Prosecution Insights
Last updated: July 17, 2026
Application No. 18/613,858

APPARATUS, SYSTEM AND METHOD FOR DIRECTING VOICE INPUT IN A CONTROLLING DEVICE

Non-Final OA §103
Filed
Mar 22, 2024
Priority
Jul 12, 2017 — continuation of 11/489,691 +1 more
Examiner
NGUYEN, JENNIFER T
Art Unit
2629
Tech Center
2600 — Communications
Assignee
Universal Electronics Inc.
OA Round
3 (Non-Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
847 granted / 1036 resolved
+19.8% vs TC avg
Moderate +8% lift
Without
With
+7.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
12 currently pending
Career history
1054
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
75.8%
+35.8% vs TC avg
§102
16.7%
-23.3% vs TC avg
§112
1.2%
-38.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1036 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-17 are rejected under 35 U.S.C. 103 as being unpatentable over Bjorkengren (US 2016/0179462) in view of Yang (US 2017/0345422). Regarding claim 1, Bjorkengren discloses a controlling device (a device 105, para. 0012, fig. 1), comprising: a memory (not shown in the device 105 (e.g., a user device, mobile device, tablet, computer, etc., para. 0012) having processor-readable code embodied therein; a first communication interface (125, para. 0013); a microphone (110, para. 0013); and a processor (not shown in the device 105, paras. 0013-0014), coupled to the memory, the first communication interface, and the microphone for executing the processor-readable code that causes the controlling device to perform steps comprising: receiving from a user, via the microphone, a voice data preceded by a voice data (the microphone 110 may be arranged (e.g., configured, constructed, etc.) to receive a voice command from the user, para. 0013); using the voice data (the voice command) as received via the microphone (110) to identify from amongst a plurality of smart appliances (135, 140 and 145A-145C) a smart appliance (a voice command may be received from a user. In an example the voice command may include a connected device characterization. In an example, the characterization may be a connected device type. In an example, characterization may be a connected device function, paras. 0023, 0018). Bjorkengren does not specifically disclose using the voice data is a wake-word data; and transmitting, via the first communication interface, at least a portion of the voice data as received via the microphone to the identified smart appliance. In a similar field of endeavor of an electronic device, Yang discloses voice data is a wake-word data (such as trigger word) (para. 0035); and transmitting, via the first communication interface, at least a portion of the voice data as received via the microphone to the identified smart appliance (11, 12 or 13) (para. 0035). Therefore, it would have been obvious to one of the ordinary skill in the art at the time the invention was made to incorporate the voice data transmitting as taught by Yang in the system of Bjorkengren in order to easily judge at the identified device and incorrect operation may be prevented. Regarding claim 2, the combination of Bjorkengren and Yang discloses a second communication interface (integrated in transceiver 125) coupled to the processing device and wherein the processor-readable code causes the controlling device to transmit the wake-word data as received via the microphone (110) to a remote server via the second communication interface and to receive from the remote server via the second communication interface an identity usable to identify from amongst the plurality of smart appliances the smart appliance ("external device" or "server" 400, fig. 4) via the second communication interface and receiving from the remote server via the second communication interface an identity of the smart appliance to which the voice data received via the microphone is to be transmitted (paras. 0020, 0040, 0046-0047, and 0057-0058 of Bjorkengren). Regarding claims 3, 8 and 14, the combination of Bjorkengren and Yang discloses at least a portion of the voice data as received via the microphone (110) is streamed to the identified smart appliance via use of the first communication interface (125, para. 0013 of Bjorkengren). Regarding claims 4, 9 and 15, the combination of Bjorkengren and Yang discloses the at least a portion of the voice data as received via the microphone is recorded in the memory prior to being transmitted to the identified smart appliance (the user device may record the audio command, para. 0030 of Bjorkengren). Regarding claim 5, Bjorkengren discloses a method, comprising: receiving from a user, via a microphone (110) of a controlling device (105), a voice data preceded by a voice data (a voice command) (para. 0013); using the voice data as received via the microphone (110) to identify from amongst a plurality of smart appliances (135, 140 and 145A-145C) to a smart appliance; transmitting, via a first communication interface (125) of the controlling device, at least a portion of the voice data as received via the microphone to the identified smart appliance (the voice recognition service may interpret the command and reformat the command into a machine format (e.g., a binary code, conforming character string, etc.) used or understandable to a connected device, paras. 0019 and 0031); receiving, via a second communication interface of the identified smart appliance, the at least a portion of the voice data as received via the microphone as transmitted by the controlling device (the command may be preceded by a name for the connected device that the user wants to address, para. 0030). Bjorkengren does not specifically disclose using the voice data is a wake-word data; and transmitting, via a third communication interface of the identified smart appliance, to a speech processing device the at least a portion of voice data as received via the microphone as transmitted by the controlling. In a similar field of endeavor of an electronic device, Yang discloses voice data is a wake-word data (such as trigger word) (para. 0035); and transmitting, via a third communication interface of the identified smart appliance (11, 12 or 13), to a speech processing device (SRM1, SRM2 or SRM3) the at least a portion of voice data as received via the microphone as transmitted by the controlling (para. 0035). Therefore, it would have been obvious to one of the ordinary skill in the art at the time the invention was made to incorporate the voice data transmitting as taught by Yang in the system of Bjorkengren in order to easily judge at the identified device and incorrect operation may be prevented. Regarding claims 6 and 12, the combination of Bjorkengren and Yang discloses receiving, via the third communication interface of the identified smart appliance, a command provided from the speech processing service in response to the speech processing service being provided the at least a portion of the voice data as received via the microphone as transmitted by the controlling device and executing by the identified smart appliance the command as received via the third communication interface of the identified smart appliance from the speech processing service (para. 0031 of Bjorkengren). Regarding claims 7 and 13, the combination of Bjorkengren and Yang discloses causing the controlling device to transmit the wake-word data as received via the microphone to a remote server via a fourth communication interface of the controlling device and receive from the remote server via the fourth communication interface an identity usable to identify from amongst the plurality of smart appliances the smart appliance (the machine 400 may operate in the capacity of a server machine, a client machine, or both in server-client network environments, para. 0040. The instructions 424 may further be transmitted or received over a communications network 426 using a transmission medium via the network interface device 420 utilizing any one of a number of transfer protocols, para. 0046. Transmit the voice command to an external device; and receive the command from the external device, para. 0058 of Bjorkengren). Regarding claim 10, the combination of Bjorkengren and Yang discloses the at least a portion of voice data as received via the microphone comprises a voice command (para. 0013 of Bjorkengren). Regarding claim 11, Bjorkengren discloses system (a system 100 for connected device voice command support, fig. 1), comprising: a controlling device (a device 105, para. 0012), comprising: a first memory (not shown in the device 105 (e.g., a user device, mobile device, tablet, computer, etc., para. 0012) having first processor-readable code embodied therein; a first communication interface (125, para. 0013); a microphone (110, para. 0013) for receiving a voice input; and a first processor (not shown in the device 105, paras. 0013-0014), coupled to the first memory, the first communication interface, and the microphone for executing the first processor-readable code that causes the controlling device to perform steps comprising: receiving from a user, via the microphone, a voice data (the microphone 110 may be arranged (e.g., configured, constructed, etc.) to receive a voice command from the user, para. 0013); using the voice data as received via the microphone to identify from amongst a plurality of smart appliances (135, 140 and 145A-145C) a smart appliance; and wherein the identified smart device (e.g., 400, para. 0040) comprises: a second memory (416)having second processor-readable code embodied therein; a second communication interface (420); a third communication interface (420); and a second processor (402), coupled to the second memory, the second communication interface, and the third communication interface for executing the second processor-readable code that causes the identified smart appliance to perform steps comprising: receiving, via the second communication interface, the at least a portion of the voice data as received via the microphone transmitted from controlling device (paras. 0019 and 0031). Bjorkengren does not specifically disclose using the voice data is a wake-word data; transmitting, via the first communication interface, at least a portion of the voice data as received via the microphone to the identified smart appliance for subsequent interpretation by a speech processing service associated with the identified smart appliance; and transmitting, via the third communication interface, the at least a portion of the voice data as received via the microphone received from the controlling device to the speech processing service. In a similar field of endeavor of an electronic device, Yang discloses voice data is a wake-word data (such as trigger word) (para. 0035); and transmitting, via the first communication interface, at least a portion of the voice data as received via the microphone to the identified smart appliance (11, 12 or 13) for subsequent interpretation by a speech processing service (SRM1, SRM2 or SRM3) associated with the identified smart appliance (para. 0035); and transmitting, via the third communication interface, the at least a portion of the voice data as received via the microphone received from the controlling device (such as 31, fig. 15) to the speech processing service (SRM2 or SRM3) (para. 0126). Therefore, it would have been obvious to one of the ordinary skill in the art at the time the invention was made to incorporate the voice data transmitting as taught by Yang in the system of Bjorkengren in order to easily judge at the identified device and incorrect operation may be prevented. Regarding claim 16, the combination of Bjorkengren and Yang discloses the first communication interface comprises a radio frequency transmitter (para. 0057 of Yang). Regarding claim 17, the combination of Bjorkengren and Yang discloses the first communication interface comprises an infrared transmitter (para. 0057 of Yang). Response to Arguments Applicant’s arguments with respect to claims 1-17 have been considered but are moot because the new ground of rejection does not rely on at least one reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JENNIFER T NGUYEN whose telephone number is (571)272-7696. The examiner can normally be reached Mon-Fri 7:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benjamin C Lee can be reached at 5712722963. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JENNIFER T NGUYEN/Primary Examiner, Art Unit 2629
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Prosecution Timeline

Mar 22, 2024
Application Filed
Jun 10, 2025
Non-Final Rejection mailed — §103
Sep 05, 2025
Response Filed
Dec 09, 2025
Final Rejection mailed — §103
Mar 12, 2026
Notice of Allowance
Mar 12, 2026
Response after Non-Final Action
May 22, 2026
Response after Non-Final Action
Jul 07, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
90%
With Interview (+7.9%)
2y 5m (~1m remaining)
Median Time to Grant
High
PTA Risk
Based on 1036 resolved cases by this examiner. Grant probability derived from career allowance rate.

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