Prosecution Insights
Last updated: July 17, 2026
Application No. 18/613,381

USE OF SOTAGLIFLOZIN FOR THE TREATMENT OF PATIENTS WITH TYPE 1 DIABETES MELLITUS

Non-Final OA §101§102§112
Filed
Mar 22, 2024
Priority
Mar 01, 2019 — provisional 62/812,338 +2 more
Examiner
CRAIGO, BAHAR ALAWI
Art Unit
1699
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Lexicon Pharmaceuticals Inc.
OA Round
1 (Non-Final)
47%
Grant Probability
Moderate
1-2
OA Rounds
1y 0m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
366 granted / 782 resolved
-13.2% vs TC avg
Strong +27% interview lift
Without
With
+27.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
49 currently pending
Career history
840
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
57.1%
+17.1% vs TC avg
§102
5.5%
-34.5% vs TC avg
§112
4.1%
-35.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 782 resolved cases

Office Action

§101 §102 §112
DETAILED ACTION The present application is a domestic application filed 22 March 2024, which is a continuation of US Application No. 17/539,548 (now abandoned), filed 01 December 2021, which is a continuation of US Application No. 16/804,255 (now abandoned), filed 28 February 2020, which claims priority to US Provisional Application No. 62/812,338, filed 01 March 2019. Claims 1-4 are pending in the current application and are examined on the merits herein. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claim 1-4 are rejected under 35 U.S.C. 101 because it is not a proper process claim. The claimed recitation of a use, without setting forth any steps involved in the process, results in an improper definition of a process, i.e., results in a claim which is not a proper process claim under 35 U.S.C. 101. See for example Ex parte Dunki, 153 USPQ 678 (Bd.App. 1967) and Clinical Products, Ltd. v. Brenner, 255 F. Supp. 131, 149 USPQ 475 (D.D.C. 1966). The recitation “which comprises restricting the administration of sotagliflozin…to patients with a Body Mass Index (BMI) ≥ 27 kg/m2” in claim 1 is not a clear active step. The recitation “wherein the sotagliflozin is administered in an amount of 200 mg/day” in claim 3 does not clearly provide an active step. It could be interpreted to refer to patients identified as those already taking sotagliflozin, having type 1 diabetes, and taking insulin. The claim could be amended to recite “comprising administering sotagliflozin to a subject having a Body Mass Index (BMI) ≥ 27 kg/m2”. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-4 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Present claims 1-4 does not recite an active step. Thus, it is unclear how this use is actually practiced. See MPEP 2173.05(q). The recitation “which comprises restricting the administration of sotagliflozin…to patients with a Body Mass Index (BMI) ≥ 27 kg/m2” in claim 1 is not a clear active step. It is not clear what step is involved in “restricting”, and the tense of the verb “the administration of” does not make it clear that this is an active step. The recitation “wherein the sotagliflozin is administered in an amount of 200 mg/day” in claim 3 does not clearly provide an active step. It could be interpreted to refer to patients identified as those already taking sotagliflozin, having type 1 diabetes, and taking insulin. The claim could be amended to recite “comprising administering sotagliflozin to a subject having a Body Mass Index (BMI) ≥ 27 kg/m2”. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-4 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Buse et al. (Diabetes Care, first published online June 2018, vol. 41, pp. 1970-1980, cited in IDS submitted 22 May 2024). Buse et al. teach it is difficult to achieve glycemic control for patients with type 1 diabetes (p.1971, first paragraph). Buse et al. teach performing a phase 3, multicenter, randomized, double-blind, placebo-controlled, parallel-group study in North America with 200 or 400 mg oral sotagliflozin once daily before the first meal of the day, combined with insulin in adults with inadequately controlled T1D (p.1971, second paragraph; and p.1972, first para). Buse et al. teach optimizing insulin therapy 6 weeks prior to randomization (p.1971, third paragraph). Optimizing insulin therapy was achieved by adjusting the basal and bolus doses to maintain fasting or pre-prandial blood glucose between 4.4 and 7.2 mmol/L (80 and 130 mg/dL) and 1- to 2-h postprandial glucose <10 mmol/L (<180 mg/dL), (p.1971, third paragraph). The BMI across all three treatment groups was 29.66 ± 5.387 kg/m2 (p.1974, Nonglycemic End Points). Sotagliflozin combined with optimized insulin therapy was associated with sustained HbA1c reduction, weight loss, lower insulin dose, fewer episodes of severe hypoglycemia, improved patient-reported outcomes, and more adjudicated diabetic ketoacidosis (DKA) relative to placebo (abstract). Buse et al. teach “among patients with a baseline HbA1c ≥ 7.0% after 6 weeks of insulin optimization, 15.7% of placebo-treated patients, 27.2% of patients receiving sotagliflozin 200 mg (p = 0.003 vs placebo), and 40.3% of patients receiving sotagliflozin 400 mg (p < 0.001) achieved an HbA1c < 7.0% at week 24. Within this subpopulation after 52 weeks, 18.4%, 27.7%, and 35.4% of patients receiving placebo, sotagliflozin 200 mg and sotagliflozin 400 mg, respectively, had an HbA1c < 7.0%” (p.1972, right column, Glycemic Control). Buse et al. teach insulin doses were not optimized prior to baseline in the inTandem3 trials. The recitation “failed to achieve adequate glycemic control despite optimal insulin therapy” is not defined in the instant Specification. It is not clear what is encompassed by “adequate glycemic control”. Nor is it clear what is meant by “optimal insulin therapy”. For purposes of examination, the limitation is broadly and reasonably interpreted as including patients with type 1 diabetes, taking insulin, and having severe hypoglycemia. Thus, the disclosure of Buse et al. anticipates claims 1-4 of the present application. Conclusion In view of the rejections to the pending claims set forth above, no claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BAHAR A CRAIGO whose telephone number is (571)270-1326. The examiner can normally be reached M-F: Noon-8pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fereydoun Sajjadi can be reached at 571-272-3311. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BAHAR CRAIGO/ Primary Examiner Art Unit 1699
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Prosecution Timeline

Mar 22, 2024
Application Filed
Jun 03, 2026
Non-Final Rejection mailed — §101, §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
47%
Grant Probability
74%
With Interview (+27.0%)
3y 4m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 782 resolved cases by this examiner. Grant probability derived from career allowance rate.

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