Detailed Non-Final Action
Introduction
1. For reissue applications filed before September 16, 2012, all references to 35 U.S.C. 251 and 37 CFR 1.172, 1.175, and 3.73 are to the law and rules in effect on September 15, 2012. Where specifically designated, these are “pre-AIA ” provisions.
For reissue applications filed on or after September 16, 2012, all references to 35 U.S.C. 251 and 37 CFR 1.172, 1.175, and 3.73 are to the current provisions.
2. This Office Action addresses U.S. Application No. 18/609,374 (hereinafter also referred to as ‘374 or the instant application), filed May March 19, 2024 which is a reissue application of U.S. Patent No. 8,116,459 (hereinafter also referred to as ‘459 or the original patent), issued February 14, 2012 on U.S. Non-Provisional Patent Application No. 11/384,000 (hereinafter also referred to as ‘000 or the parent application), entitled “ENHANCED METHOD FOR SIGNAL SHAPING IN MULTI-CHANNEL AUDIO RECONSTRUCTION”, filed May 18, 2006.1 The ‘000 application claims benefit to U.S. Provisional application No. 60/787,096 filed on March 28, 2006.
3. With regard to litigation involving ‘459, see Litigation Search Report of record. Also based upon the Examiner’s independent review of ‘459 itself and the prosecution history, the Examiner cannot locate any other previous reexaminations, supplemental examinations, or certificates of correction.
4. The ‘459 patent issued with claims 1-30 (hereinafter also referred to as the patent claims). A preliminary amendment filed concurrently with the application on March 19, 2024 was entered and considered. This preliminary filing cancelled claims 1-30 and added claims 31-45 of which claims 31 and 43-45 are independent, and amended the specification. A second preliminary amendment was filed February 2, 2025 in which claims 31-45 and the specification were amended. A consent and declaration were filed on June 20, 2024.
5. As of the date of this Office Action, the status of the claims is:
Claims 31-45 are pending.
Claims 31-45 are examined.
Claims 31-45 are objected to and/or rejected as set forth infra.
Notice of Pre-AIA or AIA Status
6. Because the effective filing date of claims of the instant application is before March 16, 2013, see prior paragraph 2, the Pre-AIA First Inventor to Invent (“Pre-AIA ) provisions apply thereto. See also paragraph 1, supra.
Reissue
ADS
7. The Application Data Sheet (ADS) is objected to because: on page 3, "Domestic Benefit/National Stage Information", "reissued" should be -- reissue--.
Note any corrected ADS must identify the information being changed with underlining for insertions and strike-though or brackets for text removed as required by 37 CFR 1.76(c)(2). See MPEP 2920.02 and Quick Start Guide for Corrected Web-based ADS at:
https://www.uspto.gov/sites/default/files/documents/Corected-WebADS-QSCG.pdf.
Additionally, the corrected ADS should be filed with a request for a corrected filing receipt. See MPEP 601.05(a) (II).
Preliminary Amendment
8. The amendment filed February 2, 2025 does not comply with 37 CFR 1.173 (b)(1), i.e. Specification, and (c), i.e. Status of claims and support for claim changes. Appropriate correction is required. See also MPEP § 1453(II).
Specifically, the precise point in the specification, i.e. col. and line of original patent, for the rewritten cross-reference paragraph must be identified, cf. “page 1”.
Furthermore, whenever there is an amendment to the claims pursuant to paragraph (b) of section 37 CFR 1.173, there must also be supplied, on pages separate from the pages containing the changes, the status, as of the date of the amendment, of all patent claims and of all added claims and an explanation of the support in the disclosure of the patent for the changes made to the patent claims as well as the newly added claims. For example, the newly added claims 31-45 track to claims 1-2, 4-5, 7, 10-11, 19-23 and 28-30 of the original patent claims, respectively. Independent claims 31 and 43-45 and dependent claims 32, 36-37 and 42 include changes to respective claims 1-2, 10-11, 23 and 28-30. The remainder of the dependent claims include changes due to their dependency from the amended independent claims. While providing citations to, e.g., column, line and original patent claims broadly, an explanation of how the specifics of such cited portions provide support for each such amendment/claimed combination(s) has not been provided. Merely citing columns/lines in the specification and/or original claims is insufficient to explain the changes to the claims. Any further response failing to provide an explanation of support in the disclosure of the patent for the claims will be held non-compliant and a Notice of Non-Compliance requiring a supplemental paper correctly amending the reissue application in compliance with 37 CFR 1.1739 (c) will be issued.
Declaration
9. The reissue oath/declaration filed June 20, 2024 with this application is defective (see 37 CFR 1.175 and MPEP § 1414) because of the following:
The assignee of 100% of the entire right, title and interest in the patent (who must be named as the reissue applicant) may sign the declaration if the application does not seek to enlarge the scope of the claims in the original patent, or the application for the original patent was filed under 37 CFR 1.46 by the assignee of the entire interest. See MPEP § 605.01. If the reissue applicant is a juristic entity, then the reissue declaration must be signed by an official of the applicant who has a title that carries apparent authority, or someone who makes a statement of authorization to act (e.g., an employee of the assignee who by corporate resolution of a Board of Directors has been given authority to act on behalf of the juristic entity). See MPEP § 325. A patent practitioner may only sign the reissue declaration as an official of a juristic entity applicant if the practitioner has been given authority to act as explained above and may not sign the substitute statement merely on the basis of having power of attorney in the application.
The June 20th, 2024 declaration reissue applicant/reissue assignee is the juristic entity Fraunhofer-Gesellschaft zur Foerderung der angewandten Forschung e.V. The declaration is signed by “Dr. Carsten Wallenhauer” who has a title “Team Leader Patents”. Therefore, the reissue declaration has not been signed by 1) an official of the applicant who has a title that carries apparent authority, 2) someone who has made a statement of authorization to act (e.g., an employee of the assignee who by corporate resolution of a Board of Directors has been given authority to act on behalf of the juristic entity) or 3) a patent practitioner as an official of a juristic entity applicant if the practitioner has been given authority to act.
Furthermore, the declaration includes a “STATEMENT OF STATUS AND SUPPORT OF CLAIMS PURSUANT TO 37 CFR SECTION 1.173(c)”. Such section 37 CFR 1.173 is drawn to “Reissue specification, drawings, and amendments”, not the declaration. Any statement of error under 35 U.S.C. 251 being relied upon as a basis for the reissue under 37 CFR 1.175(a) should be clearly identified by/in the oath or declaration.
10. Claims 31-45 are rejected as being based upon a defective reissue declaration under 35 U.S.C. 251 as set forth above. See 37 CFR 1.175.
The nature of the defect(s) in the declaration is set forth in the discussion above in this Office action.
Consent
11. This application is objected to under 37 CFR 1.172(a) as the assignee has not established its ownership interest in the patent for which reissue is being requested. An assignee must establish its ownership interest in order to support the consent to a reissue application required by 37 CFR 1.172(a). The submission establishing the ownership interest of the assignee is informal. There is no indication of record that the party who signed the submission is an appropriate party to sign on behalf of the assignee. See 37 CFR 3.73.2
A proper submission establishing ownership interest in the patent, pursuant to 37 CFR 1.172(a), is required in response to this action.
35 U.S.C. 251
12. Claims 31-45 are rejected under 35 U.S.C. 251 as being based upon new matter added to the patent for which reissue is sought. The added material which is not supported by the prior patent is as follows:
See discussion in paragraph 16 below.
Drawings
13. The drawings are objected to because: in Fig. 1, the numeral 10 should denote the original signal (see 7:21-22). In Fig. 3, the numeral 69 should denote the direct signal modifier (see 10:46) and the numeral 68 should denote the downmix signal (see 10:48).
The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the parameter representation including information on a temporal structure of an original channel and a channel level difference parameter or an inter-channel coherence parameter as claimed in claims 31-45 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered.3
Corrected drawing sheets in compliance with 37 CFR 1.173 and 1.84 are required in reply to the Office action to avoid abandonment of the application. If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance.
Specification
14. The disclosure is objected to because of the following informalities: The cross-reference to related applications section, first paragraph, filed February 2, 2025 describes numerous other reissue applications as “continuation reissues of Patent No. 8,116,459”. However, since the ‘459 patent is not a reissue application, none of those reissue applications are continuation reissues.
In col. 1, line 43, “ILD” should be --ICLD--. In col. 5, line 48, “One” should be --On--. In col. 9, line 31, after “modifier”, --34-- should be inserted. In col. 9, lines 41-42, “receives as well the direct signal component 42” should be --receives the direct signal component 42 as well--. In col. 15, lines 54-55, “is having” should be --has--. In col. 16, line 5, before “in”, --and-- should be inserted.
The independent claims 31 and 43-45 now include “a parameter representation” which not only includes information on a temporal structure of the original channel but also “a channel level difference parameter or an inter-channel coherence parameter”. The claims also set forth that a direct signal component and a diffuse signal component for a reconstructed output channel are generated by a generator device, based on a downmix channel and the channel level difference parameter or the inter-channel coherence parameter, i.e. of the “parametric representation” as now claimed. The claims further claim only the direct signal being modified by the direct signal modifier using the information on the temporal structure of an original channel included in the parameter representation to obtain a modified direct signal component. The channel level difference parameter4, i.e. also known as ICLD, or inter-channel coherence parameter, i.e. also known as ICC, are described as spatial parameters.
The specification, however, e.g., shows in Fig. 1 (“PRIOR ART), “side info processing” as ICLD, ICTD, and ICC. See also 7:22-25 (“side information 14 indicating the spatial distribution of the various channels of the original multi-channel signals with respect to one another”) and 7:39-41 (“Sample parameters describing the spatial distribution of the original channels are, as for example indicated in FIG. 1, the previously introduced parameters ICLD and ICC.”). In Fig. 2, it shows “a parameter representation” 40 labelled “parameters having information on temporal structure” connected to both a generator 32 (which itself is labelled “generator e.g. only using the downmix channel or using additional parametric information” (emphasis added)) and direct signal modifier 34. See also 9:30-48 (“FIG. 2 shows … a downmix channel 38 downmixed from a plurality of original channels and a parameter representation 40 including information on a temporal structure of an original channel… The direct signal modifier 34 receives as well [sic] the direct signal component 42 as the diffuse signal component 44 and in addition the parameter representation 40 having the information on a temporal structure of the original channel. According to the present invention, the direct signal modifier modifies only the direct signal component 42 using the parameter representation.” (emphasis added)). In Figure 3, a spatial side information 70 is shown connected to a generator 62 and envelope side information 72 is shown connected to a direct signal modifier. See also 10: 25-45 (“As will be discussed in more detail in the description of FIG. 3, … For reshaping, parametric broad band envelope side information contained in the bit stream of the parameter representation is used. This side information consists, according to one embodiment of the present invention, of ratios (envRatio) relating the transmitted downmix signal's envelope to the original input channel signal's envelope. In the decoder, gain factors are derived from these ratios to be applied to the direct signal on each time slot in a frame of a given output channel. The diffuse sound portion of each channel is not altered according to the inventive concept….The multi-channel reconstructor 60 comprises a generator 62 for generating a direct signal component 64 and a diffuse signal component 66 using a downmix channel 68 derived by downmixing a plurality of original channels and a parameter representation 70 having information on spatial properties of original channels of the multi-channel signal, as used within MPEG coding.” (emphasis added)). In Figures 5 and 6, “parameters” are shown connected to both a generator/generator step and direct signal modifier/scaling step. See also 15:48-62 (“FIG. 5 shows an example of an inventive multi-channel audio decoder 100, receiving a downmix channel 102 derived by downmixing a plurality of channels of one original multi-channel signal and a parameter representation 104 including information on a temporal structure of the original channels (left front, right front, left rear and right rear) of the original multi-channel signal. (emphasis added)), and 16:1-18 (“FIG. 6 shows … In a generation step 110, a direct signal component and a diffuse signal component is derived from the downmix channel [sic] in [sic] a modification step 112 the direct signal component is modified using parameters of the parameter representation having information on a temporal structure of an original channel….” (emphasis added)). With regard to the terminology “additional parametric information”, see also original patent claims 8-9.
Accordingly, at the very least, see also paragraph 10 above and 16 below, the claim terminology “parameter representation” as used in the claims is not clearly/consistently described, e.g. the terminology is used to both to describe only temporal information for application only to the direct signal by a direct signal modifier and to describe only information on spatial properties of original channels of the multi-channel signal applied to both direct and diffuse signals by the generator. This lack of clarity/inconsistency is exacerbated by the use of multiplicity of other terms, e.g. “side information”, “parametric information”, “parameters”, “additional parametric information” relative to such spatial and temporal parameters. A clear consistent description of the “parametric representation” should be set forth, i.e., how many parametric representations are there? what does/do it/they include? how is/are it/they implemented? how do multiplicity of other terms, e.g. “side information”, “parametric information”, “parameters”, “additional parametric information” relate thereto?
Appropriate correction is required.
Claim Objections
15. Claims 31-45 are objected to because of the following informalities: in claim 31, lines 4 and 8, “channel level” should be --inter-channel level--. This also applies to similar terminology in claims 43-44. Appropriate correction is required.
Claim Interpretation
The following is a quotation of 35 U.S.C. 112(f):
(f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.
The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph:
An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.
The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. See MPEP 2111. It is further noted it is improper to import claim limitations from the specification, i.e., a particular embodiment appearing in the written description may not be read into a claim when the claim language is broader than the embodiment. See MPEP §2111.01(11). Therefore, unless Applicant for patent has provided a lexicographic definition for the term, see MPEP §211l.0l(IV), or 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked, Examiners will interpret the limitations of the pending and examined claims using the broadest reasonable interpretation.
When the claimed feature is written as a means-plus-function or a step-plus-function. See 35 U.S.C. §112(6th ¶) and MPEP §2181-2183. As noted in MPEP §2181, a three prong test is used to determine the scope of a means-plus-function or step-plus-function limitation in a claim:
The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked.
As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph:
(A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function;
(B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and
(C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function.
Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function.
Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function.
Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action.
Claim Rejections - 35 USC § 112
The following is a quotation of the first paragraph of 35 U.S.C. 112(a):
(a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention.
The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112:
The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention.
The following is a quotation of 35 U.S.C. 112(b):
(b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.
The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph:
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
16. Claims 31-45 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention.
As discussed above with regard to the specification and the amendments under 1/173(c), the independent claims 31 and 43-45 now include “a parameter representation which not only includes information on a temporal structure of the original channel but also “a channel level difference parameter or an inter-channel coherence parameter”. The claims also set forth that a direct signal component and a diffuse signal component for the reconstructed output channel are generated by a generator device, based on the downmix channel and the channel level difference parameter or the inter-channel coherence parameter, i.e. of the parametric representation as now claimed. The claims further claim only modifying the direct signal by a direct signal modifier using the information on the temporal structure of an original channel included in the parameter representation to obtain a modified direct signal component. As described above5, the channel level difference parameter is also known as ICLD and the inter-channel coherence parameter is also known as ICC.
The support for such amendment was identified as “”USPN 8,116,459: Claim 1, col. 5, lines 56-67”. This portion of the specification is part of a paragraph under the title of “SUMMARY OF THE INVENTION” which begins:
According to one embodiment of the present invention, envelope scaling parameters are derived using a representation of the direct and the diffuse signal with a whitened spectrum, i.e., where different spectral parts of the signal have almost identical energies. The advantages of using whitened spectra are twofold. One [sic] the one hand, using a whitened spectrum as a basis for the calculation of a scaling factor used to scale the direct signal allows for the transmission of only one parameter per time slot including information on the temporal structure. As it is usual in multi-channel audio coding that signals are processed within numerous frequency bands, this feature helps to decrease the number of additionally needed side information and hence the bit rate increase for the transmission of the additional parameter.
(Emphasis added.)
Then the paragraph continues with the cited portions relied on for support:
Typically, other parameters such as ICLD and ICC are transmitted once per time frame and parameter band. As the number of parameter bands may be higher than 20, it is a major advantage having to transmit only one single parameter per channel. Generally, in multi-channel coding, signals are processed in a frame structure, i.e., in entities having several sampling values, for example 1024 per frame. Furthermore, as already mentioned, the signals are split into several spectral portions before being processed, such that finally typically one ICC and ICLD parameter is transmitted per frame and spectral portion of the signal.
(Emphasis added.)
Thus, the paragraph describes an embodiment in which use of a whitened spectrum as a basis for the calculation of a scaling factor used to scale the direct signal allows for the transmission of only one parameter per time slot including information on the temporal structure and that such helps to decrease the amount of needed side information. As an initial matter, the independent claims are not directed to the discussed embodiment requiring envelope scaling parameters being derived using a representation of the direct and the diffuse signal with a whitened spectrum resulting in the transmission of only one parameter per time slot including information on the temporal structure.6 The ensuing portion of the paragraph relied upon seems to be a discussion of such transmission of only a single parameter for such embodiment’s scaling factor as compared to the transmission of spatial parameters (ICLD and ICC) generally in multichannel coding. The discussion/paragraph does not discuss combining the single parameter for such embodiment’s whitened spectrum based scaling factor being combined with the spatial parameters (ICLD and ICC) let alone information on a temporal structure of the original channel with a channel level difference parameter (ICLD) or an inter-channel coherence parameter (ICC) as claimed. Dependent claims 32-41 lack support for the same reasons. With regard to claims 32, 36-37 and 42, see the discussion of paragraph 8 above with regard to the discussion off CFR 1.173(c).
17. Claims 31-45 are rejected under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, as based on a disclosure which is not enabling. The disclosure does not enable one of ordinary skill in the art to practice the invention without the employment of an envelope shaping process employing an envelope extraction operation on different signals prior to the modification of the direct signal component of claims 31 and 43-45 (via the direct signal modifier in claims 31 and 44) which is critical or essential to the practice of the invention but not included in the claim(s). See In re Mayhew, 527 F.2d 1229, 188 USPQ 356 (CCPA 1976).
See 11:33-38 (“The envelope shaping process employs an envelope extraction operation on different signals. The envelopes extraction process taking place within direct signal modifier 69 is described in further detail in the following paragraphs as this is a mandatory step before application of the inventive modification to the direct signal component.) (emphasis added) and, e.g., claim 31, lines 9-13, claim 43, lines 9-11, claim 44, line 6, claim 45, line 2. Note also 10:25-45 set forth in paragraph 14 above.
18. Claims 31-45 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention.
Claim 31 recites the limitation "the downmix channel” in line 7. There is insufficient antecedent basis for this limitation in the claim. Note line 2 of claim 1 sets forth “at least one downmix channel”. This also applies to the same terminology in claim 32, 36-37 and 43-45. Claims 33-34 recites the limitation "information on the temporal structure of the original channel”. Is this information and “information on the temporal structure of an original channel in the parameter representation” of claim 31 one and the same? This also applies to similar language in claims 37-38. Claim 42 recites the limitation "the energy or amplitude for a finite length of time interval of the original channel” in lines 3-4 and “the energy or amplitude for the finite length of time interval of the original channel” in line 4. There is insufficient antecedent bases for these limitations. In regard to claim 45, is the computer in this claim and the “hardware apparatus” in claim 43 one and the same?
Double Patenting
The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969).
A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b).
The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13.
The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer.
19. Claims 31-42 and 44 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 31-43 of each of copending Application Nos. 18/609,425 and 18/609,493 (reference applications), over 31-44 of copending Application No. 18/609,565 (reference application), over 31-48 and 50 of copending Application No. 18/609,647 (reference application), and over claims 31-42 and 44 of copending Application No. 18/609,669.
Claims 43 and 45 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 31-32 of each of copending Application Nos. 18/609,446, 18/609,530 and 18/609,598 (reference applications), over claims 49 and 51 of copending Application No. 18/609,647 and over claims 43 and 45 of copending Application No. 18/609,669 .
Although the claims at issue are not identical, they are not patentably distinct from each other because the claims in the instant application differ from those in the reference applications in that those reference applications recite additional limitations not claimed in this application See, e.g., the STATEMENT OF STATUS AND SUPPORT OF CLAIMS PURSUANT TO 37 CFR SECTION 1.173(c) in each one of the reference applications relative to such statement in this application. In other words, the claims in the instant application are broader with regard to such additional limitations in the reference applications. See 214 U.S.P.Q. 761, In re Van Ornum and Stanz. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented.
Allowable Subject Matter
19. The subject matter recited by claims 31-45 distinguishes over the art.
Conclusion
Prior Art
The prior art made of record and not relied upon is considered pertinent to applicant’s disclosure.
Amendments
Applicant is notified that any subsequent amendment to the specification and/or claims must comply with 37 CFR 1.173(b). In addition, for reissue applications filed before September 16, 2012, when any substantive amendment is filed in the reissue application, which amendment otherwise places the reissue application in condition for allowance, a supplemental oath/declaration will be required. See MPEP § 1414.01.
Prior or Concurrent Proceedings
Applicant is reminded of the continuing obligation under 37 CFR 1.178(b), to timely apprise the Office of any prior or concurrent proceed-ing in which Patent No. 8,116,459 is or was involved. These proceedings would include interferences, reissues, reexaminations, and litigation.
Applicant is further reminded of the continuing obligation under 37 CFR 1.56, to timely appraise the Office of any information which is mate-rial to patentability of the claims under consideration in this reissue appli-cation.
These obligations rest with each individual associated with the filing and prosecution of this application for reissue. See also MPEP §§ 1404, 1442.01 and 1442.04.
Inquiries:
Any inquiry concerning this communication or earlier communications from the examiner should be directed to Karin M Reichle whose telephone number is (571)272-4936. The examiner can normally be reached on 6:00-6:00 M-Th.
If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hetul Patel can be reached on 571-272-4184. The fax phone number for the organization where this application or proceeding is assigned is 571-273-9900.
All correspondence relating to this proceeding may be submitted via:
Electronically: Registered users may submit via Patent Center
https://patentcenter.uspto.gov/.
By Mail to: Commissioner for Patents
United States Patent & Trademark Office
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Alexandria, VA 22313-1450
By FAX to: (571) 273-8300
Central Reexamination Unit
By hand: United States Patent and Trademark Office
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For Patent Center transmissions, 37 CFR 1.8(a)(1)(i)(C) and (ii) states that correspondence (except for a request for reexamination and a corrected or replacement request for reexamination) will be considered timely filed if (a) it is transmitted via the Office's electronic filing system in accordance with 37 CFR 1.6(a)(4) , and (b) includes a certificate of transmission for each piece of correspondence stating the date of transmission, which is prior to the expiration of the set period of time in the Office action.
/Karin Reichle/Primary Examiner, Art Unit 3992
Conferees:
/Cameron Saadat/Primary Examiner, Art Unit 3992
/ALEXANDER J KOSOWSKI/Supervisory Patent Examiner, Art Unit 3992
1 The term of the patent was extended or adjusted by 1274 days.
2 Note paragraph 9 above.
3 Note, however, the discussion in paragraphs 8 and 12 above and paragraphs 16-17 below.
4 It is unclear whether this refers to an inter-channel level difference parameter or not. For the purposes of discussion, it will be treated as such.
5 See footnote 4.
6 See also the next paragraph 17.