Prosecution Insights
Last updated: April 19, 2026
Application No. 18/609,330

NON-DISRUPTIVE FAULT RECOVERY

Non-Final OA §103
Filed
Mar 19, 2024
Examiner
LI, ALBERT
Art Unit
2113
Tech Center
2100 — Computer Architecture & Software
Assignee
Qualcomm Incorporated
OA Round
3 (Non-Final)
87%
Grant Probability
Favorable
3-4
OA Rounds
2y 1m
To Grant
99%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
48 granted / 55 resolved
+32.3% vs TC avg
Strong +19% interview lift
Without
With
+19.3%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
14 currently pending
Career history
69
Total Applications
across all art units

Statute-Specific Performance

§101
15.4%
-24.6% vs TC avg
§103
42.8%
+2.8% vs TC avg
§102
20.4%
-19.6% vs TC avg
§112
19.7%
-20.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 55 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2, 4-6, 8-9, 13-14, 16-18, 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over US Patent No. 4377000 (“Staab”) in view of US Patent Application Publication No. 20170269984 (“Idapalapati”) and US Patent Application Publication No. 20070168716 (“Donlin”). Regarding claim 1, Staab teaches A method for system fault handling, comprising: (Col. 8, Lines 45-55: system fault recovery) receiving, from a CPU sub-system (CPUSS) of a system…, by a central processing unit (CPU) control processor (CPUCP) of the [system]…, a fault alert associated with…a first processor…of the [system], wherein the [system] comprises the first processor…and a second processor…; (Fig. 1, Col. 4, Lines 35-60, Col. 8, Lines 45-55: a system bootstrap controller (SBC), which controls CPUs, receives a deadman signal from a CPU of a system comprising multiple CPUs) without resetting the [system], initiating, by the CPUCP, based on the fault alert, a fault handling process comprising: (Fig. 2, Col. 8, Lines 45-65: in response to the deadman signal, the SBC indicates a fault recovery process without resetting the system) halting…the first processor…and the second processor… prior to performing a reset operation for at least a portion of the first processor…; (Fig. 2, Col. 8, Lines 45-65: halt the CPUs prior to reset) performing the reset operation for at least a portion of the first processor…; and (Fig. 2, Col. 8, Lines 45-65: reset the CPUs) resuming the processors that were halted in the first processor…and the second processor… after the performing of the reset operation for at least the portion of the first processor cluster and (Fig. 2, Col. 8, Lines 45-65: resume the CPUs after reset) after performing the fault handling process, performing one or more actions using…the first processor…(Fig. 2, Col. 8, Lines 45-65: after resuming from reset, the CPUs execute) Staab does not teach a system-on-chip, a CPUCP that performs power management, or a first processor cluster and a second processor cluster. Idapalapati teaches a system on chip (SoC) (Fig. 1, [0033]: SoC) a central processing unit (CPU) control processor (CPUCP) of the SoC that performs power management for the SoC (Fig. 1, [0036], [0037]: the reset controller for the SoC contains a power manager) It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to combine Idapalapati’s recovery architecture with Staab’s recovery. One of ordinary skill in the art prior to the effective filing date would have been motivated to make the combination because Idapalapati’s architecture can be applied to any computing device to allow for quicker detection and recovery of a hung CPU while preventing a system reset (Idapalapati, [0022], [0024]). Staab in view of Idapalapati does not teach a first processor cluster and a second processor cluster. Donlin teaches a first processor cluster and a second processor cluster ([0026]: clusters of CPUs) It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to combine Donlin’s architecture with Staab in view of Idapalapati’s architecture. One of ordinary skill in the art prior to the effective filing date would have been motivated to make the combination to improve performance while maintaining reliability (Donlin, [0004], [0008]). Regarding claim 2, Staab in view of Idapalapati and Donlin further teaches wherein a fault indicated in the fault alert comprises a processor hang event and (Idapalapati, [0038]: hung CPU) wherein the fault handling process further comprises masking interrupts for the first processor cluster (Donlin, [0038]: failsoft process 240 (FIG. 9). the conventional cpu-set control structure is modified 246 to remove the failed cpu (disabling interrupts, etc.) and the conventional private data area control structure for the failed cpu is modified 248 to disable interrupts and scheduling for the failed cpu.) Regarding claim 4, Staab in view of Idapalapati and Donlin further teaches wherein the fault handling process further comprises performing a cache clean for the processor in the first processor cluster. (Donlin, [0032]: a check against a transient error threshold for the cache line is performed 106. If the limit has been exceeded, the limit flag is set 108. The system then invalidates the data of the cache line) Regarding claim 5, Staab in view of Idapalapati and Donlin further teaches wherein the fault handling process does not comprise resetting a central processing unit control processor (CPUCP) of the SoC. (Staab, [0038]: the controller is not reset). Regarding claim 6, Staab in view of Idapalapati and Donlin further teaches wherein the fault handling process further comprises collecting a scan dump. (Idapalapati [0056], [0057]: collecting diagnosis information) Regarding claim 8, Staab in view of Idapalapati and Donlin further teaches wherein the fault handling process further comprises migrating run queue tasks and interrupts away from the first processor cluster. (Donlin, [0038]: The run queue tasks and clock interrupt processing for the failed cpu are redirected) Regarding claim 9, Staab in view of Idapalapati and Donlin further teaches wherein the fault handling process further comprises marking one or more cores of the first processor cluster as offline. (Donlin, [0033]: When the cpu is part of a set, the failsoft status flags for disabling this cpu and idling this cpu are set) Claim(s) 13-14, 16-18, the system(s) that implement(s) the method(s) of claim(s) 1-2, 4-6, respectively, is/are rejected on the same grounds as claim(s) 1-2, 4-6, respectively. Staab in view of Idapalapati and Donlin further teaches A processing system comprising: one or more memories comprising processor-executable instructions; and one or more processors configured to execute the processor-executable instructions and cause the processing system to: (Idapalapati, [0089]: memory storing instructions for execution by a processor to implement the methods) Claim(s) 20, the apparatus(s) that implement(s) the method(s) of claim(s) 1, respectively, is/are rejected on the same grounds as claim(s) 1, respectively. Staab in view of Idapalapati and Donlin further teaches An apparatus, comprising: means for (Idapalapati, [0089]: memory storing instructions for execution by a processor to implement the methods) Claim(s) 3, 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication No. 20210232451 (“Staab”) in view of US Patent Application Publication No. 20170269984 (“Idapalapati”), US Patent Application Publication No. 20070168716 (“Donlin”), and US Patent Application Publication No. 20040199813 (“Hillman”). Regarding claim 3, Staab in view of Idapalapati and Donlin does not further teach the remaining limitations. Hillman teaches wherein the reset operation comprises resetting and clamping one or more processor cores in the first processor cluster. ([0074]: holding the processor in reset mode) Holding the processor in reset mode corresponds to resetting and clamping. It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to combine Staab in view of Idapalapati and Donlin’s fault handling with Hillman’s fault handling. One of ordinary skill in the art prior to the effective filing date would have been motivated to make the combination to prevent resource contention with operating processors (Hillman, [0074]). Claim(s) 15, the system(s) that implement(s) the method(s) of claim(s) 3, respectively, is/are rejected on the same grounds as claim(s) 3, respectively. Claim(s) 7, 12, 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication No. 20210232451 (“Staab”) in view of US Patent Application Publication No. 20170269984 (“Idapalapati”), US Patent Application Publication No. 20070168716 (“Donlin”), and US Patent Application Publication No. 20180039552 (“Moskowiz”). Regarding claim 7, Staab in view of Idapalapati and Donlin does not further teach the remaining limitations. Moskowiz teaches wherein the fault handling process further comprises resetting power control for the first processor cluster and not for the second processor cluster. (Fig. 1, 3, [0010]: [0020]: resetting a BMC in a first processor cluster but not a second processor cluster). BMCs are a type of power management device and correspond to power control It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to combine Staab in view of Idapalapati and Donlin’s fault handling with Moskowiz’s fault handling. One of ordinary skill in the art prior to the effective filing date would have been motivated to make the combination because the determination that a service processor is working properly indicates other components of the device, e.g., general purpose processors, are also working properly, which helps distribute fault management (Moskowiz, [0009], [0016]). Regarding claim 12, Staab in view of Idapalapati, Donlin, and Moskowiz further teaches wherein the fault comprises a firmware fault, and wherein the reset operation comprises executing a firmware reset in the first processor cluster. (Moskowiz, Fig. 1, 3, [0010], [0020]: resetting a faulty BMC). In light of the specification, [0025], [0058], the broadest reasonable interpretation of a firmware fault encompasses a power and debug processor fault. BMCs are a type of power management device and correspond to power and debug processors. Claim(s) 19, the system(s) that implement(s) the method(s) of claim(s) 7, respectively, is/are rejected on the same grounds as claim(s) 7, respectively. Claim(s) 10, 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication No. 20210232451 (“Staab”) in view of US Patent Application Publication No. 20170269984 (“Idapalapati”), US Patent Application Publication No. 20070168716 (“Donlin”), and US Patent No. 4805107 (“Kieckhafer”). Regarding claim 10, Staab in view of Idapalapati and Donlin does not further teach the remaining limitations. Kieckhafer teaches wherein the fault handling process further comprises notifying an operating system (OS) scheduler for the first processor cluster that the fault handling process is being performed. (Col. 33, Lines 15-25, Col. 34, Lines 10-20, Fig. 69, Col. 69, Lines 35-55: setting a flag to notify the OS scheduler that the processor is undergoing fault handling and unavailable for scheduling) It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to combine Staab in view of Idapalapati and Donlin’s fault handling with Kieckhafer’s scheduler. One of ordinary skill in the art prior to the effective filing date would have been motivated to make the combination to enable graceful degradation and restoration for workload scheduling in response to faulty nodes (Kieckhafer, Col. 10, Lines 10-25). Regarding claim 11, Staab in view of Idapalapati, Donlin, and Kieckhafer further teaches wherein the fault handling process further comprises notifying the OS scheduler for the first processor cluster that the reset operation is complete. (Kieckhafer Fig. 69, Col. 69, Lines 45-67: after the reset in the fault handling process, set a flag to indicate to the scheduler that the processor is ready for scheduling) Response to Arguments Applicant’s arguments with respect to claim(s) 1-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALBERT LI whose telephone number is (571)272-5721. The examiner can normally be reached M-F 7:00AM-3:00PM PT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bryce Bonzo can be reached at (571)272-3655. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /A.L./Examiner, Art Unit 2113 /MARC DUNCAN/Primary Examiner, Art Unit 2113
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Prosecution Timeline

Mar 19, 2024
Application Filed
May 01, 2025
Non-Final Rejection — §103
Jul 16, 2025
Examiner Interview Summary
Jul 16, 2025
Applicant Interview (Telephonic)
Aug 05, 2025
Response Filed
Nov 05, 2025
Final Rejection — §103
Dec 29, 2025
Response after Non-Final Action
Feb 06, 2026
Request for Continued Examination
Feb 19, 2026
Response after Non-Final Action
Mar 04, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
87%
Grant Probability
99%
With Interview (+19.3%)
2y 1m
Median Time to Grant
High
PTA Risk
Based on 55 resolved cases by this examiner. Grant probability derived from career allow rate.

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