2026
Patent 12594187
GLAUCOMA SHUNTS AND RELATED METHODS OF USE
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
92%
With Interview (+19.5%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 1336 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month