Prosecution Insights
Last updated: July 17, 2026
Application No. 18/610,698

COMMUNICATING WITH AND CONTROLLING LOAD CONTROL SYSTEMS

Non-Final OA §103§112
Filed
Mar 20, 2024
Priority
May 20, 2019 — provisional 62/850,131 +4 more
Examiner
TANINGCO, ALEXANDER H
Art Unit
2844
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Lutron Technology Company LLC
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
4m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
308 granted / 416 resolved
+6.0% vs TC avg
Minimal -2% lift
Without
With
+-1.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
6 currently pending
Career history
431
Total Applications
across all art units

Statute-Specific Performance

§101
5.0%
-35.0% vs TC avg
§103
78.8%
+38.8% vs TC avg
§102
9.3%
-30.7% vs TC avg
§112
4.3%
-35.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 416 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 11/24/2025 has been entered. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1, 10, 17, and 26 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claims 1, 10, 17, and 26, the invention now requires “zone is capable of being controlled”. Consequently, the claimed invention is not supported by the specification as originally filed. This is a new matter rejection. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 32-35 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 32-35 recites the phrase “the stored lighting intensity”. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5, 7, 8, 10-13, 15, 17-21, 23, and 26-30 are rejected under 35 U.S.C. 103 as being unpatentable over Zolotykh et al. US20190034043 in view of Poloman et al. US20210235567. With respect to independent claims 1, 17, and 26, Zolotykh et al. discloses a method comprising [Fig. 2]: defining a scene for at least two zones in an area of a building 30, wherein each zone of the at least two zones comprises at least one lighting control device configured to control a corresponding at least one lighting load in the area of the building [paragraphs 36 and 38]; displaying a color interface for each zone of the at least two zones for being controlled in the scene on a graphical user interface 25 [paragraph 26], wherein the graphical user interface comprises a first control interface comprising a first palette for respective first zone 30 of the at least two zones [paragraphs 36-38 and Fig. 5], wherein the first palette identifies a color setting for controlling the at lest one lighting load for the respective first zone for which the first palette is being displayed, wherein the first palette is configured to display different color control configurations in response to an actuation from a user, wherein the different color control configurations comprise a first color control configuration of colors at different color temperatures 10c at which the at least one lighting load of the respective first zone is being controlled [paragraphs 30 and 34-36] and a second color control configuration 15a comprising a full color gamut of colors at which the at least one lighting load of the respective first zone is being controlled [paragraphs 25-27 and 42], wherein the graphical user interface 25 comprises a second control interface comprising a second palette for a respective second zone 31, 30 of the at least two zones [paragraphs 36-38], wherein the second palette identifies a color setting for controlling the at least one lighting load for the respective second zone for which the second palette is being displayed, wherein the second palette comprises colors at different color temperatures at which the at least one lighting load of the respective second zone is being controlled [paragraphs 30 and 34-36] or a full color gamut of colors at which the at least one lighting load of the respective second zone is capable of being controlled [paragraphs 25-27 and 42]; receiving, via the graphical user interface, a selection of the color setting on the first palette for controlling the at least one lighting load for the respective first zone for which the first palette is displayed paragraphs 25-27 and 42]; receiving, via the graphical user interface, a selection of the color setting on the second palette for controlling the at least one lighting load for the respective second zone for which the second palette is displayed [paragraphs 25-27 and 42]; storing the respective selected color setting for each respective zone of the at least two zones as a configuration for the scene [paragraph 75+]; and sending the configuration for the scene to at least one device for enabling control of each zone of the at least two zones in response to a triggering event configured to trigger the control for the scene [paragraph 68]. Zolotykh et al. fails to explicitly teach capable of being controlled. Poloman et al. teaches user controls different types of lighting devices with different capabilities (i.e. capable of being controlled) [paragraphs 6-7]. It would have been obvious to one of ordinary skill in the art to incorporate the features of Poloman et al. into the method/device of Zolotykh et al. to achieve a desired lighting scene/effect thus improving the overall output as taught by Zolotykh et al. [paragraph 6]. With respect to claims 2, 18, and 27, Zolotykh et al., as modified above, discloses wherein the control interface for each zone of the at least two zones is displayed based on the functionality of the at least one lighting control device comprised in the respective zone [paragraphs 17 and 24]. With respect to claims 3, 19, and 28, Zolotykh et al., as modified above, discloses wherein the first palette is configured to display colors at different color temperatures 10c, and wherein the second palette is configured to display a full color gamut of colors 15a [paragraph 16]. With respect to claims 4 and 20, Zolotykh et al., as modified above, discloses wherein the graphical user interface comprises a master color control configured to collectively control a color for each zone 31, 30 of the at least two zones [Fig. 2 and paragraphs 36-37]. With respect to claims 5, Zolotykh et al., as modified above, discloses wherein the graphical user interface comprises a master intensity control configured to collectively control a lighting intensity 10b for each zone of the at least two zones [paragraphs 36-37]. With respect to claims 7 and 23, Zolotykh et al., as modified above, discloses comprising: storing a respective lighting intensity for each respective zone of the at least two zones in a configuration for the scene [paragraph 75]; receiving an indication to provide real-time feedback at the at least one at least one lighting control device comprised in each of the at least two zones [paragraph 3]; and controlling the at least one at least one lighting control device comprised in each of the at least two zones according to the lighting intensity and the selected color settings for the scene in real time [paragraphs 3 and 16]. With respect to claims 8, 21, and 30, Zolotykh et al., as modified above, discloses comprising receiving the triggering event to trigger the scene [paragraphs 36 and 38]; and controlling the at least two zones in the area of the building according to a respective lighting intensity and the color setting in response to the triggering event [paragraph 16]. With respect to independent claim 10, Zolotykh et al. discloses a system comprising: a first device configured to establish a configuration for a scene configured to control each zone of at least two zones [paragraphs 36 and 38]; and a second device configured to receive the configuration for the scene from the first device and control each zone of the at least two zones in accordance with the configuration [paragraphs 4 and 69], wherein the first device is configured to: define the scene 30 for controlling each zone of the at least two zones, wherein each zone of the at least two zones comprises at least one lighting control device configured to control a corresponding at least one lighting load in an area of a building [paragraph 36 and 38]; display, on a display scene, a control interface for each zone of the at least two zones in the scene on a graphical user interface 25 [paragraph 26], wherein the graphical user interface display, on a display screen, a control interface for each zone of the at least two zones in the scene on a graphical user interface, wherein the graphical user interface comprises a first control interface comprising a first palette for a respective first zone of the at least two zones, wherein the first palette identifies a color setting for controlling the at least one lighting load for the respective first zone for which the first palette is being displayed, wherein the first palette is configured to display different color control configurations in response to an actuation from a user, wherein the different color control configurations [paragraphs 36-38 and Fig. 5] comprise a first color control configuration of colors at different color temperatures at which the at least one lighting load of the respective first zone is being controlled [paragraphs 30 and 34-36] and a second color control configuration comprising a full color gamut of colors at which the at least one lighting load of the respective first zone is being controlled [paragraphs 25-27 and 42] wherein the graphical user interface comprises a second control interface comprising a second palette for a respective second zone of the at least two zones [paragraphs 36-38], wherein the second palette identifies a color setting for controlling the at least one lighting load for the respective second zone for which the second palette is being displayed, wherein the second palette comprises colors at different color temperatures at which the at least one lighting load of the respective second zone is being controlled [paragraphs 30 and 34-36] or a full color gamut of colors at which the at least one lighting load of the respective second zone is being controlled [paragraphs 25-27 and 42]; receive, via the graphical user interface, a selection of the color setting on the first palette for controlling the at least one lighting load for the respective first zone for which the first palette is displayed [paragraphs 25-27 and 42]; receive, via the graphical user interface, a selection of the color setting on the second palette for controlling the at least one lighting load for the respective second zone for which the second palette is displayed [paragraphs 25-27 and 42]; store the respective selected color setting for each respective zone of the at least two zones as the configuration for the scene [paragraphs 75+]; and send the configuration for the scene to the second device; and wherein the second device is further configured to: store the selected color setting for each zone of the at least two zones in the configuration for the scene; receive a triggering event to trigger the scene [paragraphs 36 and 38]; and control each zone of the at least two zones in the area of the building according to the selected color setting in the configuration for the zone in response to the triggering event [paragraph 68]. Zolotykh et al. fails to explicitly teach capable of being controlled. Poloman et al. teaches user controls different types of lighting devices with different capabilities (i.e. capable of being controlled) [paragraphs 6-7]. It would have been obvious to one of ordinary skill in the art to incorporate the features of Poloman et al. into the system of Zolotykh et al. to achieve a desired lighting scene/effect thus improving the overall output as taught by Zolotykh et al. [paragraph 6]. With respect to claim 11, Zolotykh et al., as modified above, discloses wherein the first device is configured to display the control interface for each zone of the at least two zones based on the functionality of the at least one lighting control device comprised in the respective zone [paragraphs 17 and 24]. With respect to claim 12, Zolotykh et al., as modified above, discloses wherein the first palette is configured to display colors at different color temperatures 10c, and wherein the second palette is configured to display a full color gamut of colors 15a [paragraph 16]. With respect to claim 13, Zolotykh et al., as modified above, discloses wherein the graphical user interface comprises a master intensity control configured to collectively control a lighting intensity for each zone 31, 30 of the at least two zones [Fig. 2 and paragraphs 36-37]. With respect to claim 15, Zolotykh et al., as modified above, discloses wherein the first device is configured to: store a respective lighting intensity for each respective zone of the at least two zones in a configuration for the scene [paragraph 75]; receive an indication to provide real-time feedback at the at least one at least one lighting control device comprised in each of the at least two zones [paragraph 3]; and send the indication to the second device [paragraphs 4 and 69]; and wherein the second device is configured to: control the at least one at least one lighting control device comprised in each of the at least two zones according to the lighting intensity and the selected color settings in the scene in real time based on the indication [paragraphs 3 and 16]. With respect to claim 29, Zolotykh et al., as modified above, discloses wherein the graphical user interface comprises a master intensity control configured to collectively control a lighting intensity 10b for each zone of the at least two zones [paragraphs 36-37]. Claims 32-36 are rejected under 35 U.S.C. 103 as being unpatentable over Zolotykh et al. US20190034043 and Poloman et al. US20210235567 as applied to claims 1, 10, 17, and 26 above, and further in view of Sooch et al. US20180077766. With respect to claim 32, 34, 35, and 36, Zolotykh et al., as modified above, discloses the method/device of claims 1, 17, and 26, respectively. Zolotykh et al., as modified above, discloses displaying a lighting intensity 10b for each zone of the at least two zones for being controlled in the scene on a graphical user interface [paragraphs 36-37]; storing a respective intensity for each respective zone of the at least two zones [paragraph 75]; and receiving an indication to provide real-time feedback of the at least two zones [paragraph 3]. Zolotykh et al. fails to teach determining that the respective lighting intensities for the first zone and the second zone are different; and receiving an indication of a relative change in the lighting intensities for the first zone and the second zone, wherein the stored lighting intensity comprises the lighting intensity for the at least two zones after the indication of the relative change in the lighting intensities has been received. Sooch et al. teaches determining that the respective lighting intensities for the first zone and the second zone are different [paragraphs 7 and 9-12]; and receiving an indication of a relative change in the lighting intensities for the first zone and the second zone [paragraphs 15, 17, and 21], wherein the stored lighting intensity comprises the lighting intensity for the at least two zones after the indication of the relative change in the lighting intensities has been received [paragraphs 27-30]. It would have been obvious to one of ordinary skill in the art to incorporate the features of Sooch et al. into the method/device of Zolotykh et al. to improve lighting effect/scene as taught by Sooch et al.. With respect to claim 33, Zolotykh et al., as modified above, discloses the system of claim 10. Zolotykh et al., as modified above, discloses wherein the first device is configured to: display a lighting intensity 10b for each zone of the at least two zones in the scene on a graphical user interface [paragraphs 36-37]; storing a respective intensity for each respective zone of the at least two zones [paragraph 75]; and receiving an indication to provide real-time feedback of the at least two zones [paragraph 3]. Zolotykh et al. fails to teach determine that the lighting intensities for the first zone and the second zone are different; and receive an indication of a relative change in the lighting intensity for the first zone and the second zone, wherein the stored lighting intensity comprises the lighting intensity for the at least two zones after the indication of the relative change in the lighting intensities has been received. Sooch et al. teaches determining that the respective lighting intensities for the first zone and the second zone are different [paragraphs 7 and 9-12]; and receiving an indication of a relative change in the lighting intensities for the first zone and the second zone [paragraphs 15, 17, and 21], wherein the stored lighting intensity comprises the lighting intensity for the at least two zones after the indication of the relative change in the lighting intensities has been received [paragraphs 27-30]. It would have been obvious to one of ordinary skill in the art to incorporate the features of Sooch et al. into the system of Zolotykh et al. to improve lighting effect/scene as taught by Sooch et al.. Response to Arguments Applicant’s arguments with respect to claims 1-5, 7, 8, 10-13, 15, 17-21, 23, 26-30, and 32-36 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Sooch et al. US20180075714 shows a global keypad Dimberg et al. US20190005809 shows a control device for controlling an electrical load Any inquiry concerning this communication or earlier communications from the examiner should be directed to Alexander Taningco whose telephone number is (571)272-8048. The examiner can normally be reached Mon-Fri, 8am-4pm, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ANDREA WELLINGTON can be reached at (571) 272-4483. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ALEXANDER H. TANINGCO Supervisory Patent Examiner Art Unit 2845 /ALEXANDER H TANINGCO/Supervisory Patent Examiner, Art Unit 2845
Read full office action

Prosecution Timeline

Mar 20, 2024
Application Filed
Apr 08, 2024
Response after Non-Final Action
Nov 13, 2024
Non-Final Rejection mailed — §103, §112
May 13, 2025
Response Filed
Jul 22, 2025
Final Rejection mailed — §103, §112
Nov 24, 2025
Request for Continued Examination
Dec 02, 2025
Response after Non-Final Action
Jun 24, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
72%
With Interview (-1.7%)
2y 8m (~4m remaining)
Median Time to Grant
High
PTA Risk
Based on 416 resolved cases by this examiner. Grant probability derived from career allowance rate.

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