Prosecution Insights
Last updated: July 17, 2026
Application No. 18/613,370

NEGATIVE ELECTRODE ACTIVE MATERIAL AND RECHARGEABLE LITHIUM BATTERY INCLUDING SAME

Non-Final OA §102
Filed
Mar 22, 2024
Priority
Jul 14, 2023 — RE 10-2023-0092006
Examiner
BARCENA, CARLOS
Art Unit
Tech Center
Assignee
Samsung SDI Co., Ltd.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
904 granted / 1124 resolved
+20.4% vs TC avg
Moderate +12% lift
Without
With
+12.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
37 currently pending
Career history
1146
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
70.5%
+30.5% vs TC avg
§102
10.3%
-29.7% vs TC avg
§112
10.0%
-30.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1124 resolved cases

Office Action

§102
DETAILED ACTION Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Li et al. (ACS Appl. Energy Mater. 2021, 4, 8488−8495). Regarding claim 1, Li discloses boron-doped and carbon-controlled porous Si/C anode for high-performance lithium-ion batteries (title). Primary particles are agglomerated into to form secondary particles (Fig. 1a and 3g). The outer most layer is amorphous carbon (p. 8491, right col.). Regarding claim 2, Li discloses the atomic contents of B is 6.15%, (p. 8490, left col.). This amount of boron is calculated to be about 4 wt.%. Regarding claim 3, Li discloses the amorphous carbon is a coating layer (Fig. 1a); therefore, the amorphous carbon is between the boron-doped silicon primary particles. Regarding claim 4, Li discloses a pore volume between 0.001-0.01 cm3/g (Fig. S3 insert). Regarding claims 5-8, Li discloses boron (Title). The same doped boron can be viewed as a “boron material” and cannot be distinguished in the claims as recited. Regarding claim 9, Li discloses amorphous carbon (p. 8491, right col.), which will be either soft or hard carbon based on the method of making (p. 8489: Experimental Section). Regarding claim 10, Li discloses primary particles diameters of between about 10-500 nm (Figure S6). Regarding claim 11, Li discloses secondary particle size of about 9.86 µm (p. 8491, left col.). Regarding claim 12, Li discloses a thickness between about 1 nm to 2 µm (Fig. S7). Regarding claim 13, Li discloses a lithium-ion battery (Introduction) and electrochemical measurements with a counter electrode and electrolyte (p. 8489, right col.). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Xiao et al. (Materials Science and Engineering B 296 (2023) 116676) teaches boron-doped porous Si/C composite. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CARLOS BARCENA whose telephone number is (571)270-5780. The examiner can normally be reached Monday-Thursday 8-5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tong Guo can be reached at (571)272-3066. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CARLOS BARCENA/Primary Examiner, Art Unit 1723
Read full office action

Prosecution Timeline

Mar 22, 2024
Application Filed
Jul 08, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12676346
GAS SUPPRESSION DEVICE AND METHOD FOR LITHIUM-SULFUR BATTERY
2y 10m to grant Granted Jul 07, 2026
Patent 12676322
PACKAGING ARRANGEMENT AND PACKAGING SYSTEM
3y 0m to grant Granted Jul 07, 2026
Patent 12671093
NEGATIVE ELECTRODE INCLUDING COATING LAYER AND ION TRANSPORT LAYER, AND LITHIUM SECONDARY BATTERY INCLUDING THE SAME
3y 2m to grant Granted Jun 30, 2026
Patent 12671099
GASKET ASSEMBLY AND FUEL CELL MEMBRANE HUMIDIFIER COMPRISING SAME
2y 11m to grant Granted Jun 30, 2026
Patent 12671139
HIGH VOLTAGE BATTERY DEPLOYABLE EXHAUST SYSTEM
2y 10m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+12.3%)
2y 9m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1124 resolved cases by this examiner. Grant probability derived from career allowance rate.

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