Prosecution Insights
Last updated: April 19, 2026
Application No. 18/609,421

PHR Reporting for Multi-Beam PUSCH Transmissions

Non-Final OA §102
Filed
Mar 19, 2024
Examiner
GONZALES, APRIL GUZMAN
Art Unit
2648
Tech Center
2600 — Communications
Assignee
Apple Inc.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
91%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
718 granted / 844 resolved
+23.1% vs TC avg
Moderate +6% lift
Without
With
+6.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
26 currently pending
Career history
870
Total Applications
across all art units

Statute-Specific Performance

§101
3.0%
-37.0% vs TC avg
§103
50.0%
+10.0% vs TC avg
§102
34.7%
-5.3% vs TC avg
§112
6.4%
-33.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 844 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Preliminary Amendment The present Office Action is based upon the original patent application filed on 03/19/2024 as modified by the preliminary amendment filed on 04/03/2024. Claims 1-35 have been canceled. Claims 36-55 have been added. Claims 36-55 are now pending in the present application. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 36-40, 42-48, and 50-55 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Akkarakaran et al. (US 2018/0368081 herein Akkarakaran). Regarding claim 36, Akkarakaran teaches an apparatus comprising processing circuitry (read as UE 120 may include processor components, and/or the like) (Akkarakaran – [0047]) configured to: process, based on signals received from a network (read as network 100) (Akkarakaran – Figure 1, [0041]), a physical uplink shared channel (PUSCH) configuration (read as uplink data channel such as physical uplink shared channel PUSCH) (Akkarakaran – [0085]) including a plurality of beams over which PUSCH repetitions should be transmitted, wherein the PUSCH configuration schedules transmission of the PUSCH repetitions over the plurality of beams (read as the plurality of signals are transmitted on different beams and the UE 505 may use a maximum transmit power corresponding to a particular signal such as an uplink control signal; UE 505 may fill up the packet with PHR reports for multiple slots, beams, waveforms, or any combination thereof; PHR transmission may be dynamically triggered by the base station 510 wherein the trigger could be in DCI scheduling for an uplink data channel such as PUSCH and/or the like) (Akkarakaran – [0090] and [0102]); determine a first power headroom report (PHR) based on a first power control parameter set corresponding to a first one or more PUSCH repetitions (read as UE 505 may transmit a power headroom report (PHR) that indicates a power headroom value determined based at least in part on the maximum transmit power; UE 505 may transmit the PHR on an uplink control channel and may transmit the PHR as part of uplink control information that is included on an uplink data channel; first report may correspond to a first beam) (Akkarakaran – [0091], [0098]); and determine a second PHR based on a second power control parameter set corresponding to a second one or more PUSCH repetitions (read as UE 505 may transmit PHRs corresponding to all of the different configured beams; the PHR may be associated with multiple repetitions of the uplink transmission; UE 505 may report using a PHR, a plurality of reports such as plurality of PHRs corresponding to a plurality of beams; a second report may correspond to a second beam) (Akkarakaran – [0094], [0095], and [0098]). Regarding claim 37 as applied to claim 36, Akkarakaran further teaches wherein the first PHR and second PHR are actual PHRs based on actual PUSCH transmissions (read as one or more signals may include an uplink data channel signal such as physical uplink shared channel (PUSCH) signal; UE 505 may transmit a power headroom report (PHR) that indicates a power headroom value determined based at least in part on the maximum transmit power) (Akkarakaran – [0085], and [0091]). Regarding claim 38 as applied to claim 36, Akkarakaran further teaches wherein the first PHR is an actual PHR based on actual PUSCH transmissions and the second PHR is a virtual PHR based on configured PUSCH transmissions (read as UE 505 may transmit PHRs corresponding to all of the different configured beams; the reference beam, such as a configuration for the reference beam, may be signaled to the UE 505) (Akkarakaran – [0094]). Regarding claim 39 as applied to claim 36, Akkarakaran further teaches wherein the apparatus is further configured to: generate, for transmission to the network, a message comprising the first PHR and the second PHR (read as the reference beam, such as a configuration for the reference beam, may be signaled to the UE 505 in a RRC message, in a MAC control element, in downlink control information, and/or the like) (Akkarakaran – [0094]). Regarding claim 40 as applied to claim 39, Akkarakaran further teaches wherein the message comprises a Medium Access Control Control Element (MAC-CE) (read as PHR transmission may be triggered aperiodically by padding conditions; the trigger could be in DCI scheduling for an uplink data channel (PUSCH), in DCI scheduling a downlink data channel (PDSCH) and a corresponding ACK on an uplink control channel PUCCH, in the MAC-CE of the scheduled downlink data channel (PDSCH), and/or the like) (Akkarakaran – [0102]). Regarding claim 42 as applied to claim 40, Akkarakaran further teaches wherein the first PHR is reported as a differential between a value of a baseline PHR and a value the first PHR and the second PHR is reported as a differential between the value of the baseline PHR and a value the second PHR (read as power headroom value may be calculated as a difference between a maximum transmit power and a transmit power that would have been used without power constraints, which may be an unconstrained transmit power for a single signal or a sum of unconstrained transmit powers for multiple signals, such as higher priority signals) (Akkarakaran – [0087]). Regarding claim 43 as applied to claim 36, Akkarakaran further teaches wherein the PUSCH configuration comprises a single downlink control information (DCI) transmission that schedules transmission of the PUSCH repetitions over the plurality of beams (read as PHR transmission may be triggered aperiodically by padding conditions; the trigger could be in DCI scheduling for an uplink data channel (PUSCH), in DCI scheduling a downlink data channel (PDSCH) and a corresponding ACK on an uplink control channel PUCCH, in the MAC-CE of the scheduled downlink data channel (PDSCH), and/or the like) (Akkarakaran – [0102]). Regarding claim 44, Akkarakaran teaches a user equipment (UE) (read as UE 120 may include processor components, and/or the like) (Akkarakaran – [0047]), comprising: a transceiver (read as transceiver function) (Akkarkaran – [0038] configured to communicate with a network (read as connectivity for or to a network such as a wide area network or a cellular network; network 100) (Akkarkaran - [0039], [0041]); and a processor communicatively coupled to the transceiver (read as UE 120 may be included housing 120; that houses components of UE 120, such as processor components, and/or the like; controller/processor 240 and 280) (Akkarkaran – Figure 2, [0047], [0057]-[0058]) and configured to: process, based on signals received from a network (read as network 100) (Akkarakaran – Figure 1, [0041]), a physical uplink shared channel (PUSCH) configuration (read as uplink data channel such as physical uplink shared channel PUSCH) (Akkarakaran – [0085]) including a plurality of beams over which PUSCH repetitions should be transmitted, wherein the PUSCH configuration schedules transmission of the PUSCH repetitions over the plurality of beams (read as the plurality of signals are transmitted on different beams and the UE 505 may use a maximum transmit power corresponding to a particular signal such as an uplink control signal; UE 505 may fill up the packet with PHR reports for multiple slots, beams, waveforms, or any combination thereof; PHR transmission may be dynamically triggered by the base station 510 wherein the trigger could be in DCI scheduling for an uplink data channel such as PUSCH and/or the like) (Akkarakaran – [0090] and [0102]); determine a first power headroom report (PHR) based on a first power control parameter set corresponding to a first one or more PUSCH repetitions (read as UE 505 may transmit a power headroom report (PHR) that indicates a power headroom value determined based at least in part on the maximum transmit power; UE 505 may transmit the PHR on an uplink control channel and may transmit the PHR as part of uplink control information that is included on an uplink data channel; first report may correspond to a first beam) (Akkarakaran – [0091], [0098]); and determine a second PHR based on a second power control parameter set corresponding to a second one or more PUSCH repetitions (read as UE 505 may transmit PHRs corresponding to all of the different configured beams; the PHR may be associated with multiple repetitions of the uplink transmission; UE 505 may report using a PHR, a plurality of reports such as plurality of PHRs corresponding to a plurality of beams; a second report may correspond to a second beam) (Akkarakaran – [0094], [0095], and [0098]). Regarding claim 45 as applied to claim 44, Akkarakaran further teaches wherein the first PHR and second PHR are actual PHRs based on actual PUSCH transmissions (read as one or more signals may include an uplink data channel signal such as physical uplink shared channel (PUSCH) signal; UE 505 may transmit a power headroom report (PHR) that indicates a power headroom value determined based at least in part on the maximum transmit power) (Akkarakaran – [0085], and [0091]). Regarding claim 46 as applied to claim 44, Akkarakaran further teaches wherein the first PHR is an actual PHR based on actual PUSCH transmissions and the second PHR is a virtual PHR based on configured PUSCH transmissions (read as UE 505 may transmit PHRs corresponding to all of the different configured beams; the reference beam, such as a configuration for the reference beam, may be signaled to the UE 505) (Akkarakaran – [0094]). Regarding claim 47 as applied to claim 44, Akkarakaran further teaches wherein the processor is further configured to: generate, for transmission to the network, a message comprising the first PHR and the second PHR (read as the reference beam, such as a configuration for the reference beam, may be signaled to the UE 505 in a RRC message, in a MAC control element, in downlink control information, and/or the like) (Akkarakaran – [0094]). Regarding claim 48 as applied to claim 47, Akkarakaran further teaches wherein the message comprises a Medium Access Control Control Element (MAC-CE) (read as PHR transmission may be triggered aperiodically by padding conditions; the trigger could be in DCI scheduling for an uplink data channel (PUSCH), in DCI scheduling a downlink data channel (PDSCH) and a corresponding ACK on an uplink control channel PUCCH, in the MAC-CE of the scheduled downlink data channel (PDSCH), and/or the like) (Akkarakaran – [0102]). Regarding claim 50 as applied to claim 48, Akkarakaran further teaches wherein the first PHR is reported as a differential between a value of a baseline PHR and a value the first PHR and the second PHR is reported as a differential between the value of the baseline PHR and a value the second PHR (read as power headroom value may be calculated as a difference between a maximum transmit power and a transmit power that would have been used without power constraints, which may be an unconstrained transmit power for a single signal or a sum of unconstrained transmit powers for multiple signals, such as higher priority signals) (Akkarakaran – [0087]). Regarding claim 51 as applied to claim 44, Akkarakaran further teaches wherein the PUSCH configuration comprises a single downlink control information (DCI) transmission that schedules transmission of the PUSCH repetitions over the plurality of beams (read as PHR transmission may be triggered aperiodically by padding conditions; the trigger could be in DCI scheduling for an uplink data channel (PUSCH), in DCI scheduling a downlink data channel (PDSCH) and a corresponding ACK on an uplink control channel PUCCH, in the MAC-CE of the scheduled downlink data channel (PDSCH), and/or the like) (Akkarakaran – [0102]). Regarding claim 52, Akkarakaran teaches a method, comprising: receiving a physical uplink shared channel (PUSCH) configuration (read as uplink data channel such as physical uplink shared channel PUSCH) (Akkarakaran – [0085]) including a plurality of beams over which PUSCH repetitions should be transmitted, wherein the PUSCH configuration schedules transmission of the PUSCH repetitions over the plurality of beams (read as the plurality of signals are transmitted on different beams and the UE 505 may use a maximum transmit power corresponding to a particular signal such as an uplink control signal; UE 505 may fill up the packet with PHR reports for multiple slots, beams, waveforms, or any combination thereof; PHR transmission may be dynamically triggered by the base station 510 wherein the trigger could be in DCI scheduling for an uplink data channel such as PUSCH and/or the like) (Akkarakaran – [0090] and [0102]); determining a first power headroom report (PHR) based on a first power control parameter set corresponding to a first one or more PUSCH repetitions (read as UE 505 may transmit a power headroom report (PHR) that indicates a power headroom value determined based at least in part on the maximum transmit power; UE 505 may transmit the PHR on an uplink control channel and may transmit the PHR as part of uplink control information that is included on an uplink data channel; first report may correspond to a first beam) (Akkarakaran – [0091], [0098]); and determining a second PHR based on a second power control parameter set corresponding to a second one or more PUSCH repetitions (read as UE 505 may transmit PHRs corresponding to all of the different configured beams; the PHR may be associated with multiple repetitions of the uplink transmission; UE 505 may report using a PHR, a plurality of reports such as plurality of PHRs corresponding to a plurality of beams; a second report may correspond to a second beam) (Akkarakaran – [0094], [0095], and [0098]). Regarding claim 53 as applied to claim 52, Akkarakaran further teaches wherein the first PHR and second PHR are actual PHRs based on actual PUSCH transmissions (read as one or more signals may include an uplink data channel signal such as physical uplink shared channel (PUSCH) signal; UE 505 may transmit a power headroom report (PHR) that indicates a power headroom value determined based at least in part on the maximum transmit power) (Akkarakaran – [0085], and [0091]). Regarding claim 54 as applied to claim 52, Akkarakaran further teaches wherein the first PHR is an actual PHR based on actual PUSCH transmissions and the second PHR is a virtual PHR based on configured PUSCH transmissions (read as UE 505 may transmit PHRs corresponding to all of the different configured beams; the reference beam, such as a configuration for the reference beam, may be signaled to the UE 505) (Akkarakaran – [0094]). Regarding claim 55 as applied to claim 52, Akkarakaran further teaches further comprising: transmitting, to the network, a message comprising the first PHR and the second PHR, wherein the message comprises a Medium Access Control Control Element (MAC-CE) (read as PHR transmission may be triggered aperiodically by padding conditions; the trigger could be in DCI scheduling for an uplink data channel (PUSCH), in DCI scheduling a downlink data channel (PDSCH) and a corresponding ACK on an uplink control channel PUCCH, in the MAC-CE of the scheduled downlink data channel (PDSCH), and/or the like) (Akkarakaran – [0102]). Allowable Subject Matter Claims 41 and 49 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to APRIL GUZMAN GONZALES whose telephone number is (571)270-1101. The examiner can normally be reached Monday - Friday 8:00 am to 4:00 pm EST. The examiner’s email address is April.guzman@uspto.gov. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Wesley L. Kim can be reached at (571) 272-7867. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /APRIL G GONZALES/ Primary Examiner, Art Unit 2648
Read full office action

Prosecution Timeline

Mar 19, 2024
Application Filed
Feb 20, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12587817
BLUETOOTH CONNECTION METHOD AND APPARATUS, WEARABLE DEVICE, AND COMPUTER-READABLE STORAGE MEDIUM
2y 5m to grant Granted Mar 24, 2026
Patent 12587886
NETWORK DRIVE TESTING BASED ON POPULATION DISTRIBUTION
2y 5m to grant Granted Mar 24, 2026
Patent 12555896
TRANSPARENT ANTENNA AND COMMUNICATION SYSTEM
2y 5m to grant Granted Feb 17, 2026
Patent 12556292
TRACKING EXTRA-VEHICULAR TECHNICIAN PROGRESS IN A NETWORK MONITORING SYSTEM
2y 5m to grant Granted Feb 17, 2026
Patent 12538137
ACTIVE ANTENNA SYSTEM
2y 5m to grant Granted Jan 27, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
91%
With Interview (+6.0%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 844 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month